Transactions

Investment Banking

 

View by type:

AllConvertibleDebtEquityM&APrivate PlacementRestructuring

View by sector:

All Clean Technology and RenewablesConsumerFinancial InstitutionsHealthcareIndustrial GrowthOtherTechnology, Media and Telecommunications

Date	Client	Type	Ticker	Deal Size ($ in MM)	Sector
04/10	Evergreen Solar Inc.	Convertible	NASDAQ: ESLR	165.0	Clean Technology and Renewables
03/10	SunPower Corporation	Convertible	NASDAQ: SPWRA	250.0	Clean Technology and Renewables
04/09	SunPower Corporation	Convertible	NASDAQ: SPWRA	230.0	Clean Technology and Renewables
04/09	Power-One, Inc.	Convertible PIPE	NASDAQ: PWER	60.0	Clean Technology and Renewables
06/08	Canadian Solar, Inc.	Convertible	NASDAQ: CSIQ	74.0	Clean Technology and Renewables
06/08	Evergreen Solar, Inc.	Convertible	NASDAQ: ESLR	373.8	Clean Technology and Renewables
05/08	JA Solar Holdings Co., Ltd.	Convertible	NASDAQ: JASO	400.0	Clean Technology and Renewables
01/08	Solarfun Power Holdings Co. Ltd.	Convertible	NASDAQ: SOLF	172.5	Clean Technology and Renewables
12/07	Yingli Green Energy Holdings Co. Ltd.	Convertible	NYSE: YGE	172.5	Clean Technology and Renewables
12/07	Canadian Solar, Inc.	Convertible	NASDAQ: CSIQ	75.0	Clean Technology and Renewables
01/13	S&W Seed Company	Underwritten Registered Direct	NASDAQ: SANW	10.5	Clean Technology and Renewables
06/12	Gevo, Inc.	Follow-On Offering	NASDAQ: GEVO	61.9	Clean Technology and Renewables
06/12	Gevo, Inc.	Convertible	NASDAQ: GEVO	40.0	Clean Technology and Renewables
02/12	Ceres, Inc.	Initial Public Offering	NASDAQ: CERE	74.7	Clean Technology and Renewables
01/12	Renewable Energy Group, Inc.	Initial Public Offering	NASDAQ: REGI	72.0	Clean Technology and Renewables
06/11	KiOR, Inc.	Initial Public Offering	NASDAQ: KIOR	150.0	Clean Technology and Renewables
06/11	Molycorp Inc.	Follow-On Offering	NYSE: MCP	586.5	Clean Technology and Renewables
04/11	Elster Group SE	Follow-On Offering	NYSE: ELT	276.0	Clean Technology and Renewables
02/11	Molycorp Inc.	Follow-On Offering	NYSE: MCP	776.3	Clean Technology and Renewables
02/11	Gevo, Inc.	Initial Public Offering	NASDAQ: GEVO	123.3	Clean Technology and Renewables
10/10	Daqo New Energy Corp.	Initial Public Offering	NYSE: DQ	87.4	Clean Technology and Renewables
07/10	Molycorp, Inc.	Initial Public Offering	NYSE: MCP	393.8	Clean Technology and Renewables
04/10	Codexis, Inc.	Initial Public Offering	NASDAQ: CDXS	78.0	Clean Technology and Renewables
03/10	Green Plains Renewable Energy, Inc.	Follow-On Offering	NASDAQ: GPRE	85.4	Clean Technology and Renewables
01/10	Duoyuan Global Water Inc.	Follow-On Offering	NYSE: DGW	104.6	Clean Technology and Renewables
10/09	Comtec Solar Technology Co., Ltd.	Initial Public Offering	SEHK: 712	68.0	Clean Technology and Renewables
10/09	Veeco Instruments Inc.	Follow-On Offering	NASDAQ: VECO	136.6	Clean Technology and Renewables
10/09	Telvent GIT, S.A.	Follow-On Offering	NASDAQ: TLVT	114.2	Clean Technology and Renewables
10/09	Canadian Solar, Inc.	Follow-On Offering	NASDAQ: CSIQ	108.7	Clean Technology and Renewables
10/09	UQM Technologies, Inc.	Underwritten Registered Direct	AMEX: UQM	34.5	Clean Technology and Renewables
07/09	Trina Solar Ltd.	Follow-On Offering	NYSE: TSL	129.4	Clean Technology and Renewables
06/09	Duoyuan Global Water Inc.	Initial Public Offering	NYSE: DGW	101.2	Clean Technology and Renewables
06/09	Chemspec International Limited	Initial Public Offering	NASDAQ: CPC	72.8	Clean Technology and Renewables
06/09	Yingli Green Energy Holding Co. Ltd.	Follow-On Offering	NYSE: YGE	278.0	Clean Technology and Renewables
05/09	Evergreen Solar, Inc.	Underwritten Registered Direct	NASDAQ: ESLR	76.6	Clean Technology and Renewables
04/09	SunPower Corporation	Follow-On Offering	NASDAQ: SPWRA	227.7	Clean Technology and Renewables
07/08	EnergySolutions, Inc.	Follow-On Offering	NYSE: ES	764.8	Clean Technology and Renewables
07/08	GT Solar International, Inc.	Initial Public Offering	NASDAQ: SOLR	499.9	Clean Technology and Renewables
07/08	Canadian Solar, Inc.	Follow-On Offering	NASDAQ: CSIQ	119.0	Clean Technology and Renewables
06/08	ReneSola Ltd.	Follow-On Offering	LSE: SOLA	212.2	Clean Technology and Renewables
01/08	ReneSola Ltd.	Initial Public Offering	LSE: SOLA	130.0	Clean Technology and Renewables
12/07	Gushan Environmental Energy Ltd.	Initial Public Offering	NYSE: GU	184.6	Clean Technology and Renewables
12/07	Intellon Corp.	Initial Public Offering	NASDAQ: ITLN	51.1	Clean Technology and Renewables
12/07	Yingli Green Energy Holdings Co. Ltd.	American Depository Receipt	NYSE: YGE	200.0	Clean Technology and Renewables
