Transactions
Investment Banking
| Date | Client | Type | Ticker | Deal Size ($ in MM) | Sector |
| 02/13 | Achillion Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ACHN | 141.9 | Healthcare |
| 02/13 | Michael Kors Holdings Limited | Follow-On Offering | NYSE: KORS | 1537.0 | Consumer |
| 02/13 | Oncolytics Biotech Inc. | Underwritten Registered Direct | NASDAQ: ONCY | 32.0 | Healthcare |
| 01/13 | Zoetis Inc. | Initial Public Offering | NYSE: ZTS | 2574.3 | Healthcare |
| 01/13 | LipoScience, Inc. | Initial Public Offering | NASDAQ: LPDX | 51.7 | Healthcare |
| 01/13 | Pacira Pharmaceuticals, Inc. | Convertible | NASDAQ: PCRX | 120.0 | Healthcare |
| 01/13 | Theravance, Inc. | Convertible | NASDAQ: THRX | 287.5 | Healthcare |
| 01/13 | AtriCure, Inc. | Underwritten Registered Direct | NASDAQ: ATRC | 28.9 | Healthcare |
| 01/13 | Alnylam Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ALNY | 185.1 | Healthcare |
| 01/13 | S&W Seed Company | Underwritten Registered Direct | NASDAQ: SANW | 10.5 | Clean Technology and Renewables |
| 12/12 | Galena BioPharma, Inc. | Underwritten Registered Direct | NASDAQ: GALE | 24.2 | Healthcare |
| 12/12 | Conn's, Inc. | Follow-On Offering | NASDAQ: CONN | 169.1 | Consumer |
| 12/12 | Einstein Noah Restaurant Group, Inc. | Debt Capital Markets Issue | NASDAQ: BAGL | Consumer | |
| 12/12 | Derma Sciences, Inc. | Underwritten Registered Direct | NASDAQ: DSCI | 36.4 | Healthcare |
| 11/12 | Smarte Carte, Inc. | Debt Capital Markets Issue | Industrial Growth | ||
| 11/12 | Proto Labs, Inc. | Follow-On Offering | NYSE: PRLB | 128.3 | Industrial Growth |
| 11/12 | MAKO Surgical Corp. | Underwritten Registered Direct | NASDAQ: MAKO | 46.0 | Healthcare |
| 11/12 | Array BioPharma Inc. | Underwritten Registered Direct | NASDAQ: ARRY | 75.6 | Healthcare |
| 11/12 | Restoration Hardware Holdings, Inc. | Initial Public Offering | NYSE: RH | 142.5 | Consumer |
| 10/12 | Indentive Group, Inc. | Debt Capital Markets Issue | NASDAQ: INVE | 20.0 | Technology, Media and Telecommunications |
| 10/12 | Athersys, Inc. | Follow-On Offering | NASDAQ: ATHX | 23.0 | Healthcare |
| 10/12 | MannKind Corp. | Underwritten Registered Direct | NASDAQ: MNKD | 92.0 | Healthcare |
| 10/12 | Walter Investment Management Corp. | Follow-On Offering | NYSE: WAC | 289.8 | Financial Institutions |
| 10/12 | Rigel Pharmaceuticals, Inc. | Underwritten Registered Direct | NASDAQ: RIGL | 144.7 | Healthcare |
| 09/12 | Michael Kors Holdings Limited | Follow-On Offering | NYSE: KORS | 1219.0 | Consumer |
| 09/12 | Neogenix Oncology, Inc. | Debt Capital Markets Issue | Healthcare | ||
| 09/12 | inContact, Inc. | Underwritten Registered Direct | NASDAQ: SAAS | 40.0 | Technology, Media and Telecommunications |
| 08/12 | Fluidigm Corporation | Underwritten Registered Direct | NASDAQ: FLDM | 59.9 | Healthcare |
| 08/12 | Exelixis, Inc. | Follow-On Offering | NASDAQ: EXEL | 146.6 | Healthcare |
| 08/12 | Globus Medical, Inc. | Initial Public Offering | NYSE: GMED | 114.9 | Healthcare |
| 08/12 | Bertucci's Corporation | Debt Capital Markets Issue | 93.0 | Consumer | |
| 07/12 | Del Frisco’s Restaurant Group, LLC | Initial Public Offering | NASDAQ: DFRG | 75.4 | Consumer |
| 07/12 | Natural Grocers by Vitamin Cottage, Inc. | Initial Public Offering | NYSE: NGVC | 123.2 | Consumer |
| 06/12 | Gevo, Inc. | Follow-On Offering | NASDAQ: GEVO | 61.9 | Clean Technology and Renewables |
| 06/12 | Gevo, Inc. | Convertible | NASDAQ: GEVO | 40.0 | Clean Technology and Renewables |
| 05/12 | Endologix, Inc. | Follow-On Offering | NASDAQ: ELGX | 36.1 | Healthcare |
| 05/12 | Gordmans Stores, Inc. | Follow-On Offering | NASDAQ: GMAN | 58.6 | Consumer |
| 05/12 | Molycorp, Inc. | Debt Capital Markets Issue | NYSE: MCP | 650.0 | Industrial Growth |
| 05/12 | Facebook, Inc. | Initial Public Offering | NASDAQ: FB | 16007.8 | Technology, Media and Telecommunications |
| 05/12 | Arena Pharmaceuticals, Inc. | Underwritten Registered Direct | NASDAQ: ARNA | 69.5 | Healthcare |
| 05/12 | Web.com Group, Inc. | Follow-On Offering | NASDAQ: WWWW | 136.4 | Technology, Media and Telecommunications |
| 05/12 | Edwards Group Limited | Initial Public Offering | NASDAQ: EVAC | 100.0 | Technology, Media and Telecommunications |
| 05/12 | Ulta Salon, Cosmetics & Fragrance, Inc. | Follow-On Offering | NASDAQ: ULTA | 676.2 | Consumer |
| 05/12 | Ignite Restaurant Group, Inc. | Initial Public Offering | NASDAQ: IRG | 92.8 | Consumer |
| 05/12 | Tilly's, Inc. | Initial Public Offering | NYSE: TLYS | 142.6 | Consumer |
| 05/12 | Supernus Pharmaceuticals, Inc | Initial Public Offering | NASDAQ: SUPN | 52.2 | Healthcare |
| 04/12 | Pacira Pharmaceuticals, Inc. | Underwritten Registered Direct | NASDAQ: PCRX | 67.3 | Healthcare |
| 04/12 | Novadaq Technologies Inc. | Underwritten Registered Direct | NASDAQ: NVDQ | 40.3 | Healthcare |
| 04/12 | Derma Sciences, Inc. | Underwritten Registered Direct | NASDAQ: DSCI | 19.7 | Healthcare |
| 03/12 | Vocera Communications, Inc. | Initial Public Offering | NYSE: VCRA | 107.6 | Healthcare |
| 03/12 | Vipshop Holdings Limited | Initial Public Offering | NYSE: VIPS | 71.5 | Technology, Media and Telecommunications |
| 03/12 | Michael Kors Holdings Ltd. | Follow-On Offering | NYSE: KORS | 1175.0 | Consumer |
| 03/12 | Athersys, Inc. | PIPE | NASDAQ: ATHX | 9.0 | Healthcare |
| 03/12 | Invensense, Inc. | Follow-On Offering | NYSE: INVN | 111.0 | Technology, Media and Telecommunications |
| 02/12 | Home Loan Sevicing Solutions, Ltd. | Initial Public Offering | NASDAQ: HLS | 186.6 | Financial Institutions |
| 02/12 | Proto Labs | Initial Public Offering | NYSE: PRLB | 79.1 | Industrial Growth |
| 02/12 | Bazaarvoice, Inc. | Initial Public Offering | NASDAQ: BV | 130.8 | Technology, Media and Telecommunications |
| 02/12 | Ceres, Inc. | Initial Public Offering | NASDAQ: CERE | 74.7 | Clean Technology and Renewables |
| 02/12 | Black Diamond, Inc. | Underwritten Registered Direct | NASDAQ: BDE | 66.8 | Consumer |
| 02/12 | OCZ Technology Group, Inc. | Follow-On Offering | NASDAQ: OCZ | 108.0 | Technology, Media and Telecommunications |
| 02/12 | MannKind Corp. | Follow-On Offering | NASDAQ: MNKD | 86.3 | Healthcare |
| 02/12 | WisdomTree Investments, Inc. | Follow-On Offering | NASDAQ: WETF | 92.6 | Financial Institutions |
| 02/12 | Greenway Medical Technologies, Inc. | Initial Public Offering | NYSE: GWAY | 76.3 | Healthcare |
| 01/12 | Trius Therapeutics, Inc. | Underwritten Registered Direct | NASDAQ: TSRX | 51.9 | Healthcare |
| 01/12 | ZIOPHARM Oncology, Inc. | Underwritten Registered Direct | NASDAQ: ZIOP | 50.2 | Healthcare |
| 01/12 | Neurocrine Biosciences, Inc. | Underwritten Registered Direct | NASDAQ: NBIX | 88.5 | Healthcare |
| 01/12 | Renewable Energy Group, Inc. | Initial Public Offering | NASDAQ: REGI | 72.0 | Clean Technology and Renewables |
| 12/11 | Michael Kors Holdings Limited | Initial Public Offering | NYSE: KORS | 1085.6 | Consumer |
| 12/11 | Express, Inc. | Follow-On Offering | NYSE: EXPR | 368.0 | Consumer |
| 11/11 | MoneyGram International, Inc. | Follow-On Offering | NYSE: MGI | 166.3 | Financial Institutions |
