Piper Jaffray Companies

Corporate profile

Piper Jaffray is a leading investment bank and asset management firm serving clients in the U.S. and internationally.

General shareholder information

Exchange

New York Stock Exchange (symbol: PJC)

Independent accountants

Ernst & Young LLP

Stock transfer agent and registrar

Broadridge acts as transfer agent and registrar for Piper Jaffray Companies and maintains all shareholder records for the company. If you have questions regarding the Piper Jaffray Companies stock you own, stock transfers, address corrections or changes, lost stock certificates or duplicate mailings, please contact Broadridge:

Online shareholder.broadridge.com/pjc

Telephone (800) 872-4409 Toll-Free (720) 501-4324 Outside the U.S. Shareowner relations specialists available Monday through Friday, 8:00 a.m. to 6:00 p.m. ET

Written correspondence Broadridge Corporate Issuer Solutions, Inc PO Box 1342 Brentwood NY 11717

Certified and overnight delivery Broadridge Corporate Issuer Solutions, Inc ATTN: IWS 1155 Long Island Avenue Edgewood NY 11717

Tax basis for Piper Jaffray spin-off

For information regarding how to calculate the tax basis for U.S. Bancorp and Piper Jaffray shares as a result of the spin-off of Piper Jaffray Companies, see the sample Piper Jaffray cost basis allocation (PDF).

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