10/07	JA Solar Holdings Co., Ltd.	Follow-On Offering	NASDAQ: JASO	305.7	Clean Technology and Renewables
08/07	First Solar Inc.	Follow-On Offering	NYSE: FSLR	698.3	Clean Technology and Renewables
06/07	Yingli Green Energy Holding Co. Ltd.	American Depository Receipt	NYSE: YGE	319.0	Clean Technology and Renewables
05/07	LDK Solar Hi-Tech Co. Ltd.	American Depository Receipt	NYSE: LDK	486.0	Clean Technology and Renewables
05/07	Evergreen Solar, Inc.	Follow-On Offering	NASDAQ: ESLR	142.3	Clean Technology and Renewables
02/07	JA Solar Holdings Co., Ltd.	Initial Public Offering	NASDAQ: JASO	258.8	Clean Technology and Renewables
12/06	U.S. BioEnergy Corp.	Initial Public Offering	NYSE: USBE	161.0	Clean Technology and Renewables
11/06	First Solar Inc.	Initial Public Offering	NYSE: FSLR	458.9	Clean Technology and Renewables
11/06	Metabolix Inc.	Initial Public Offering	NASDAQ: MBLX	109.5	Clean Technology and Renewables
11/06	Canadian Solar, Inc.	Initial Public Offering	NASDAQ: CSIQ	115.5	Clean Technology and Renewables
09/06	Actions Semiconductor Co., Ltd.	Follow-On Offering	NASDAQ: ACTS	99.9	Clean Technology and Renewables
08/06	The Andersons, Inc.	Follow-On Offering	NASDAQ: ANDE	95.7	Clean Technology and Renewables
03/06	Energy Conversion Devices, Inc.	Follow-On Offering	NASDAQ: ENER	394.5	Clean Technology and Renewables
12/12	Eco-Energy Holdings, Inc.	Sell-Side Advisor		Undisclosed	Clean Technology and Renewables
07/11	Innovalight, Inc.	Sell-Side Advisor		Undisclosed	Clean Technology and Renewables
09/10	Mascoma	Buy-Side Advisor		51.0	Clean Technology and Renewables
01/10	Watts Valve Co. Ltd.	Sell-Side Advisor		14.0	Clean Technology and Renewables
08/07	US BioEnergy Corporation	Fairness Opinion		230.0	Clean Technology and Renewables
01/12	Glori Energy Inc.	Private Placement		20.0	Clean Technology and Renewables
12/10	Genomatica, Inc.	Private Placement		21.3	Clean Technology and Renewables
12/10	Elevance Renewable Sciences, Inc.	Private Placement		100.0	Clean Technology and Renewables
06/10	Nationwide Energy Partners Ltd.	Private Placement		27.0	Clean Technology and Renewables
01/10	Genomatica, Inc.	Private Placement			Clean Technology and Renewables
09/09	Gevo, Inc.	Private Placement		32.5	Clean Technology and Renewables
11/08	Ramgen Power Systems, LLC	Private Placement			Clean Technology and Renewables
04/07	Solaicx Corporation	Private Placement		24.0	Clean Technology and Renewables
04/07	MBA Polymers, Inc.	Private Placement		22.0	Clean Technology and Renewables
06/04	Kellwood Company	Convertible		200.0	Consumer
06/04	Rockford Corporation	Convertible	NASDAQ: ROFO	12.5	Consumer
02/13	Michael Kors Holdings Limited	Follow-On Offering	NYSE: KORS	1537.0	Consumer
12/12	Conn's, Inc.	Follow-On Offering	NASDAQ: CONN	169.1	Consumer
12/12	Einstein Noah Restaurant Group, Inc.	Debt Capital Markets Issue	NASDAQ: BAGL		Consumer
11/12	Restoration Hardware Holdings, Inc.	Initial Public Offering	NYSE: RH	142.5	Consumer
09/12	Michael Kors Holdings Limited	Follow-On Offering	NYSE: KORS	1219.0	Consumer
08/12	Bertucci's Corporation	Debt Capital Markets Issue		93.0	Consumer
07/12	Del Frisco’s Restaurant Group, LLC	Initial Public Offering	NASDAQ: DFRG	75.4	Consumer
07/12	Natural Grocers by Vitamin Cottage, Inc.	Initial Public Offering	NYSE: NGVC	123.2	Consumer
05/12	Gordmans Stores, Inc.	Follow-On Offering	NASDAQ: GMAN	58.6	Consumer
05/12	Ulta Salon, Cosmetics & Fragrance, Inc.	Follow-On Offering	NASDAQ: ULTA	676.2	Consumer
05/12	Ignite Restaurant Group, Inc.	Initial Public Offering	NASDAQ: IRG	92.8	Consumer
05/12	Tilly's, Inc.	Initial Public Offering	NYSE: TLYS	142.6	Consumer
03/12	Michael Kors Holdings Ltd.	Follow-On Offering	NYSE: KORS	1175.0	Consumer
02/12	Black Diamond, Inc.	Underwritten Registered Direct	NASDAQ: BDE	66.8	Consumer
12/11	Michael Kors Holdings Limited	Initial Public Offering	NYSE: KORS	1085.6	Consumer
12/11	Express, Inc.	Follow-On Offering	NYSE: EXPR	368.0	Consumer
10/11	Coldwater Creek, Inc.	Underwritten Registered Direct	NASDAQ: CWTR	24.5	Consumer
07/11	Teavana Holdings Inc.	Initial Public Offering	NYSE: TEA	139.6	Consumer
07/11	Skullcandy, Inc.	Initial Public Offering	NASDAQ: SKUL	188.8	Consumer
05/11	Green Mountain Coffee Roasters Inc.	Follow-On Offering	NASDAQ: GMCR	702.2	Consumer
04/11	Vera Bradley, Inc.	Follow-On Offering	NASDAQ: VRA	302.2	Consumer
04/11	Express, Inc.	Follow-On Offering	NYSE: EXPR	432.6	Consumer
03/11	Bravo Brio Restaurant Group Inc.	Follow-On Offering	NASDAQ: BBRG	74.4	Consumer
02/11	Body Central Corporation	Follow-On Offering	NASDAQ: BODY	94.1	Consumer
12/10	Express Inc.	Follow-On Offering	NYSE: EXPR	222.8	Consumer