| 11/11 | Pacira Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: PCRX | 52.3 | Healthcare |
| 11/11 | InvenSense, Inc. | Initial Public Offering | NYSE: INVN | 86.2 | Technology, Media and Telecommunications |
| 11/11 | Lifetech Scientific Corp. | Initial Public Offering | GEM: 8122 | 32.2 | Healthcare |
| 10/11 | Coldwater Creek, Inc. | Underwritten Registered Direct | NASDAQ: CWTR | 24.5 | Consumer |
| 10/11 | Lions Gate Entertainment Corp. | Secondary Offering | NYSE: LGF | 134.4 | Technology, Media and Telecommunications |
| 09/11 | TranS1, Inc. | Underwritten Registered Direct | NASDAQ: TSON | 20.1 | Healthcare |
| 08/11 | World Family K.K. (fka Learning Technologies) | Debt Capital Markets Issue | 16.3 | Technology, Media and Telecommunications | |
| 07/11 | ServiceSource International | Follow-On Offering | NASDAQ: SREV | 250.0 | Industrial Growth |
| 07/11 | Teavana Holdings Inc. | Initial Public Offering | NYSE: TEA | 139.6 | Consumer |
| 07/11 | Skullcandy, Inc. | Initial Public Offering | NASDAQ: SKUL | 188.8 | Consumer |
| 07/11 | InSite Vision Inc. | PIPE | OTCBB: INSV | 22.2 | Healthcare |
| 06/11 | TearLab Corporation | PIPE | NASDAQ: TEAR | 7.0 | Healthcare |
| 06/11 | KiOR, Inc. | Initial Public Offering | NASDAQ: KIOR | 150.0 | Clean Technology and Renewables |
| 06/11 | Shuanghua Holdings Limited | Initial Public Offering | SEHK: 1241 | 188.5 | Industrial Growth |
| 06/11 | Merit Medical Systems, Inc. | Underwritten Registered Direct | NASDAQ: MMSI | 92.4 | Healthcare |
| 06/11 | Molycorp Inc. | Follow-On Offering | NYSE: MCP | 586.5 | Clean Technology and Renewables |
| 06/11 | Integra LifeSciences Holdings Corp. | Follow-On Offering | NASDAQ: IART | 230.0 | Healthcare |
| 05/11 | Rigel Pharmaceuticals, Inc. | Underwritten Registered Direct | NASDAQ: RIGL | 150.0 | Healthcare |
| 05/11 | Akorn, Inc. | Convertible | NASDAQ: AKRX | 100.0 | Healthcare |
| 05/11 | Trius Therapeutics, Inc. | PIPE | NASDAQ: TSRX | 30.1 | Healthcare |
| 05/11 | Yandex N.V. | Initial Public Offering | NASDAQ: YNDX | 1434.8 | Technology, Media and Telecommunications |
| 05/11 | Youku.com, Inc. | Follow-On Offering | NYSE: YOKU | 593.1 | Technology, Media and Telecommunications |
| 05/11 | Douglas Dynamics, Inc. | Follow-On Offering | NYSE: PLOW | 83.4 | Industrial Growth |
| 05/11 | Lions Gate Entertainment Corp. | Debt Capital Markets Issue | NYSE: LGF | 200.0 | Technology, Media and Telecommunications |
| 05/11 | Nanosphere, Inc. | Underwritten Registered Direct | NASDAQ: NSPH | 34.5 | Technology, Media and Telecommunications |
| 05/11 | Ancestry.com | Follow-On Offering | NASDAQ: ACOM | 182.7 | Technology, Media and Telecommunications |
| 05/11 | Green Mountain Coffee Roasters Inc. | Follow-On Offering | NASDAQ: GMCR | 702.2 | Consumer |
| 05/11 | NetQin Mobile, Inc. | Initial Public Offering | NYSE: NQ | 89.1 | Technology, Media and Telecommunications |
| 04/11 | 21Vianet Group, Inc. | Initial Public Offering | NASDAQ: VNET | 224.3 | Technology, Media and Telecommunications |
| 04/11 | Ellie Mae, Inc. | Initial Public Offering | NYSE: ELLI | 50.6 | Financial Institutions |
| 04/11 | Vera Bradley, Inc. | Follow-On Offering | NASDAQ: VRA | 302.2 | Consumer |
| 04/11 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 138.4 | Financial Institutions |
| 04/11 | Elster Group SE | Follow-On Offering | NYSE: ELT | 276.0 | Clean Technology and Renewables |
| 04/11 | Express, Inc. | Follow-On Offering | NYSE: EXPR | 432.6 | Consumer |
| 04/11 | AVI BioPharma, Inc. | Underwritten Registered Direct | NASDAQ: AVII | 34.5 | Healthcare |
| 03/11 | ValueVision Media Inc. | Underwritten Registered Direct | NASDAQ: VVTV | 59.3 | Technology, Media and Telecommunications |
| 03/11 | Bravo Brio Restaurant Group Inc. | Follow-On Offering | NASDAQ: BBRG | 74.4 | Consumer |
| 03/11 | ServiceSource International | Initial Public Offering | NASDAQ: SREV | 137.3 | Technology, Media and Telecommunications |
| 03/11 | Cornerstone OnDemand, Inc. | Initial Public Offering | NASDAQ: CSOD | 603.3 | Technology, Media and Telecommunications |
| 03/11 | Tengion, Inc. | PIPE | NASDAQ: TNGN | 31.3 | Healthcare |
| 02/11 | Limelight Networks Inc. | Underwritten Registered Direct | NASDAQ: LLNW | 81.7 | Technology, Media and Telecommunications |
| 02/11 | AcelRx Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACRX | 40.0 | Healthcare |
| 02/11 | Body Central Corporation | Follow-On Offering | NASDAQ: BODY | 94.1 | Consumer |
| 02/11 | Molycorp Inc. | Follow-On Offering | NYSE: MCP | 776.3 | Clean Technology and Renewables |
| 02/11 | Fluidigm Corp | Initial Public Offering | NASDAQ: FLDM | 86.3 | Healthcare |
| 02/11 | Gevo, Inc. | Initial Public Offering | NASDAQ: GEVO | 123.3 | Clean Technology and Renewables |
| 02/11 | Tornier NV | Initial Public Offering | NASDAQ: TRNX | 178.0 | Healthcare |
| 02/11 | NeoPhotonics Corporation | Initial Public Offering | NYSE: NPTN | 94.9 | Technology, Media and Telecommunications |
| 02/11 | Pacira Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: PCRX | 42.0 | Healthcare |
| 02/11 | Epocrates, Inc. | Initial Public Offering | NASDAQ: EPOC | 98.6 | Healthcare |
| 01/11 | InterXion Holding NV | Initial Public Offering | NYSE: INXN | 304.6 | Technology, Media and Telecommunications |
| 12/10 | ValueVision Media Inc. | Underwritten Registered Direct | NASDAQ: VVTV | 18.4 | Technology, Media and Telecommunications |
| 12/10 | Fortegra Financial Corp. | Initial Public Offering | NYSE: FRF | 66.0 | Financial Institutions |
| 12/10 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 50.5 | Financial Institutions |
| 12/10 | Express Inc. | Follow-On Offering | NYSE: EXPR | 222.8 | Consumer |
| 12/10 | Sky-mobi Limited | Initial Public Offering | NASDAQ: MOBI | 58.0 | Technology, Media and Telecommunications |
| 12/10 | Bona Film Group Limited | Initial Public Offering | NASDAQ: BONA | 99.8 | Technology, Media and Telecommunications |
| 12/10 | E-Commerce China Dangdang Inc. | Initial Public Offering | NYSE: DANG | 312.8 | Technology, Media and Telecommunications |
| 12/10 | Youku.com Inc | Initial Public Offering | NYSE: YOKU | 233.3 | Technology, Media and Telecommunications |
| 12/10 | RealD Inc. | Follow-On Offering | NYSE: RLD | 249.4 | Technology, Media and Telecommunications |
| 12/10 | Sequenom Inc. | Underwritten Registered Direct | NASDAQ: SQNM | 96.6 | Healthcare |
| 12/10 | Vitamin Shoppe, Inc. | Follow-On Offering | NYSE: VSI | 210.2 | Consumer |
| 11/10 | Somaxon Pharmaceuticals Inc | Follow-On Offering | NASDAQ: SOMX | 26.0 | Healthcare |
| 11/10 | Ancestry.com Inc. | Follow-On Offering | NASDAQ: ACOM | 113.5 | Technology, Media and Telecommunications |
| 11/10 | Micromet, Inc. | Follow-On Offering | NASDAQ: MITI | 72.3 | Healthcare |
| 11/10 | O-Net Communications (Group) Ltd. | Follow-On Offering | SEHK: 877 | 81.8 | Technology, Media and Telecommunications |
| 11/10 | MAKO Surgical Corp. | Follow-On Offering | NASDAQ: MAKO | 61.0 | Healthcare |
| 10/10 | AIA Group Ltd. | Initial Public Offering | SEHK: 1299 | 20493.5 | Financial Institutions |
| 10/10 | Coolpoint Energy Limited | Follow-On Offering | SEHK: 8032 | 99.9 | Consumer |
| 10/10 | Evergreen International Holdings Limited | Initial Public Offering | SEHK: 238 | 161.0 | Consumer |
