Shareholder FAQ

 

 

1. What stock exchange does Piper Jaffray Companies trade on?

Piper Jaffray Companies common stock is listed and traded on the New York Stock Exchange.

2. What is the Piper Jaffray Companies ticker symbol?

Our common stock ticker symbol is PJC.

3. Does Piper Jaffray Companies issue dividends?

Currently, Piper Jaffray Companies does not issue a dividend.

4. When did Piper Jaffray Companies spin off from U.S. Bancorp?

Piper Jaffray Companies became a stand-alone public company on December 31, 2003.

5. Who should I contact regarding my stock certificate(s)?

You should contact Computershare, the Piper Jaffray Companies stock transfer agent. See Contact Information.

6. What is the Piper Jaffray Companies CUSIP number for common stock?

724078 10 0

7. When do the company's fiscal quarters end?

8. Does Piper Jaffray Companies have a dividend reinvestment program or other direct means of purchasing the company's stock?

We do not currently pay a dividend, so we do not offer a dividend reinvestment program or a direct stock purchase program.

9. How can I find out how many shares of Piper Jaffray Companies stock I own?

Please contact Computershare, the Piper Jaffray Companies stock transfer agent, for the details of your holdings. See Contact Information. Alternatively, if you hold shares at a bank or brokerage, contact that firm.

10. How do I calculate the tax basis for my U. S. Bancorp and Piper Jaffray shares as a result of the spin-off of Piper Jaffray Companies?

See the sample Piper Jaffray cost basis allocation (PDF).

11. Who are the independent auditors for Piper Jaffray Companies?

Ernst & Young LLP.