12/10	Vitamin Shoppe, Inc.	Follow-On Offering	NYSE: VSI	210.2	Consumer
10/10	Coolpoint Energy Limited	Follow-On Offering	SEHK: 8032	99.9	Consumer
10/10	Evergreen International Holdings Limited	Initial Public Offering	SEHK: 238	161.0	Consumer
10/10	Le Gaga Holdings Ltd.	Initial Public Offering	NASDAQ: GAGA	103.3	Consumer
10/10	Country Style Cooking Restaurant Chain Co. Ltd.	Initial Public Offering	NYSE: CCSC	94.9	Consumer
10/10	Vera Bradley Inc.	Initial Public Offering	NASDAQ: VRA	202.4	Consumer
10/10	Bravo Brio Restaurant Group Inc.	Initial Public Offering	NASDAQ: BBRG	161.0	Consumer
10/10	Body Central Corp	Initial Public Offering	NASDAQ: BODY	74.8	Consumer
08/10	Gordmans Stores, Inc	Initial Public Offering	NASDAQ: GMAN	58.9	Consumer
06/10	China New Borun Corp.	Initial Public Offering	NYSE: BORN	40.1	Consumer
06/10	Ulta Salon Cosmetics & Fragrance Inc.	Follow-On Offering	NASDAQ: ULTA	229.7	Consumer
05/10	Vitamin Shoppe, Inc.	Follow-On Offering	NYSE: VSI	168.5	Consumer
05/10	Express Inc.	Initial Public Offering	NYSE: EXPR	272.0	Consumer
02/10	rue21, Inc	Follow-On Offering	NASDAQ: RUE	172.5	Consumer
12/09	China Corn Oil Company Limited	Initial Public Offering	SEHK: 1006	80.0	Consumer
12/09	G-III Apparel Group Ltd.	Underwritten Registered Direct	NASDAQ: GIII	37.2	Consumer
12/09	Select Comfort Corporation	Underwritten Registered Direct	NASDAQ: SCSS	19.7	Consumer
11/09	rue21, Inc.	Initial Public Offering	NASDAQ: RUE	147.8	Consumer
10/09	Vitamin Shoppe, Inc.	Initial Public Offering	NYSE: VSI	177.8	Consumer
10/09	Zhongpin, Inc.	Underwritten Registered Direct	NASDAQ: HOGS	61.0	Consumer
09/09	China Lilang Ltd	Initial Public Offering	SEHK: 1234	150.0	Consumer
07/09	Seneca Foods Corp.	Follow-On Offering	NASDAQ: SENEA	82.6	Consumer
06/09	361 Degree International Ltd	Leveraged Buyout	SEHK: 1361	262.4	Consumer
11/07	Lumber Liquidators Inc.	Initial Public Offering	NYSE: LL	110.0	Consumer
11/07	Agria Corp.	Initial Public Offering	NYSE: GRO	283.0	Consumer
11/07	Fresh Del Monte Produce Inc.	Follow-On Offering	NYSE: FDP	289.7	Consumer
10/07	Ulta Salon Cosmetics & Fragrance Inc.	Initial Public Offering	NASDAQ: ULTA	176.8	Consumer
08/07	International Fight League, Inc.	PIPE	OTC: IFLI	12.7	Consumer
07/07	hhgregg Appliances, Inc.	Initial Public Offering	NYSE: HGG	121.9	Consumer
06/07	Citi Trends, Inc.	Follow-On Offering	NASDAQ: CTRN	81.0	Consumer
06/07	Einstein Noah Restaurant Group	Follow-On Offering	NYSE: BAGL	90.0	Consumer
04/07	Physicians Formula Holdings Inc.	Follow-On Offering	NASDAQ: FACE	104.8	Consumer
04/07	Castle Brands Inc.	PIPE	NYSE: ROX	21.0	Consumer
03/07	Bare Escentuals, Inc.	Follow-On Offering	NASDAQ: BARE	476.1	Consumer
12/06	International Fight League, Inc.	PIPE	OTC: IFLI	24.2	Consumer
12/06	The Wet Seal, Inc.	Follow-On Offering	NASDAQ: WTSLA	110.4	Consumer
12/06	Iconix Brand Group	Follow-On Offering	NASDAQ: ICON	260.2	Consumer
11/06	Cache, Inc.	Follow-On Offering	NASDAQ: CACH	49.1	Consumer
11/06	Physicians Formula Holdings Inc.	Initial Public Offering	NASDAQ: FACE	143.4	Consumer
09/06	Bare Escentuals, Inc.	Initial Public Offering	NASDAQ: BARE	404.8	Consumer
08/06	Crocs, Inc.	Follow-On Offering	NASDAQ: CROX	247.8	Consumer
06/06	Zumiez Inc.	Follow-On Offering	NASDAQ: ZUMZ	44.8	Consumer
06/06	Town Sports International Holdings, Inc.	Initial Public Offering	NASDAQ: CLUB	99.5	Consumer
06/06	Jones Soda Co.	PIPE	NYSE: JSDA	30.0	Consumer
05/06	Under Armour, Inc.	Follow-On Offering	NYSE: UA	284.0	Consumer
05/06	Reddy Ice Holdings, Inc.	Follow-On Offering	NYSE: FRZ	98.9	Consumer
05/06	Phillips-Van Heusen Corporation	Follow-On Offering	NYSE: PVH	382.2	Consumer
05/06	Rocky Shoes & Boots Inc.	Follow-On Offering	NYSE: RCKY	11.3	Consumer
02/06	Morton's Restaurant Group Inc.	Initial Public Offering	NYSE: MRT	174.5	Consumer
02/06	Crocs, Inc.	Initial Public Offering	NASDAQ: CROX	239.1	Consumer
01/06	Citi Trends, Inc.	Follow-On Offering	NASDAQ: CTRN	81.4	Consumer
01/06	New York & Company, Inc.	Follow-On Offering	NYSE: NWY	148.9	Consumer
12/05	Volcom, Inc.	Follow-On Offering	NASDAQ: VLCM	177.0	Consumer
11/05	Under Armour Inc.	Initial Public Offering	NYSE: UA	181.3	Consumer
11/05	Zumiez Inc.	Follow-On Offering	NASDAQ: ZUMZ	97.2	Consumer
08/05	Ruth's Chris Steak House, Inc.	Initial Public Offering	NASDAQ: RUTH	269.1	Consumer
07/05	Golf Galaxy, Inc.	Initial Public Offering		63.6	Consumer
07/05	Diamond Foods, Inc.	Initial Public Offering	NASDAQ: DMND	117.3	Consumer
07/05	Phillips-Van Heusen Corporation	Follow-On Offering	NYSE: PVH	240.5	Consumer
06/05	Volcom, Inc.	Initial Public Offering	NASDAQ: VLCM	102.4	Consumer