| 10/10 | Le Gaga Holdings Ltd. | Initial Public Offering | NASDAQ: GAGA | 103.3 | Consumer |
| 10/10 | Country Style Cooking Restaurant Chain Co. Ltd. | Initial Public Offering | NYSE: CCSC | 94.9 | Consumer |
| 10/10 | Pacific Biosciences of California Inc. | Initial Public Offering | NASDAQ: PACB | 200.0 | Healthcare |
| 10/10 | Vera Bradley Inc. | Initial Public Offering | NASDAQ: VRA | 202.4 | Consumer |
| 10/10 | Bravo Brio Restaurant Group Inc. | Initial Public Offering | NASDAQ: BBRG | 161.0 | Consumer |
| 10/10 | TAL Education Group | Initial Public Offering | NYSE: XRS | 138.0 | Technology, Media and Telecommunications |
| 10/10 | Lee's Pharmaceutical Holdings Ltd. | Follow-On Offering | SEHK: 950 | 5.4 | Healthcare |
| 10/10 | Body Central Corp | Initial Public Offering | NASDAQ: BODY | 74.8 | Consumer |
| 10/10 | Global Education & Technology Group Ltd. | Initial Public Offering | NASDAQ: GEDU | 77.0 | Technology, Media and Telecommunications |
| 10/10 | Daqo New Energy Corp. | Initial Public Offering | NYSE: DQ | 87.4 | Clean Technology and Renewables |
| 09/10 | Microport Scientific Corporation | Initial Public Offering | SEHK: 853 | 227.9 | Healthcare |
| 08/10 | Cardtronics Inc. | Follow-On Offering | NASDAQ: CATM | 106.9 | Financial Institutions |
| 08/10 | China Kanghui Holdings | Initial Public Offering | NYSE: KH | 68.4 | Healthcare |
| 08/10 | Gordmans Stores, Inc | Initial Public Offering | NASDAQ: GMAN | 58.9 | Consumer |
| 08/10 | Trius Therapeutics, Inc. | Initial Public Offering | NASDAQ: TSRX | 50.0 | Healthcare |
| 07/10 | Monitise Plc | Follow-On Offering | LSE: MONI | 50.0 | Technology, Media and Telecommunications |
| 07/10 | Molycorp, Inc. | Initial Public Offering | NYSE: MCP | 393.8 | Clean Technology and Renewables |
| 07/10 | Green Dot Corporation | Initial Public Offering | NYSE: GDOT | 188.7 | Financial Institutions |
| 07/10 | RealD Inc. | Initial Public Offering | NYSE: RLD | 230.0 | Technology, Media and Telecommunications |
| 07/10 | SMART Technologies Inc. | Initial Public Offering | NASDAQ: SMT | 660.1 | Technology, Media and Telecommunications |
| 07/10 | Cninsure Inc. | Follow-On Offering | NASDAQ: CISG | 115.0 | Financial Institutions |
| 06/10 | Chaowei Power Holdings Ltd. | Initial Public Offering | SEHK: 951 | 70.0 | Industrial Growth |
| 06/10 | Higher One Holdings Inc. | Initial Public Offering | NYSE: ONE | 124.2 | Financial Institutions |
| 06/10 | China New Borun Corp. | Initial Public Offering | NYSE: BORN | 40.1 | Consumer |
| 06/10 | Ulta Salon Cosmetics & Fragrance Inc. | Follow-On Offering | NASDAQ: ULTA | 229.7 | Consumer |
| 05/10 | GenMark Diagnostics, Inc. | Initial Public Offering | NASDAQ: GNMK | 27.6 | Healthcare |
| 05/10 | Anadys Pharmaceuticals Inc. | Registered Direct | NASDAQ: ANDS | 12.5 | Healthcare |
| 05/10 | ReachLocal, Inc. | Initial Public Offering | NASDAQ: RLOC | 62.3 | Technology, Media and Telecommunications |
| 05/10 | Vitamin Shoppe, Inc. | Follow-On Offering | NYSE: VSI | 168.5 | Consumer |
| 05/10 | TeleNav, Inc. | Initial Public Offering | NASDAQ: TNAV | 64.4 | Technology, Media and Telecommunications |
| 05/10 | Express Inc. | Initial Public Offering | NYSE: EXPR | 272.0 | Consumer |
| 05/10 | Lansen Pharmaceutical Holdings Ltd. | Initial Public Offering | SEHK: 503 | 78.7 | Healthcare |
| 05/10 | Charm Communications Inc. | Initial Public Offering | NASDAQ: CHRM | 74.2 | Technology, Media and Telecommunications |
| 05/10 | Douglas Dynamics, Inc. | Initial Public Offering | NYSE: PLOW | 112.5 | Industrial Growth |
| 05/10 | Lifecore Biomedical Inc. | Fairness Opinion | 54.0 | Healthcare | |
| 04/10 | Sijia Group Company Limited | Initial Public Offering | SEHK: 1863 | 96.0 | Industrial Growth |
| 04/10 | Alpha & Omega Semiconductor, Ltd. | Initial Public Offering | NASDAQ: AOSL | 91.6 | Technology, Media and Telecommunications |
| 04/10 | Convio, Inc. | Initial Public Offering | NASDAQ: CNVO | 46.2 | Technology, Media and Telecommunications |
| 04/10 | O-Net Communications (Group) Ltd. | Initial Public Offering | SEHK: 877 | 72.2 | Technology, Media and Telecommunications |
| 04/10 | Codexis, Inc. | Initial Public Offering | NASDAQ: CDXS | 78.0 | Clean Technology and Renewables |
| 04/10 | Dynavox Inc. | Initial Public Offering | NASDAQ: DVOX | 140.6 | Healthcare |
| 04/10 | Mitel Networks Corp. | Initial Public Offering | NASDAQ: MITL | 147.4 | Technology, Media and Telecommunications |
| 04/10 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 805.0 | Financial Institutions |
| 04/10 | Hansen Medical, Inc. | Underwritten Registered Direct | NASDAQ: HNSN | 32.2 | Healthcare |
| 04/10 | Kilroy Realty Corp. | Follow-On Offering | NYSE: KRC | 312.8 | Industrial Growth |
| 04/10 | Macerich Co. | Follow-On Offering | NYSE: MAC | 1230.0 | Industrial Growth |
| 04/10 | Tengion, Inc. | Initial Public Offering | NASDAQ: TNGN | 30.0 | Healthcare |
| 03/10 | Cardtronics, Inc. | Follow-On Offering | NASDAQ: CATM | 96.6 | Financial Institutions |
| 03/10 | Finisar Corporation | Follow-On Offering | NASDAQ: FNSR | 139.1 | Technology, Media and Telecommunications |
| 03/10 | The Hartford Financial Services Group, Inc. | Follow-On Offering | NYSE: HIG | 1653.6 | Financial Institutions |
| 03/10 | China Chief Cable TV Group Ltd. | Follow-On Offering | SEHK: 8153 | 32.9 | Technology, Media and Telecommunications |
| 03/10 | Financial Engines, Inc. | Initial Public Offering | NASDAQ: FNGN | 146.3 | Financial Institutions |
| 03/10 | Micromet, Inc. | Follow-On Offering | NASDAQ: MITI | 80.5 | Healthcare |
| 03/10 | Green Plains Renewable Energy, Inc. | Follow-On Offering | NASDAQ: GPRE | 85.4 | Clean Technology and Renewables |
| 03/10 | Anthera Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ANTH | 42.0 | Healthcare |
| 02/10 | rue21, Inc | Follow-On Offering | NASDAQ: RUE | 172.5 | Consumer |
| 02/10 | IntegraMed America, Inc. | Follow-On Offering | NASDAQ: INMD | 21.0 | Healthcare |
| 01/10 | Sinovac Biotech Ltd. | Follow-On Offering | NYSE: SVA | 66.0 | Healthcare |
| 01/10 | Duoyuan Global Water Inc. | Follow-On Offering | NYSE: DGW | 104.6 | Clean Technology and Renewables |
| 12/09 | China Corn Oil Company Limited | Initial Public Offering | SEHK: 1006 | 80.0 | Consumer |
| 12/09 | Mobi Development Co., Ltd. | Initial Public Offering | SEHK: 947 | 76.0 | Technology, Media and Telecommunications |
| 12/09 | Nanometrics Inc. | Underwritten Registered Direct | NASDAQ: NANO | 33.8 | Technology, Media and Telecommunications |
| 12/09 | G-III Apparel Group Ltd. | Underwritten Registered Direct | NASDAQ: GIII | 37.2 | Consumer |
| 12/09 | Select Comfort Corporation | Underwritten Registered Direct | NASDAQ: SCSS | 19.7 | Consumer |
| 12/09 | Fufeng Group Limited | Block Trade | SEHK: 546 | 36.0 | Industrial Growth |
| 11/09 | Novavax, Inc. | Underwritten Registered Direct | NASDAQ: NVAX | 22.4 | Healthcare |
| 11/09 | Archipelago Learning, Inc. | Initial Public Offering | NASDAQ: ARCL | 118.6 | Technology, Media and Telecommunications |
| 11/09 | LogMeIn, Inc. | Follow-On Offering | NASDAQ: LOGM | 57.8 | Technology, Media and Telecommunications |
