Investor Relations

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Corporate profile

Company information
Piper Jaffray is a leading international middle market investment firm, serving the needs of middle market corporations, private equity groups, public entities, nonprofit clients and institutional investors. We operate through three principal business lines—investment banking, institutional securities and asset management—offering a comprehensive suite of products to serve our clients' business lifecycle needs, geographic reach in an increasingly international market, and deep expertise in our core middle market sectors. Founded in 1895, the firm is headquartered in Minneapolis and has offices across the United States and in London, Hong Kong, and Shanghai.

General shareholder information

Exchange

New York Stock Exchange (symbol: PJC)

Independent accountants

Ernst & Young LLP

Stock transfer agent and registrar

Mellon Investor Services LLC acts as transfer agent and registrar for Piper Jaffray Companies and maintains all shareholder records for the company. If you have questions regarding the Piper Jaffray Companies stock you own, stock transfers, address corrections or changes, lost stock certificates or duplicate mailings, please contact Mellon Investor Services by writing or calling:

Mellon Investor Services
480 Washington Blvd
Jersey City, New Jersey 07310-1900
800 872-4409

Tax basis for Piper Jaffray spin-off

For information regarding how to calculate the tax basis for U.S. Bancorp and Piper Jaffray shares as a result of the spin-off of Piper Jaffray Companies, see the sample Piper Jaffray cost basis allocation (PDF).

Investor relations contact

Shareholders, securities analysts and investors seeking additional information about the company should write or call:

Jennifer A. Olson-Goude
Director, Investor Relations
Piper Jaffray Companies
800 Nicollet Mall
Minneapolis, MN 55402
612 303-6277
jennifer.a.olson-goudepjc.com