06/05	Premium Standard Farms	Initial Public Offering	NYSE: PORK	138.7	Consumer
05/05	Citi Trends, Inc.	Initial Public Offering	NASDAQ: CTRN	62.0	Consumer
05/05	Zumiez Inc.	Initial Public Offering	NASDAQ: ZUMZ	64.7	Consumer
02/05	Prestige Brands Holdings Inc.	Initial Public Offering	NYSE: PBH	515.2	Consumer
11/04	Tempur-Pedic International Inc.	Follow-On Offering	NYSE: TPX	283.5	Consumer
10/04	B&G Foods, Inc.	Initial Public Offering	NYSE: BGS	300.0	Consumer
10/04	Gold Kist Holdings Inc.	Initial Public Offering	NYSE: GKIS	132.0	Consumer
10/04	New York & Company, Inc.	Initial Public Offering	NYSE: NWY	195.5	Consumer
07/04	RC2 Corporation	Follow-On Offering	NASDAQ: RCRC	89.1	Consumer
06/04	Life Time Fitness Inc.	Initial Public Offering	NYSE: LTM	210.6	Consumer
06/04	K2 Inc.	Follow-On Offering	NYSE: KTO	99.2	Consumer
06/04	Hansen Natural	Block Trade	NASDAQ: HANS	11.5	Consumer
05/04	Deckers Outdoor Corporation	Follow-On Offering	NASDAQ: DECK	86.6	Consumer
12/12	Teavana Holdings, Inc.	Sell-Side Advisor		620.0	Consumer
12/12	Continental Mills, Inc.	Buy-Side Advisor		Undisclosed	Consumer
12/12	Southern California Pizza Company	Sell-Side Advisor		Undisclosed	Consumer
11/12	Diversified Marketing Solutions, LLC	Buy-Side Advisor		Undisclosed	Consumer
10/12	Continental Mills, Inc.	Sell-Side Advisor		Undisclosed	Consumer
04/12	Landec Corp	Buy-Side Advisor		70.0	Consumer
04/12	Earth Fare, Inc.	Merger Advisory		300.0	Consumer
03/12	The Krystal Company, Inc.	Sell-Side Advisor		14.5	Consumer
03/12	Assets of The Burton Corporation	Sell-Side Advisor		Undisclosed	Consumer
01/12	McCormick & Schmick's Seafood Restaurants, Inc.	Sell-Side Advisor		131.6	Consumer
11/11	Chef Solutions, Inc.	Sell-Side Advisor		Undisclosed	Consumer
10/11	A.M. Todd Group, Inc.	Sell-Side Advisor		Undisclosed	Consumer
08/11	TIENS (USA) Investment Holdings Group Overseas Limited	Merger Advisory		Undisclosed	Consumer
07/11	Rupari Food Services, Inc.	Sell-Side Advisor		Undisclosed	Consumer
03/11	Bruegger's Enterprises, Inc.	Sell-Side Advisor		Undisclosed	Consumer
12/10	Noodles & Company	Sell-Side Advisor		Undisclosed	Consumer
12/10	Bubba Gump Shrimp Co. Restaurants, Inc.	Sell-Side Advisor		112.5	Consumer
12/10	Claim Jumper Restaurants, LLC	Sell-Side Advisor		Undisclosed	Consumer
10/10	Don Miguel Mexican Foods	Sell-Side Advisor		Undisclosed	Consumer
05/10	Captain D's, LLC	Sell-Side Advisor		Undisclosed	Consumer
04/10	Animal Supply Co.	Sell-Side Advisor		Undisclosed	Consumer
05/09	VICORP Restaurants, Inc.	Sell-Side Advisor		Undisclosed	Consumer
03/09	Urban Decay Cosmetics, LLC	Buy-Side Advisor		Undisclosed	Consumer
03/08	Timothy's Coffees of the World, Inc.	Sell-Side Advisor		Undisclosed	Consumer
03/08	Blu Dot Design & Manufacturing, Inc.	Sell-Side Advisor		Undisclosed	Consumer
03/08	LNK Partners	Buy-Side Advisor		Undisclosed	Consumer
02/08	Cameron Mitchell Restaurants, LLC	Sell-Side Advisor		94.0	Consumer
09/07	Associated Grocers, Inc.	Sell-Side Advisor		Undisclosed	Consumer
09/07	Everlast Worldwide Inc.	Sell-Side Advisor		191.0	Consumer
08/07	Yard House USA, LLC	Sell-Side Advisor		Undisclosed	Consumer
07/07	The Harris Soup Company, a portfolio company of TSG Consumer Partners	Sell-Side Advisor		Undisclosed	Consumer
06/07	Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc.	Fairness Opinion		3482.0	Consumer
04/07	Rex Stores Corporation	Fairness Opinion		Undisclosed	Consumer
04/07	Z'Tejas Southwest Grill	Sell-Side Advisor		Undisclosed	Consumer
03/07	Johnny Rockets Group, Inc.	Sell-Side Advisor		Undisclosed	Consumer
03/07	Seminole Tribe of Florida	Buy-Side Advisor		975.0	Consumer
02/07	Golf Galaxy, Inc.	Merger Advisory		225.0	Consumer
12/06	Lone Star Funds	Buy-Side Advisor		586.0	Consumer
11/06	Jamba Juice Company	Merger Advisory		265.0	Consumer
10/06	The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc.	Sell-Side Advisor		Undisclosed	Consumer
09/06	Bunn Capitol Company	Sell-Side Advisor		Undisclosed	Consumer
08/06	Real Mex Restaurants, Inc.	Sell-Side Advisor		Undisclosed	Consumer
06/06	Bravo Development, Inc.	Sell-Side Advisor		Undisclosed	Consumer
05/06	Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC	Sell-Side Advisor		Undisclosed	Consumer
03/06	Valley Fresh Inc.	Sell-Side Advisor		78.0	Consumer
03/06	Dave & Buster's Inc.	Sell-Side Advisor		375.0	Consumer
01/06	P.F. Chang's China Bistro, Inc.	Buy-Side Advisor		Undisclosed	Consumer
11/05	El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P.	Sell-Side Advisor		Undisclosed	Consumer
10/05	Claim Jumper Restaurants LLC	Sell-Side Advisor		Undisclosed	Consumer