| 11/09 | Compellent Technologies, Inc. | Follow-On Offering | NYSE: CML | 73.9 | Technology, Media and Telecommunications |
| 11/09 | rue21, Inc. | Initial Public Offering | NASDAQ: RUE | 147.8 | Consumer |
| 11/09 | Wonder Auto Technology, Inc. | Follow-On Offering | NASDAQ: WATG | 74.2 | Industrial Growth |
| 11/09 | ParkerVision, Inc. | Underwritten Registered Direct | NASDAQ: PRKR | 16.0 | Technology, Media and Telecommunications |
| 11/09 | Duoyuan Printing, Inc. | Initial Public Offering | NYSE: DYP | 54.9 | Industrial Growth |
| 11/09 | Ancestry.com Inc. | Initial Public Offering | NASDAQ: ACOM | 100.0 | Technology, Media and Telecommunications |
| 10/09 | Comtec Solar Technology Co., Ltd. | Initial Public Offering | SEHK: 712 | 68.0 | Clean Technology and Renewables |
| 10/09 | Clinical Data, Inc. | Underwritten Registered Direct | NASDAQ: CLDA | 47.4 | Healthcare |
| 10/09 | Veeco Instruments Inc. | Follow-On Offering | NASDAQ: VECO | 136.6 | Clean Technology and Renewables |
| 10/09 | Vitamin Shoppe, Inc. | Initial Public Offering | NYSE: VSI | 177.8 | Consumer |
| 10/09 | Telvent GIT, S.A. | Follow-On Offering | NASDAQ: TLVT | 114.2 | Clean Technology and Renewables |
| 10/09 | Nanosphere, Inc. | Underwritten Registered Direct | NASDAQ: NSPH | 37.8 | Healthcare |
| 10/09 | Lions Gate Entertainment Corp. | Debt Capital Markets Issue | NYSE: LGF | 236.0 | Technology, Media and Telecommunications |
| 10/09 | DragonWave Inc. | Follow-On Offering | NASDAQ: DRWI | 129.7 | Technology, Media and Telecommunications |
| 10/09 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 108.7 | Clean Technology and Renewables |
| 10/09 | Zhongpin, Inc. | Underwritten Registered Direct | NASDAQ: HOGS | 61.0 | Consumer |
| 10/09 | Hana Biosciences, Inc. | PIPE | OTC: HNAB | 12.4 | Healthcare |
| 10/09 | Education Management Corporation | Initial Public Offering | NASDAQ: EDMC | 414.0 | Technology, Media and Telecommunications |
| 10/09 | UQM Technologies, Inc. | Underwritten Registered Direct | AMEX: UQM | 34.5 | Clean Technology and Renewables |
| 09/09 | Grand Canyon Education, Inc. | Follow-On Offering | NASDAQ: LOPE | 113.9 | Technology, Media and Telecommunications |
| 09/09 | Cree Inc. | Follow-On Offering | NASDAQ: CREE | 449.1 | Technology, Media and Telecommunications |
| 09/09 | China Lilang Ltd | Initial Public Offering | SEHK: 1234 | 150.0 | Consumer |
| 08/09 | MAKO Surgical Corp. | Underwritten Registered Direct | NASDAQ: MAKO | 58.4 | Healthcare |
| 08/09 | Ocwen Financial Corp | Follow-On Offering | NYSE: OCN | 289.8 | Financial Institutions |
| 08/09 | Emdeon Inc | Initial Public Offering | NYSE: EM | 422.5 | Healthcare |
| 08/09 | Starwood Property Trust Inc | Initial Public Offering | NYSE: STWD | 931.5 | Financial Institutions |
| 08/09 | Brightoil Petroleum (Holdings) Limited | Convertible | SEHK: 933 | 120.0 | Industrial Growth |
| 07/09 | Micromet, Inc. | Underwritten Registered Direct | NASDAQ: MITI | 80.5 | Healthcare |
| 07/09 | Endologix, Inc. | Underwritten Registered Direct | NASDAQ: ELGX | 16.0 | Healthcare |
| 07/09 | Trina Solar Ltd. | Follow-On Offering | NYSE: TSL | 129.4 | Clean Technology and Renewables |
| 07/09 | Seneca Foods Corp. | Follow-On Offering | NASDAQ: SENEA | 82.6 | Consumer |
| 07/09 | Amber Energy Limited | Initial Public Offering | SEHK: 90 | 24.5 | Industrial Growth |
| 06/09 | LogMeIn, Inc. | Initial Public Offering | NASDAQ: LOGM | 122.7 | Technology, Media and Telecommunications |
| 06/09 | Duoyuan Global Water Inc. | Initial Public Offering | NYSE: DGW | 101.2 | Clean Technology and Renewables |
| 06/09 | Chemspec International Limited | Initial Public Offering | NASDAQ: CPC | 72.8 | Clean Technology and Renewables |
| 06/09 | Lumena Resources Group | Initial Public Offering | SEHK: 67 | 170.6 | Industrial Growth |
| 06/09 | Assured Guaranty Ltd. | Follow-On Offering | NYSE: AGO | 487.0 | Financial Institutions |
| 06/09 | Yingli Green Energy Holding Co. Ltd. | Follow-On Offering | NYSE: YGE | 278.0 | Clean Technology and Renewables |
| 06/09 | 361 Degree International Ltd | Leveraged Buyout | SEHK: 1361 | 262.4 | Consumer |
| 06/09 | Delcath Systems, Inc. | Registered Direct | NASDAQ: DCTH | 3.0 | Healthcare |
| 05/09 | Cephalon, Inc. | Follow-On Offering | NASDAQ: CEPH | 300.0 | Healthcare |
| 05/09 | Evergreen Solar, Inc. | Underwritten Registered Direct | NASDAQ: ESLR | 76.6 | Clean Technology and Renewables |
| 05/09 | US Bancorp | Follow-On Offering | NYSE: USB | 2755.4 | Financial Institutions |
| 04/09 | SunPower Corporation | Follow-On Offering | NASDAQ: SPWRA | 227.7 | Clean Technology and Renewables |
| 04/09 | Hansen Medical, Inc. | Underwritten Registered Direct | NASDAQ: HNSN | 38.0 | Healthcare |
| 04/09 | Rosetta Stone Inc. | Initial Public Offering | NYSE: RST | 129.4 | Technology, Media and Telecommunications |
| 04/09 | Bridgepoint Education | Initial Public Offering | NYSE: BPI | 163.0 | Technology, Media and Telecommunications |
| 04/09 | Fidelity National Financial, Inc. | Follow-On Offering | NYSE: FNF | 345.2 | Financial Institutions |
| 03/09 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 10.0 | Healthcare |
| 02/09 | Aradigm Corporation | Registered Direct | NYSE: ARDM | 4.5 | Healthcare |
| 01/09 | Dexcom, Inc. | Underwritten Registered Direct | NASDAQ: DXCM | 48.0 | Healthcare |
| 12/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 158.5 | Technology, Media and Telecommunications |
| 11/08 | Grand Canyon Education, Inc. | Initial Public Offering | NYSE: LOPE | 144.9 | Technology, Media and Telecommunications |
| 09/08 | Micromet, Inc. | PIPE | NASDAQ: MITI | 40.0 | Healthcare |
| 08/08 | Ferro Corporation | Convertible | NYSE: FOE | 172.5 | Industrial Growth |
| 08/08 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 34.9 | Financial Institutions |
| 08/08 | Cytori Therapeutics Inc. | PIPE | NASDAQ: CYTX | 17.0 | Healthcare |
| 07/08 | China Distance Education Holdings Ltd. | Initial Public Offering | NYSE: DL | 61.3 | Technology, Media and Telecommunications |
| 07/08 | EnergySolutions, Inc. | Follow-On Offering | NYSE: ES | 764.8 | Clean Technology and Renewables |
| 07/08 | GT Solar International, Inc. | Initial Public Offering | NASDAQ: SOLR | 499.9 | Clean Technology and Renewables |
| 07/08 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 119.0 | Clean Technology and Renewables |
| 06/08 | ReneSola Ltd. | Follow-On Offering | LSE: SOLA | 212.2 | Clean Technology and Renewables |
| 03/08 | AVANIR Pharmaceuticals | Registered Direct | NYSE: AVNR | 40.0 | Healthcare |
| 03/08 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 483.0 | Financial Institutions |
| 03/08 | Visa Inc. | Initial Public Offering | NYSE: V | 19650.4 | Financial Institutions |
| 03/08 | Heritage-Crystal Clean Inc. | Initial Public Offering | NASDAQ: HCCI | 25.3 | Technology, Media and Telecommunications |
| 02/08 | BPW Acquisition Corp. | Initial Public Offering | NASDAQ: BPW | 350.0 | Financial Institutions |
| 02/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 150.7 | Technology, Media and Telecommunications |
| 02/08 | Acorda Therapeutics, Inc. | Follow-On Offering | NASDAQ: ACOR | 81.6 | Healthcare |