10/05	Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc.	Sell-Side Advisor		Undisclosed	Consumer
09/05	The YoFarm Company, a portfolio company of Stolberg Equity Partners	Sell-Side Advisor		Undisclosed	Consumer
09/05	The Restaurant Company, Perkins Restaurant & Bakery	Sell-Side Advisor		245.0	Consumer
08/05	TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners	Sell-Side Advisor		Undisclosed	Consumer
07/05	Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC	Sell-Side Advisor		Undisclosed	Consumer
07/05	Department 56, Inc.	Buy-Side Advisor		190.0	Consumer
05/05	Bear Creek Country Kitchens LLC	Sell-Side Advisor		Undisclosed	Consumer
04/05	Hormel Foods Corporation	Buy-Side Advisor		Undisclosed	Consumer
03/05	Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC	Sell-Side Advisor		Undisclosed	Consumer
01/05	Lone Star Funds	Buy-Side Advisor		660.0	Consumer
12/04	Hormel Foods Corporation	Buy-Side Advisor		185.7	Consumer
12/04	Captain D's, LLC, a portfolio company of Lone Star Funds	Sell-Side Advisor		Undisclosed	Consumer
09/04	California & Washington Company	Sell-Side Advisor		Undisclosed	Consumer
08/04	SaladTime LLC, a division of Tanimura & Antle	Sell-Side Advisor		Undisclosed	Consumer
07/04	Mimi's Cafe Inc.	Sell-Side Advisor		182.0	Consumer
07/04	Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc.	Sell-Side Advisor		Undisclosed	Consumer
04/04	Hat World Corporation, a portfolio company of Saunders Karp & Megrue	Sell-Side Advisor		Undisclosed	Consumer
03/04	Oregon Chai, Inc.	Sell-Side Advisor		Undisclosed	Consumer
08/12	Bertucci's Corporation	Private Placement		93.0	Consumer
03/12	Fox & Hound Restaurant Group	Private Placement		40.1	Consumer
03/12	Barteca Holdings, Ltd.	Private Placement		13.7	Consumer
05/10	Tarte, Inc.	Private Placement		10.7	Consumer
04/10	Animal Supply Company	Private Placement			Consumer
11/09	Chef Solutions, LLC	Private Placement		24.0	Consumer
11/09	Big Idea Holdings, LLC	Private Placement		10.0	Consumer
03/08	Sweet Leaf Tea Company	Private Placement		19.3	Consumer
11/04	Fingerhut Direct Marketing, Inc.	Private Placement		18.0	Consumer
02/04	Fingerhut Direct Marketing, Inc.	Private Placement		32.5	Consumer
10/10	Peter Piper Pizza	Restructuring			Consumer
04/10	MGIC Investment Corp.	Convertible	NYSE: MTG	345.0	Financial Institutions
03/08	MGIC Investment Corp.	Convertible	NYSE: MTG	390.0	Financial Institutions
04/04	Financial Federal Corp.	Convertible	NYSE: FIF	175.0	Financial Institutions
10/12	Walter Investment Management Corp.	Follow-On Offering	NYSE: WAC	289.8	Financial Institutions
02/12	Home Loan Sevicing Solutions, Ltd.	Initial Public Offering	NASDAQ: HLS	186.6	Financial Institutions
02/12	WisdomTree Investments, Inc.	Follow-On Offering	NASDAQ: WETF	92.6	Financial Institutions
11/11	MoneyGram International, Inc.	Follow-On Offering	NYSE: MGI	166.3	Financial Institutions
04/11	Ellie Mae, Inc.	Initial Public Offering	NYSE: ELLI	50.6	Financial Institutions
04/11	Dollar Financial Corp.	Follow-On Offering	NASDAQ: DLLR	138.4	Financial Institutions
12/10	Fortegra Financial Corp.	Initial Public Offering	NYSE: FRF	66.0	Financial Institutions
12/10	CAI International Inc.	Follow-On Offering	NYSE: CAP	50.5	Financial Institutions
10/10	AIA Group Ltd.	Initial Public Offering	SEHK: 1299	20493.5	Financial Institutions
08/10	Cardtronics Inc.	Follow-On Offering	NASDAQ: CATM	106.9	Financial Institutions
07/10	Green Dot Corporation	Initial Public Offering	NYSE: GDOT	188.7	Financial Institutions
07/10	Cninsure Inc.	Follow-On Offering	NASDAQ: CISG	115.0	Financial Institutions
06/10	Higher One Holdings Inc.	Initial Public Offering	NYSE: ONE	124.2	Financial Institutions
04/10	MGIC Investment Corp.	Follow-On Offering	NYSE: MTG	805.0	Financial Institutions
03/10	Cardtronics, Inc.	Follow-On Offering	NASDAQ: CATM	96.6	Financial Institutions
03/10	The Hartford Financial Services Group, Inc.	Follow-On Offering	NYSE: HIG	1653.6	Financial Institutions
03/10	Financial Engines, Inc.	Initial Public Offering	NASDAQ: FNGN	146.3	Financial Institutions
08/09	Ocwen Financial Corp	Follow-On Offering	NYSE: OCN	289.8	Financial Institutions
08/09	Starwood Property Trust Inc	Initial Public Offering	NYSE: STWD	931.5	Financial Institutions
06/09	Assured Guaranty Ltd.	Follow-On Offering	NYSE: AGO	487.0	Financial Institutions
05/09	US Bancorp	Follow-On Offering	NYSE: USB	2755.4	Financial Institutions
04/09	Fidelity National Financial, Inc.	Follow-On Offering	NYSE: FNF	345.2	Financial Institutions
08/08	CAI International Inc.	Follow-On Offering	NYSE: CAP	34.9	Financial Institutions
03/08	MGIC Investment Corp.	Follow-On Offering	NYSE: MTG	483.0	Financial Institutions