| 01/08 | ATA Inc. | Initial Public Offering | NASDAQ: ATAI | 46.3 | Technology, Media and Telecommunications |
| 01/08 | ReneSola Ltd. | Initial Public Offering | LSE: SOLA | 130.0 | Clean Technology and Renewables |
| 12/07 | Ardea Biosciences, Inc. | PIPE | NASDAQ: RDEA | 40.0 | Healthcare |
| 12/07 | Gushan Environmental Energy Ltd. | Initial Public Offering | NYSE: GU | 184.6 | Clean Technology and Renewables |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Clean Technology and Renewables |
| 12/07 | MedAssets | Initial Public Offering | NASDAQ: MDAS | 212.8 | Healthcare |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Technology, Media and Telecommunications |
| 12/07 | Wonder Auto Technology Inc. | PIPE | NASDAQ: WATG | 26.0 | Technology, Media and Telecommunications |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | American Depository Receipt | NYSE: YGE | 200.0 | Clean Technology and Renewables |
| 12/07 | Cardtronics, Inc. | Initial Public Offering | NASDAQ: CATM | 120.0 | Financial Institutions |
| 12/07 | ChinaEdu Corporation | Initial Public Offering | NASDAQ: CEDU | 68.2 | Technology, Media and Telecommunications |
| 11/07 | Lumber Liquidators Inc. | Initial Public Offering | NYSE: LL | 110.0 | Consumer |
| 11/07 | American Public Education Inc. | Initial Public Offering | NYSE: APEI | 107.8 | Technology, Media and Telecommunications |
| 11/07 | Focus Media Holding Ltd. | American Depository Receipt | NASDAQ: FMCN | 888.4 | Technology, Media and Telecommunications |
| 11/07 | BioForm Medical, Inc. | Initial Public Offering | NASDAQ: BFRM | 92.0 | Healthcare |
| 11/07 | Agria Corp. | Initial Public Offering | NYSE: GRO | 283.0 | Consumer |
| 11/07 | Fresh Del Monte Produce Inc. | Follow-On Offering | NYSE: FDP | 289.7 | Consumer |
| 11/07 | MRU Holdings, Inc. | PIPE | OTC: UNCL | 24.4 | Financial Institutions |
| 11/07 | Giant Interactive Group Inc. | American Depository Receipt | NYSE: GA | 1019.5 | Technology, Media and Telecommunications |
| 11/07 | Nanosphere, Inc. | Initial Public Offering | NYSE: NSPH | 98.0 | Healthcare |
| 10/07 | CNinsure inc. | Initial Public Offering | NYSE: CISG | 216.4 | Financial Institutions |
| 10/07 | Ulta Salon Cosmetics & Fragrance Inc. | Initial Public Offering | NASDAQ: ULTA | 176.8 | Consumer |
| 10/07 | Optimer Pharmaceuticals, Inc. | PIPE | NASDAQ: OPTR | 35.9 | Healthcare |
| 10/07 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 130.8 | Healthcare |
| 10/07 | Trans1 Inc. | Initial Public Offering | NYSE: TSON | 94.9 | Healthcare |
| 10/07 | TomoTherapy Incorporated | Follow-On Offering | NASDAQ: TOMO | 217.5 | Healthcare |
| 10/07 | Textainer Group Holdings Limited | Initial Public Offering | NYSE: TGH | 148.5 | Financial Institutions |
| 10/07 | JA Solar Holdings Co., Ltd. | Follow-On Offering | NASDAQ: JASO | 305.7 | Clean Technology and Renewables |
| 10/07 | Compellent Technologies, Inc. | Initial Public Offering | NYSE: CML | 81.0 | Technology, Media and Telecommunications |
| 10/07 | China Digital TV Holding Co. Ltd. | American Depository Receipt | NYSE: STV | 220.8 | Technology, Media and Telecommunications |
| 10/07 | Sierra Wireless | Follow-On Offering | NASDAQ: SWIR | 85.1 | Technology, Media and Telecommunications |
| 09/07 | AthenaHealth Inc. | Initial Public Offering | NYSE: ATHN | 130.1 | Healthcare |
| 08/07 | First Solar Inc. | Follow-On Offering | NYSE: FSLR | 698.3 | Clean Technology and Renewables |
| 08/07 | HireRight, Inc. | Initial Public Offering | NYSE: HIRE | 65.6 | Technology, Media and Telecommunications |
| 08/07 | Dolan Media Co. | Initial Public Offering | NYSE: DM | 224.4 | Technology, Media and Telecommunications |
| 08/07 | International Fight League, Inc. | PIPE | OTC: IFLI | 12.7 | Consumer |
| 08/07 | Masimo Corporation | Initial Public Offering | NASDAQ: MASI | 232.9 | Healthcare |
| 07/07 | Orbitz Worldwide Inc. | Initial Public Offering | NYSE: OWW | 510.0 | Technology, Media and Telecommunications |
| 07/07 | hhgregg Appliances, Inc. | Initial Public Offering | NYSE: HGG | 121.9 | Consumer |
| 07/07 | Sangamo BioSciences, Inc. | Registered Direct | NASDAQ: SGMO | 30.0 | Healthcare |
| 07/07 | ShoreTel Inc. | Initial Public Offering | NASDAQ: SHOR | 86.3 | Technology, Media and Telecommunications |
| 06/07 | American Oriental Bioengineering Inc. | Follow-On Offering | NYSE: AOB | 83.1 | Healthcare |
| 06/07 | Spreadtrum Communications Inc. | American Depository Receipt | NYSE: SPRD | 144.5 | Technology, Media and Telecommunications |
| 06/07 | Care Investment Trust Inc. | Initial Public Offering | NYSE: CRE | 225.0 | Financial Institutions |
| 06/07 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.0 | Consumer |
| 06/07 | RAM Holdings Ltd. | Follow-On Offering | OTC: RAMR | 72.1 | Financial Institutions |
| 06/07 | Yingli Green Energy Holding Co. Ltd. | American Depository Receipt | NYSE: YGE | 319.0 | Clean Technology and Renewables |
| 06/07 | Acorda Therapeutics, Inc. | Follow-On Offering | NYSE: ACOR | 79.8 | Healthcare |
| 06/07 | Einstein Noah Restaurant Group | Follow-On Offering | NYSE: BAGL | 90.0 | Consumer |
| 06/07 | Limelight Networks, Inc. | Initial Public Offering | NASDAQ: LLNW | 276.0 | Technology, Media and Telecommunications |
| 05/07 | LDK Solar Hi-Tech Co. Ltd. | American Depository Receipt | NYSE: LDK | 486.0 | Clean Technology and Renewables |
| 05/07 | ORBCOMM, Inc. | Follow-On Offering | NASDAQ: ORBC | 80.5 | Technology, Media and Telecommunications |
| 05/07 | AtriCure, Inc. | PIPE | NASDAQ: ATRC | 16.5 | Healthcare |
| 05/07 | Phase Forward Incorporated | Follow-On Offering | NASDAQ: PFWD | 82.5 | Healthcare |
| 05/07 | Evergreen Solar, Inc. | Follow-On Offering | NASDAQ: ESLR | 142.3 | Clean Technology and Renewables |
| 05/07 | Sirtris Pharmaceuticals Inc. | Initial Public Offering | NYSE: SIRT | 60.0 | Healthcare |
| 05/07 | Omnicell, Inc. | Follow-On Offering | NASDAQ: OMCL | 96.4 | Healthcare |
| 05/07 | Genomic Health Inc. | Follow-On Offering | NASDAQ: GHDX | 46.5 | Healthcare |
| 05/07 | CAI International Inc. | Initial Public Offering | NYSE: CAP | 87.0 | Financial Institutions |
| 05/07 | Capella Education Co. | Follow-On Offering | NASDAQ: CPLA | 144.3 | Technology, Media and Telecommunications |
| 05/07 | TomoTherapy Incorporated | Initial Public Offering | NASDAQ: TOMO | 256.6 | Healthcare |
| 05/07 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 91.0 | Healthcare |
| 04/07 | Simcere Pharmaceutical Group | American Depository Receipt | NYSE: SCR | 260.5 | Healthcare |
| 04/07 | Physicians Formula Holdings Inc. | Follow-On Offering | NASDAQ: FACE | 104.8 | Consumer |
| 04/07 | ev3 Inc. | Follow-On Offering | NASDAQ: EVVV | 166.3 | Healthcare |
| 04/07 | Castle Brands Inc. | PIPE | NYSE: ROX | 21.0 | Consumer |
| 04/07 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 93.6 | Healthcare |
| 04/07 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 102.5 | Healthcare |
| 03/07 | AMIS Holdings, Inc. | Follow-On Offering | NYSE: AMIS | 206.3 | Technology, Media and Telecommunications |
| 03/07 | CastlePoint Holdings, Ltd. | Initial Public Offering | NYSE: CPHL | 127.8 | Financial Institutions |
| 03/07 | Bare Escentuals, Inc. | Follow-On Offering | NASDAQ: BARE | 476.1 | Consumer |
| 02/07 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 21.5 | Healthcare |
| 02/07 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 26.0 | Technology, Media and Telecommunications |
| 02/07 | Sirenza Microdevices, Inc. | Follow-On Offering | NYSE: SMDI | 52.3 | Technology, Media and Telecommunications |
| 02/07 | U.S. Auto Parts Network, Inc. | Initial Public Offering | NASDAQ: PRTS | 115.0 | Technology, Media and Telecommunications |
| 02/07 | Optimer Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: OPTR | 56.4 | Healthcare |
| 02/07 | New Oriental Education & Technology Group Inc. | Follow-On Offering | NYSE: EDU | 303.0 | Technology, Media and Telecommunications |
| 02/07 | JA Solar Holdings Co., Ltd. | Initial Public Offering | NASDAQ: JASO | 258.8 | Clean Technology and Renewables |
| 02/07 | Accuray Incorporated | Initial Public Offering | NASDAQ: ARAY | 331.2 | Healthcare |
| 01/07 | XTENT, Inc. | Initial Public Offering | NYSE: XTNT | 75.2 | Healthcare |
| 01/07 | Animal Health International, Inc. | Initial Public Offering | NASDAQ: AHII | 129.8 | Healthcare |
| 01/07 | InnerWorkings, Inc. | Follow-On Offering | NASDAQ: INWK | 108.0 | Technology, Media and Telecommunications |
| 12/06 | International Fight League, Inc. | PIPE | OTC: IFLI | 24.2 | Consumer |
| 12/06 | The Wet Seal, Inc. | Follow-On Offering | NASDAQ: WTSLA | 110.4 | Consumer |
| 12/06 | RegeneRx Biopharmaceuticals | PIPE | AMEX: RGN | 9.6 | Healthcare |
| 12/06 | U.S. BioEnergy Corp. | Initial Public Offering | NYSE: USBE | 161.0 | Clean Technology and Renewables |
| 12/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 174.7 | Healthcare |
| 12/06 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 138.9 | Healthcare |
| 12/06 | Iconix Brand Group | Follow-On Offering | NASDAQ: ICON | 260.2 | Consumer |
| 11/06 | Alliance Imaging Inc. | Follow-On Offering | NYSE: AIQ | 52.9 | Healthcare |
| 11/06 | Vital Images, Inc. | Follow-On Offering | NYSE: VTAL | 104.0 | Healthcare |
| 11/06 | First Solar Inc. | Initial Public Offering | NYSE: FSLR | 458.9 | Clean Technology and Renewables |
| 11/06 | Cache, Inc. | Follow-On Offering | NASDAQ: CACH | 49.1 | Consumer |
| 11/06 | Marlin Business Services, Inc. | Follow-On Offering | NASDAQ: MRLN | 22.0 | Financial Institutions |
| 11/06 | Alexion Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ALXN | 148.4 | Healthcare |
| 11/06 | Metabolix Inc. | Initial Public Offering | NASDAQ: MBLX | 109.5 | Clean Technology and Renewables |
| 11/06 | Physicians Formula Holdings Inc. | Initial Public Offering | NASDAQ: FACE | 143.4 | Consumer |
| 11/06 | PeopleSupport, Inc. | Follow-On Offering | NYSE: PSPT | 96.6 | Technology, Media and Telecommunications |
| 11/06 | Capella Education Co. | Initial Public Offering | NASDAQ: CPLA | 92.0 | Technology, Media and Telecommunications |
| 11/06 | Canadian Solar, Inc. | Initial Public Offering | NASDAQ: CSIQ | 115.5 | Clean Technology and Renewables |
| 11/06 | Celgene Corporation | Follow-On Offering | NASDAQ: CELG | 1032.0 | Healthcare |
| 10/06 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 23.3 | Technology, Media and Telecommunications |
| 10/06 | Nighthawk Radiology Holdings, Inc. | Follow-On Offering | NYSE: NHWK | 117.0 | Healthcare |
| 10/06 | IHS Inc. | Follow-On Offering | NYSE: IHS | 323.6 | Technology, Media and Telecommunications |
| 10/06 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 72.5 | Financial Institutions |
| 10/06 | Exelixis Inc. | Follow-On Offering | NASDAQ: EXEL | 96.6 | Healthcare |
| 10/06 | Hallmark Financial Services | Follow-On Offering | NASDAQ: HAF | 27.0 | Financial Institutions |
| 09/06 | Shutterfly, Inc. | Initial Public Offering | NASDAQ: SFLY | 87.0 | Technology, Media and Telecommunications |
| 09/06 | Bare Escentuals, Inc. | Initial Public Offering | NASDAQ: BARE | 404.8 | Consumer |
| 09/06 | MathStar, Inc. | PIPE | OTC: MATH | 12.6 | Technology, Media and Telecommunications |
| 09/06 | Mindray Medical International Ltd. | American Depository Receipt | NYSE: MR | 310.5 | Healthcare |
| 09/06 | Home Diagnostics Inc. | Initial Public Offering | NASDAQ: HDIX | 79.2 | Healthcare |
| 09/06 | Actions Semiconductor Co., Ltd. | Follow-On Offering | NASDAQ: ACTS | 99.9 | Clean Technology and Renewables |
| 09/06 | New Oriental Education & Technology Group Inc. | Initial Public Offering | NYSE: EDU | 129.4 | Technology, Media and Telecommunications |
| 08/06 | The Andersons, Inc. | Follow-On Offering | NASDAQ: ANDE | 95.7 | Clean Technology and Renewables |
| 08/06 | Crocs, Inc. | Follow-On Offering | NASDAQ: CROX | 247.8 | Consumer |
| 08/06 | InnerWorkings, Inc. | Initial Public Offering | NASDAQ: INWK | 109.6 | Technology, Media and Telecommunications |
| 08/06 | Cytori Therapeutics Inc. | Underwritten Registered Direct | NASDAQ: CYTX | 16.8 | Healthcare |
| 08/06 | Sonic Innovations, Inc. | PIPE | NASDAQ: SNCI | 12.0 | Healthcare |
| 07/06 | Website Pros, Inc. | Follow-On Offering | NASDAQ: WSPI | 34.8 | Technology, Media and Telecommunications |
| 07/06 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 100.7 | Healthcare |
| 06/06 | Home BancShares, Inc. | Initial Public Offering | NASDAQ: HOMB | 51.8 | Financial Institutions |
| 06/06 | Techwell, Inc. | Initial Public Offering | NASDAQ: TWLL | 50.7 | Technology, Media and Telecommunications |
| 06/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 415.8 | Technology, Media and Telecommunications |
| 06/06 | Sangamo BioSciences, Inc. | Follow-On Offering | NASDAQ: SGMO | 20.9 | Healthcare |
| 06/06 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 95.7 | Financial Institutions |
| 06/06 | Volcano Corporation | Initial Public Offering | NASDAQ: VOLC | 62.6 | Healthcare |
| 06/06 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 44.8 | Consumer |
| 06/06 | Patriot Capital Funding, Inc. | Follow-On Offering | NASDAQ: PCAP | 41.8 | Financial Institutions |
| 06/06 | Town Sports International Holdings, Inc. | Initial Public Offering | NASDAQ: CLUB | 99.5 | Consumer |
| 06/06 | Jones Soda Co. | PIPE | NYSE: JSDA | 30.0 | Consumer |
| 05/06 | Under Armour, Inc. | Follow-On Offering | NYSE: UA | 284.0 | Consumer |
| 05/06 | Reddy Ice Holdings, Inc. | Follow-On Offering | NYSE: FRZ | 98.9 | Consumer |
| 05/06 | Vonage Holdings Corp. | Initial Public Offering | NYSE: VG | 531.3 | Technology, Media and Telecommunications |
| 05/06 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 382.2 | Consumer |
| 05/06 | HydroGen Corporation | PIPE | OTC: HYDGQ | 25.8 | Technology, Media and Telecommunications |
| 05/06 | Rocky Shoes & Boots Inc. | Follow-On Offering | NYSE: RCKY | 11.3 | Consumer |
| 04/06 | NicOx S.A. | PIPE | ENXTPA: COX | 45.3 | Healthcare |
| 04/06 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 63.4 | Healthcare |
| 04/06 | DexCom, Inc. | Follow-On Offering | NASDAQ: DXCM | 132.0 | Healthcare |
| 04/06 | Corel Corporation | Initial Public Offering | NASDAQ: CREL | 104.0 | Technology, Media and Telecommunications |