03/08	Visa Inc.	Initial Public Offering	NYSE: V	19650.4	Financial Institutions
02/08	BPW Acquisition Corp.	Initial Public Offering	NASDAQ: BPW	350.0	Financial Institutions
12/07	Cardtronics, Inc.	Initial Public Offering	NASDAQ: CATM	120.0	Financial Institutions
11/07	MRU Holdings, Inc.	PIPE	OTC: UNCL	24.4	Financial Institutions
10/07	CNinsure inc.	Initial Public Offering	NYSE: CISG	216.4	Financial Institutions
10/07	Textainer Group Holdings Limited	Initial Public Offering	NYSE: TGH	148.5	Financial Institutions
06/07	Care Investment Trust Inc.	Initial Public Offering	NYSE: CRE	225.0	Financial Institutions
06/07	RAM Holdings Ltd.	Follow-On Offering	OTC: RAMR	72.1	Financial Institutions
05/07	CAI International Inc.	Initial Public Offering	NYSE: CAP	87.0	Financial Institutions
03/07	CastlePoint Holdings, Ltd.	Initial Public Offering	NYSE: CPHL	127.8	Financial Institutions
11/06	Marlin Business Services, Inc.	Follow-On Offering	NASDAQ: MRLN	22.0	Financial Institutions
10/06	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	72.5	Financial Institutions
10/06	Hallmark Financial Services	Follow-On Offering	NASDAQ: HAF	27.0	Financial Institutions
06/06	Home BancShares, Inc.	Initial Public Offering	NASDAQ: HOMB	51.8	Financial Institutions
06/06	Dollar Financial Corp.	Follow-On Offering	NASDAQ: DLLR	95.7	Financial Institutions
06/06	Patriot Capital Funding, Inc.	Follow-On Offering	NASDAQ: PCAP	41.8	Financial Institutions
03/06	Clayton Holdings, Inc.	Initial Public Offering	NYSE: CLAY	146.6	Financial Institutions
03/06	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	487.3	Financial Institutions
03/06	CapitalSource Inc.	Follow-On Offering	NYSE: CSE	413.6	Financial Institutions
02/06	Resource Capital Corp.	Initial Public Offering	NYSE: RSO	60.0	Financial Institutions
02/06	UTEK Corporation	Underwritten Registered Direct	AMEX: UTK	10.0	Financial Institutions
01/06	SeaBright Insurance Holdings, Inc.	Follow-On Offering	NYSE: SBX	115.9	Financial Institutions
10/05	CapitalSource Inc.	Follow-On Offering	NYSE: CSE	429.3	Financial Institutions
08/05	Anthracite Capital, Inc.	Follow-On Offering	NYSE: AHR	20.0	Financial Institutions
07/05	Patriot Capital Funding, Inc.	Initial Public Offering	NASDAQ: PCAP	150.3	Financial Institutions
06/05	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	75.6	Financial Institutions
06/05	Thornburg Mortgage, Inc.	Follow-On Offering	OTC: THMR	123.2	Financial Institutions
03/05	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	315.0	Financial Institutions
03/05	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	31.5	Financial Institutions
01/05	Dollar Financial Corp.	Initial Public Offering	NASDAQ: DLLR	120.0	Financial Institutions
01/05	SeaBright Insurance Holdings, Inc.	Initial Public Offering	NYSE: SBX	90.6	Financial Institutions
12/04	Wintrust Financial Corporation	Follow-On Offering	NYSE: WTFC	71.4	Financial Institutions
11/04	Portfolio Recovery Associates, Inc.	Follow-On Offering	NASDAQ: PRAA	67.4	Financial Institutions
09/04	New Century REIT, Inc.	Initial Public Offering	NYSE: NEW	783.0	Financial Institutions
09/04	MCG Capital Corporation	Follow-On Offering	NASDAQ: MCGC	40.7	Financial Institutions
08/04	TRM Corporation	Follow-On Offering	ASX: TRMM	56.9	Financial Institutions
08/04	Archipelago Holdings, Inc.	Initial Public Offering	NYSE: ARCA	145.5	Financial Institutions
07/04	MortgageIT Holdings, Inc.	Initial Public Offering	NYSE: MHL	175.2	Financial Institutions
07/04	American Capital Strategies, Ltd.	Follow-On Offering	NASDAQ: ACAS	123.9	Financial Institutions
07/04	Affirmative Insurance Holdings, Inc.	Initial Public Offering	NASDAQ: AFFM	131.5	Financial Institutions
06/04	RAIT Investment Trust	Follow-On Offering	NYSE: RAS	55.8	Financial Institutions
06/11	WNC Insurance Holding Corp.	Sell-Side Advisor		Undisclosed	Financial Institutions
12/10	T&H Group, Inc.	Sell-Side Advisor		Undisclosed	Financial Institutions
12/10	T&H Group	Sell-Side Advisor		Undisclosed	Financial Institutions
10/10	GiftCertificates.com, Inc.	Sell-Side Advisor		Undisclosed	Financial Institutions
11/09	Zephyr Insurance Company	Sell-Side Advisor		Undisclosed	Financial Institutions
04/09	Fortegra Financial Corporation	Buy-Side Advisor		Undisclosed	Financial Institutions
07/08	Lone Star Funds	Buy-Side Advisor		5900.0	Financial Institutions
04/08	FMG Acquisition Corp.	Fairness Opinion		95.0	Financial Institutions
11/07	Marshall BankFirst SVS	Sell-Side Advisor		60.6	Financial Institutions
10/07	Lone Star U.S. Acquisitions, LLC	Buy-Side Advisor		300.0	Financial Institutions