| 03/06 | China GrenTech Corporation Limited | Initial Public Offering | NASDAQ: GRRF | 112.5 | Technology, Media and Telecommunications |
| 03/06 | HIMAX Technologies Inc. | Initial Public Offering | NASDAQ: HIMX | 510.6 | Technology, Media and Telecommunications |
| 03/06 | Metabasis Therapeutics | Underwritten Registered Direct | NASDAQ: MBRX | 40.0 | Healthcare |
| 03/06 | Clayton Holdings, Inc. | Initial Public Offering | NYSE: CLAY | 146.6 | Financial Institutions |
| 03/06 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 487.3 | Financial Institutions |
| 03/06 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 413.6 | Financial Institutions |
| 03/06 | Ultra Clean Holdings, Inc. | Follow-On Offering | NASDAQ: UCTT | 47.0 | Technology, Media and Telecommunications |
| 03/06 | Alexza Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ALXA | 50.6 | Healthcare |
| 03/06 | Eagle Test Systems Inc. | Initial Public Offering | NYSE: EGLT | 100.8 | Technology, Media and Telecommunications |
| 03/06 | Energy Conversion Devices, Inc. | Follow-On Offering | NASDAQ: ENER | 394.5 | Clean Technology and Renewables |
| 02/06 | Allscripts Healthcare Solutions Inc. | Follow-On Offering | NASDAQ: MDRX | 149.0 | Healthcare |
| 02/06 | Acordia Therapeutics, Inc. | Initial Public Offering | NYSE: ACOR | 36.5 | Healthcare |
| 02/06 | Morton's Restaurant Group Inc. | Initial Public Offering | NYSE: MRT | 174.5 | Consumer |
| 02/06 | Nighthawk Radiology Holdings, Inc. | Initial Public Offering | NYSE: NHWK | 115.9 | Healthcare |
| 02/06 | Crocs, Inc. | Initial Public Offering | NASDAQ: CROX | 239.1 | Consumer |
| 02/06 | Resource Capital Corp. | Initial Public Offering | NYSE: RSO | 60.0 | Financial Institutions |
| 02/06 | UTEK Corporation | Underwritten Registered Direct | AMEX: UTK | 10.0 | Financial Institutions |
| 02/06 | Vital Signs, Inc. | Follow-On Offering | NYSE: VITL | 97.3 | Healthcare |
| 01/06 | SGX Pharmaceuticals, Inc. | Initial Public Offering | NYSE: SGXP | 24.9 | Healthcare |
| 01/06 | Alnylam Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ALNY | 66.5 | Healthcare |
| 01/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 322.6 | Technology, Media and Telecommunications |
| 01/06 | SeaBright Insurance Holdings, Inc. | Follow-On Offering | NYSE: SBX | 115.9 | Financial Institutions |
| 01/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 179.8 | Healthcare |
| 01/06 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.4 | Consumer |
| 01/06 | New York & Company, Inc. | Follow-On Offering | NYSE: NWY | 148.9 | Consumer |
| 12/05 | Somaxon Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: SOMX | 55.0 | Healthcare |
| 12/05 | ViroPharma Incorporated | Follow-On Offering | NASDAQ: VPHM | 173.4 | Healthcare |
| 12/05 | Volcom, Inc. | Follow-On Offering | NASDAQ: VLCM | 177.0 | Consumer |
| 11/05 | Under Armour Inc. | Initial Public Offering | NYSE: UA | 181.3 | Consumer |
| 11/05 | Vimicro International Corporation | Initial Public Offering | NASDAQ: VIMC | 87.0 | Technology, Media and Telecommunications |
| 11/05 | IHS Inc. | Initial Public Offering | NYSE: IHS | 267.1 | Technology, Media and Telecommunications |
| 11/05 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 97.2 | Consumer |
| 11/05 | Clearant ,Inc. | PIPE | OTC: CLRA | 12.0 | Healthcare |
| 11/05 | Myriad Genetics, Inc. | Follow-On Offering | NYSE: MYGN | 149.0 | Healthcare |
| 11/05 | Website Pros, Inc. | Initial Public Offering | NASDAQ: WSPI | 68.0 | Technology, Media and Telecommunications |
| 10/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 67.3 | Healthcare |
| 10/05 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 429.3 | Financial Institutions |
| 10/05 | Vical Incorporated | Underwritten Registered Direct | NASDAQ: VICL | 22.6 | Healthcare |
| 09/05 | Genomic Health Inc. | Initial Public Offering | NASDAQ: GHDX | 60.2 | Healthcare |
| 09/05 | Renovis, Inc. | Follow-On Offering | NYSE: RNVS | 54.0 | Healthcare |
| 09/05 | CombiMatrix Corporation | Underwritten Registered Direct | NASDAQ: CBMX | 10.5 | Healthcare |
| 09/05 | Acusphere, Inc. | Underwritten Registered Direct | NYSE: ACUS | 18.7 | Healthcare |
| 08/05 | Anthracite Capital, Inc. | Follow-On Offering | NYSE: AHR | 20.0 | Financial Institutions |
| 08/05 | Ruth's Chris Steak House, Inc. | Initial Public Offering | NASDAQ: RUTH | 269.1 | Consumer |
| 08/05 | Hoku Scientific, Inc. | Initial Public Offering | NASDAQ: HOKU | 21.0 | Technology, Media and Telecommunications |
| 08/05 | AtriCure, Inc. | Initial Public Offering | NASDAQ: ATRC | 55.2 | Healthcare |
| 08/05 | Genta Incorporated | Underwritten Registered Direct | OTC: GETA | 17.5 | Healthcare |
| 08/05 | Baidu.com, Inc. | Initial Public Offering | NASDAQ: BIDU | 124.3 | Technology, Media and Telecommunications |
| 08/05 | Anadys Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ANDS | 71.3 | Healthcare |
| 08/05 | ZymoGenetics, Inc. | Follow-On Offering | NASDAQ: ZGEN | 135.0 | Healthcare |
| 08/05 | Advanced Analogic Technologies Inc. | Initial Public Offering | NASDAQ: AATI | 121.9 | Technology, Media and Telecommunications |
| 08/05 | MWI Veterinary Supply, Inc. | Initial Public Offering | NASDAQ: MWIV | 84.7 | Healthcare |
| 07/05 | Golf Galaxy, Inc. | Initial Public Offering | 63.6 | Consumer | |
| 07/05 | Patriot Capital Funding, Inc. | Initial Public Offering | NASDAQ: PCAP | 150.3 | Financial Institutions |
| 07/05 | Hittite Microwave Corporation | Initial Public Offering | NASDAQ: HITT | 88.0 | Technology, Media and Telecommunications |
| 07/05 | Diamond Foods, Inc. | Initial Public Offering | NASDAQ: DMND | 117.3 | Consumer |
| 07/05 | Symmetry Medical Inc. | Follow-On Offering | NYSE: SMA | 255.9 | Healthcare |
| 07/05 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 240.5 | Consumer |
| 07/05 | Focus Media Holding Ltd. | Initial Public Offering | NASDAQ: FMCN | 197.5 | Technology, Media and Telecommunications |
| 06/05 | Volcom, Inc. | Initial Public Offering | NASDAQ: VLCM | 102.4 | Consumer |
| 06/05 | CV Therapeutics, Inc. | Follow-On Offering | NYSE: CVTX | 180.4 | Healthcare |
| 06/05 | CRA International | Follow-On Offering | NYSE: CRAI | 102.1 | Technology, Media and Telecommunications |
| 06/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 75.6 | Financial Institutions |
| 06/05 | ev3 Inc. | Initial Public Offering | NASDAQ: EVVV | 164.7 | Healthcare |
| 06/05 | Premium Standard Farms | Initial Public Offering | NYSE: PORK | 138.7 | Consumer |
| 06/05 | Rackable Systems Inc. | Initial Public Offering | 75.0 | Technology, Media and Telecommunications | |
| 06/05 | Langer, Inc. | Follow-On Offering | NYSE: GAIT | 32.5 | Healthcare |
| 06/05 | Thornburg Mortgage, Inc. | Follow-On Offering | OTC: THMR | 123.2 | Financial Institutions |
| 05/05 | SSA Global Technologies, Inc. | Initial Public Offering | NYSE: SSAG | 99.0 | Technology, Media and Telecommunications |
| 05/05 | IDX Systems Corporation | Block Trade | NYSE: IDXC | 47.3 | Healthcare |
| 05/05 | Citi Trends, Inc. | Initial Public Offering | NASDAQ: CTRN | 62.0 | Consumer |
| 05/05 | Zumiez Inc. | Initial Public Offering | NASDAQ: ZUMZ | 64.7 | Consumer |
| 05/05 | NAVTEQ Corporation | Follow-On Offering | NYSE: NVT | 1241.3 | Technology, Media and Telecommunications |
| 04/05 | ACADIA Pharmaceuticals Inc. | PIPE | NASDAQ: ACAD | 36.0 | Healthcare |
| 04/05 | DexCom, Inc. | Initial Public Offering | NASDAQ: DXCM | 56.4 | Healthcare |
| 03/05 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 315.0 | Financial Institutions |
| 03/05 | Aladdin Knowledge Systems Ltd. | Follow-On Offering | NYSE: ALDN | 49.3 | Technology, Media and Telecommunications |
| 03/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 31.5 | Financial Institutions |
| 03/05 | Horizon Health Corporation | Follow-On Offering | NYSE: HORC | 62.5 | Healthcare |
| 03/05 | Neurochem Inc. | Follow-On Offering | NYSE: NRMX | 61.2 | Healthcare |
| 02/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 37.8 | Healthcare |
| 02/05 | Marchex, Inc. | Initial Public Offering | NASDAQ: MCHX | 184.0 | Technology, Media and Telecommunications |
| 02/05 | Prestige Brands Holdings Inc. | Initial Public Offering | NYSE: PBH | 515.2 | Consumer |
| 02/05 | Emageon Inc. | Initial Public Offering | NASDAQ: EMAG | 74.8 | Healthcare |
| 02/05 | FTD Group, Inc. | Initial Public Offering | NYSE: FTD | 176.0 | Technology, Media and Telecommunications |
| 02/05 | Hurray! Holding Co., Ltd. | Initial Public Offering | NASDAQ: HRAY | 70.5 | Technology, Media and Telecommunications |
| 02/05 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 51.8 | Healthcare |
| 01/05 | Dollar Financial Corp. | Initial Public Offering | NASDAQ: DLLR | 120.0 | Financial Institutions |
| 01/05 | SeaBright Insurance Holdings, Inc. | Initial Public Offering | NYSE: SBX | 90.6 | Financial Institutions |
| 12/04 | Ctrip.com International Ltd. | Follow-On Offering | NASDAQ: CTRP | 92.8 | Technology, Media and Telecommunications |
| 12/04 | Wintrust Financial Corporation | Follow-On Offering | NYSE: WTFC | 71.4 | Financial Institutions |
| 12/04 | Symmetry Medical Inc. | Initial Public Offering | NYSE: SMA | 138.0 | Healthcare |
| 12/04 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 71.3 | Healthcare |
| 12/04 | HouseValues, Inc. | Initial Public Offering | NYSE: SOLD | 94.0 | Technology, Media and Telecommunications |
| 12/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 125.3 | Technology, Media and Telecommunications |
| 11/04 | HealthExtras, Inc. | Follow-On Offering | NYSE: HLEX | 84.0 | Healthcare |
| 11/04 | Monolithic Power Systems | Initial Public Offering | NASDAQ: MPWR | 53.4 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Follow-On Offering | NASDAQ: OSTK | 79.4 | Technology, Media and Telecommunications |
| 11/04 | Tempur-Pedic International Inc. | Follow-On Offering | NYSE: TPX | 283.5 | Consumer |
| 11/04 | Portfolio Recovery Associates, Inc. | Follow-On Offering | NASDAQ: PRAA | 67.4 | Financial Institutions |
| 10/04 | FoxHollow Technologies, Inc. | Initial Public Offering | NYSE: FOXH | 72.5 | Healthcare |
| 10/04 | Shopping.com Ltd. | Initial Public Offering | NYSE: SHOP | 142.2 | Technology, Media and Telecommunications |
| 10/04 | VNUS Medical Technologies, Inc. | Initial Public Offering | 80.6 | Healthcare | |
| 10/04 | CoTherix, Inc. | Initial Public Offering | NASDAQ: CTRX | 30.0 | Healthcare |
| 10/04 | B&G Foods, Inc. | Initial Public Offering | NYSE: BGS | 300.0 | Consumer |
| 10/04 | Gold Kist Holdings Inc. | Initial Public Offering | NYSE: GKIS | 132.0 | Consumer |
| 10/04 | New York & Company, Inc. | Initial Public Offering | NYSE: NWY | 195.5 | Consumer |
| 10/04 | PeopleSupport, Inc. | Initial Public Offering | NYSE: PSPT | 51.9 | Technology, Media and Telecommunications |
| 09/04 | New Century REIT, Inc. | Initial Public Offering | NYSE: NEW | 783.0 | Financial Institutions |
| 09/04 | CallWave, Inc. | Initial Public Offering | NYSE: CALL | 40.0 | Technology, Media and Telecommunications |
| 09/04 | Ness Technologies, Inc. | Initial Public Offering | NASDAQ: NSTC | 161.1 | Technology, Media and Telecommunications |
| 09/04 | 51job, Inc. | Initial Public Offering | NASDAQ: JOBS | 84.5 | Technology, Media and Telecommunications |
| 09/04 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 40.7 | Financial Institutions |
| 08/04 | TRM Corporation | Follow-On Offering | ASX: TRMM | 56.9 | Financial Institutions |
| 08/04 | JupiterMedia Corp. | Block Trade | 18.8 | Technology, Media and Telecommunications | |
| 08/04 | Archipelago Holdings, Inc. | Initial Public Offering | NYSE: ARCA | 145.5 | Financial Institutions |
| 08/04 | NAVTEQ Corporation | Initial Public Offering | NYSE: NVT | 1012.0 | Technology, Media and Telecommunications |
| 08/04 | Viisage Technology Inc. | Sell-Side Advisor | NYSE: VISG | 42.5 | Technology, Media and Telecommunications |
| 07/04 | MortgageIT Holdings, Inc. | Initial Public Offering | NYSE: MHL | 175.2 | Financial Institutions |
| 07/04 | MannKind Corp. | Initial Public Offering | NASDAQ: MNKD | 91.8 | Healthcare |
| 07/04 | RC2 Corporation | Follow-On Offering | NASDAQ: RCRC | 89.1 | Consumer |
| 07/04 | Volterra Semiconductor Corporation | Initial Public Offering | NYSE: VLTR | 36.5 | Technology, Media and Telecommunications |
| 07/04 | Inspire Pharmaceuticals Inc. | Follow-On Offering | NYSE: ISPH | 82.8 | Healthcare |
| 07/04 | Auxilium Pharmaceuticals Inc. | Follow-On Offering | NYSE: AUXL | 41.3 | Healthcare |
| 07/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 74.8 | Technology, Media and Telecommunications |
| 07/04 | Phase Forward Incorporated | Initial Public Offering | NASDAQ: PFWD | 41.9 | Healthcare |
| 07/04 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 123.9 | Financial Institutions |
| 07/04 | Affirmative Insurance Holdings, Inc. | Initial Public Offering | NASDAQ: AFFM | 131.5 | Financial Institutions |
| 06/04 | Life Time Fitness Inc. | Initial Public Offering | NYSE: LTM | 210.6 | Consumer |
| 06/04 | K2 Inc. | Follow-On Offering | NYSE: KTO | 99.2 | Consumer |
| 06/04 | RAIT Investment Trust | Follow-On Offering | NYSE: RAS | 55.8 | Financial Institutions |
| 06/04 | Kinetic Concepts Inc. | Follow-On Offering | NYSE: KCI | 764.8 | Healthcare |
| 06/04 | PowerDsine Ltd. | Initial Public Offering | NYSE: PDSN | 79.4 | Technology, Media and Telecommunications |
| 06/04 | Hansen Natural | Block Trade | NASDAQ: HANS | 11.5 | Consumer |
| 05/04 | Alnylam Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ALNY | 34.5 | Healthcare |
| 05/04 | Critical Therapeutics Inc. | Initial Public Offering | NASDAQ: CRTX | 42.8 | Healthcare |
| 05/04 | ACADIA Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACAD | 35.0 | Healthcare |
| 05/04 | JupiterMedia Corp. | Follow-On Offering | 40.1 | Technology, Media and Telecommunications | |
| 05/04 | Animas Corporation | Initial Public Offering | NASDAQ: PUMP | 73.3 | Healthcare |
| 05/04 | Open Solutions Inc. | Follow-On Offering | 109.7 | Technology, Media and Telecommunications | |
| 05/04 | Deckers Outdoor Corporation | Follow-On Offering | NASDAQ: DECK | 86.6 | Consumer |
| 05/04 | Shanda Interactive Entertainment | Initial Public Offering | NASDAQ: SNDA | 169.0 | Technology, Media and Telecommunications |
| 05/04 | IntraBiotics Pharmaceuticals Inc. | Follow-On Offering | NYSE: IBPI | 44.9 | Healthcare |