09/07	Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management	Sell-Side Advisor		Undisclosed	Financial Institutions
06/07	MidCountry Bank	Buy-Side Advisor		Undisclosed	Financial Institutions
03/07	Churchill Capital, Mezzanine Finance Business	Sell-Side Advisor		Undisclosed	Financial Institutions
08/06	Applied Financial, LLC	Sell-Side Advisor		Undisclosed	Financial Institutions
12/05	West Bancorporation, Inc.	Buy-Side Advisor		Undisclosed	Financial Institutions
08/05	White River Capital, Inc.	Block Trade		50.0	Financial Institutions
04/05	Clayton Services, Inc. and The Murrayhill Company	Merger Advisory		Undisclosed	Financial Institutions
12/04	Cash America International, Inc.	Fairness Opinion		120.0	Financial Institutions
05/04	Coastal Bancorp, Inc.	Sell-Side Advisor		230.0	Financial Institutions
02/04	PMC Commercial Trust	Merger Advisory		72.2	Financial Institutions
01/04	SetCap Holdings Corporation	Sell-Side Advisor		Undisclosed	Financial Institutions
05/07	MidCountry Financial Corp.	Private Placement		55.0	Financial Institutions
02/06	Churchill Financial Holdings, LLC	Private Placement		112.5	Financial Institutions
12/05	Excel Bank Corporation	Private Placement		12.0	Financial Institutions
11/05	Healthcare Finance Group, Inc.	Private Placement		32.5	Financial Institutions
03/05	BlackRidge Financial, Inc.	Private Placement		25.0	Financial Institutions
10/04	MidCountry Financial Corp.	Private Placement		80.0	Financial Institutions
08/04	MidCountry Financial Corp.	Private Placement		30.0	Financial Institutions
03/12	Salix Pharmaceuticals, Ltd.	Convertible	NASDAQ: SLXP	690.0	Healthcare
05/09	Cephalon, Inc.	Convertible	NASDAQ: CEPH	500.0	Healthcare
11/07	Wright Medical Group Inc.	Convertible	NASDAQ: WMGI	200.0	Healthcare
07/07	Sonosite Inc.	Convertible	NASDAQ: SONO	225.0	Healthcare
04/07	Oscient Pharmaceuticals Corp.	Convertible	OTC: OSCI	60.0	Healthcare
03/07	Greatbatch, Inc.	Convertible	NYSE: GB	80.0	Healthcare
03/07	ViroPharma Incorporated	Convertible	NASDAQ: VPHM	250.0	Healthcare
03/07	DexCom, Inc.	Convertible	NASDAQ: DXCM	60.0	Healthcare
01/07	Monogram Biosciences, Inc.	Convertible		30.0	Healthcare
11/06	deCODE Genetics, Inc.	Convertible	NASDAQ: DCGN	80.0	Healthcare
09/06	Incyte Corporation	Convertible	NASDAQ: INCY	151.8	Healthcare
06/06	American Medical Systems Holdings, Inc.	Convertible	NASDAQ: AMMD	373.8	Healthcare
02/06	XOMA Ltd.	Convertible	NASDAQ: XOMA	12.5	Healthcare
10/05	ATS Medical Inc.	Convertible PIPE	NASDAQ: ATSI	22.4	Healthcare
03/05	Connetics Corporation	Convertible	NYSE: CNCT	150.0	Healthcare
03/05	CryoLife, Inc.	Convertible	NYSE: CRY	20.0	Healthcare
02/05	Acusphere, Inc.	Convertible	NYSE: ACUS	45.0	Healthcare
10/04	Xcyte Therapies, Inc.	Convertible	NASDAQ: XCYT	29.9	Healthcare
10/04	Option Care Inc.	Convertible	NYSE: OPTN	86.3	Healthcare
10/04	ViroPharma Incorporated	Convertible PIPE	NASDAQ: VPHM	62.5	Healthcare
06/04	Allscripts Healthcare Solutions Inc.	Convertible	NASDAQ: MDRX	82.5	Healthcare
06/04	LabOne Inc.	Convertible	NYSE: LABS	103.5	Healthcare
05/04	CV Therapeutics Inc.	Convertible	NYSE: CVTX	150.0	Healthcare
04/04	deCODE Genetics, Inc.	Convertible	NASDAQ: DCGN	150.0	Healthcare
03/04	Cytyc Corporation	Convertible	NASDAQ: CYTC	250.0	Healthcare
02/04	MGI PHARMA, INC.	Convertible		348.0	Healthcare
02/04	Incyte Corporation	Convertible	NASDAQ: INCY	250.0	Healthcare
02/13	Achillion Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ACHN	141.9	Healthcare
02/13	Oncolytics Biotech Inc.	Underwritten Registered Direct	NASDAQ: ONCY	32.0	Healthcare
01/13	Zoetis Inc.	Initial Public Offering	NYSE: ZTS	2574.3	Healthcare
01/13	LipoScience, Inc.	Initial Public Offering	NASDAQ: LPDX	51.7	Healthcare
01/13	Pacira Pharmaceuticals, Inc.	Convertible	NASDAQ: PCRX	120.0	Healthcare
01/13	Theravance, Inc.	Convertible	NASDAQ: THRX	287.5	Healthcare
01/13	AtriCure, Inc.	Underwritten Registered Direct	NASDAQ: ATRC	28.9	Healthcare
01/13	Alnylam Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ALNY	185.1	Healthcare
12/12	Galena BioPharma, Inc.	Underwritten Registered Direct	NASDAQ: GALE	24.2	Healthcare
12/12	Derma Sciences, Inc.	Underwritten Registered Direct	NASDAQ: DSCI	36.4	Healthcare
11/12	MAKO Surgical Corp.	Underwritten Registered Direct	NASDAQ: MAKO	46.0	Healthcare
11/12	Array BioPharma Inc.	Underwritten Registered Direct	NASDAQ: ARRY	75.6	Healthcare
10/12	Athersys, Inc.	Follow-On Offering	NASDAQ: ATHX	23.0	Healthcare
10/12	MannKind Corp.	Underwritten Registered Direct	NASDAQ: MNKD	92.0	Healthcare
10/12	Rigel Pharmaceuticals, Inc.	Underwritten Registered Direct	NASDAQ: RIGL	144.7	Healthcare
09/12	Neogenix Oncology, Inc.	Debt Capital Markets Issue			Healthcare
08/12	Fluidigm Corporation	Underwritten Registered Direct	NASDAQ: FLDM	59.9	Healthcare
08/12	Exelixis, Inc.	Follow-On Offering	NASDAQ: EXEL	146.6	Healthcare
08/12	Globus Medical, Inc.	Initial Public Offering	NYSE: GMED	114.9	Healthcare
05/12	Endologix, Inc.	Follow-On Offering	NASDAQ: ELGX	36.1	Healthcare
05/12	Arena Pharmaceuticals, Inc.	Underwritten Registered Direct	NASDAQ: ARNA	69.5	Healthcare
05/12	Supernus Pharmaceuticals, Inc	Initial Public Offering	NASDAQ: SUPN	52.2	Healthcare
04/12	Pacira Pharmaceuticals, Inc.	Underwritten Registered Direct	NASDAQ: PCRX	67.3	Healthcare
04/12	Novadaq Technologies Inc.	Underwritten Registered Direct	NASDAQ: NVDQ	40.3	Healthcare
04/12	Derma Sciences, Inc.	Underwritten Registered Direct	NASDAQ: DSCI	19.7	Healthcare
03/12	Vocera Communications, Inc.	Initial Public Offering	NYSE: VCRA	107.6	Healthcare
03/12	Athersys, Inc.	PIPE	NASDAQ: ATHX	9.0	Healthcare
02/12	MannKind Corp.	Follow-On Offering	NASDAQ: MNKD	86.3	Healthcare
02/12	Greenway Medical Technologies, Inc.	Initial Public Offering	NYSE: GWAY	76.3	Healthcare
01/12	Trius Therapeutics, Inc.	Underwritten Registered Direct	NASDAQ: TSRX	51.9	Healthcare
01/12	ZIOPHARM Oncology, Inc.	Underwritten Registered Direct	NASDAQ: ZIOP	50.2	Healthcare
01/12	Neurocrine Biosciences, Inc.	Underwritten Registered Direct	NASDAQ: NBIX	88.5	Healthcare
11/11	Pacira Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: PCRX	52.3	Healthcare
11/11	Lifetech Scientific Corp.	Initial Public Offering	GEM: 8122	32.2	Healthcare
09/11	TranS1, Inc.	Underwritten Registered Direct	NASDAQ: TSON	20.1	Healthcare
07/11	InSite Vision Inc.	PIPE	OTCBB: INSV	22.2	Healthcare
06/11	TearLab Corporation	PIPE	NASDAQ: TEAR	7.0	Healthcare
06/11	Merit Medical Systems, Inc.	Underwritten Registered Direct	NASDAQ: MMSI	92.4	Healthcare
06/11	Integra LifeSciences Holdings Corp.	Follow-On Offering	NASDAQ: IART	230.0	Healthcare
05/11	Rigel Pharmaceuticals, Inc.	Underwritten Registered Direct	NASDAQ: RIGL	150.0	Healthcare
05/11	Akorn, Inc.	Convertible	NASDAQ: AKRX	100.0	Healthcare
05/11	Trius Therapeutics, Inc.	PIPE	NASDAQ: TSRX	30.1	Healthcare
04/11	AVI BioPharma, Inc.	Underwritten Registered Direct	NASDAQ: AVII	34.5	Healthcare
03/11	Tengion, Inc.	PIPE	NASDAQ: TNGN	31.3	Healthcare
02/11	AcelRx Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: ACRX	40.0	Healthcare
02/11	Fluidigm Corp	Initial Public Offering	NASDAQ: FLDM	86.3	Healthcare
02/11	Pacira Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: PCRX	42.0	Healthcare
02/11	Tornier NV	Initial Public Offering	NASDAQ: TRNX	178.0	Healthcare
02/11	Epocrates, Inc.	Initial Public Offering	NASDAQ: EPOC	98.6	Healthcare
12/10	Sequenom Inc.	Underwritten Registered Direct	NASDAQ: SQNM	96.6	Healthcare
11/10	Somaxon Pharmaceuticals Inc	Follow-On Offering	NASDAQ: SOMX	26.0	Healthcare
11/10	Micromet, Inc.	Follow-On Offering	NASDAQ: MITI	72.3	Healthcare
11/10	MAKO Surgical Corp.	Follow-On Offering	NASDAQ: MAKO	61.0	Healthcare
10/10	Pacific Biosciences of California Inc.	Initial Public Offering	NASDAQ: PACB	200.0	Healthcare
10/10	Lee's Pharmaceutical Holdings Ltd.	Follow-On Offering	SEHK: 950	5.4	Healthcare
09/10	Microport Scientific Corporation	Initial Public Offering	SEHK: 853	227.9	Healthcare
08/10	China Kanghui Holdings	Initial Public Offering	NYSE: KH	68.4	Healthcare
08/10	Trius Therapeutics, Inc.	Initial Public Offering	NASDAQ: TSRX	50.0	Healthcare
05/10	GenMark Diagnostics, Inc.	Initial Public Offering	NASDAQ: GNMK	27.6	Healthcare
05/10	Anadys Pharmaceuticals Inc.	Registered Direct	NASDAQ: ANDS	12.5	Healthcare
05/10	Lansen Pharmaceutical Holdings Ltd.	Initial Public Offering	SEHK: 503	78.7	Healthcare
05/10	Lifecore Biomedical Inc.	Fairness Opinion		54.0	Healthcare
04/10	Dynavox Inc.	Initial Public Offering	NASDAQ: DVOX	140.6	Healthcare
04/10	Hansen Medical, Inc.	Underwritten Registered Direct	NASDAQ: HNSN	32.2	Healthcare
04/10	Tengion, Inc.	Initial Public Offering	NASDAQ: TNGN	30.0	Healthcare
03/10	Micromet, Inc.	Follow-On Offering	NASDAQ: MITI	80.5	Healthcare
03/10	Anthera Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: ANTH	42.0	Healthcare
02/10	IntegraMed America, Inc.	Follow-On Offering	NASDAQ: INMD	21.0	Healthcare
01/10	Sinovac Biotech Ltd.	Follow-On Offering	NYSE: SVA	66.0	Healthcare
11/09	Novavax, Inc.	Underwritten Registered Direct	NASDAQ: NVAX	22.4	Healthcare
10/09	Clinical Data, Inc.	Underwritten Registered Direct	NASDAQ: CLDA	47.4	Healthcare
10/09	Nanosphere, Inc.	Underwritten Registered Direct	NASDAQ: NSPH	37.8	Healthcare
10/09	Hana Biosciences, Inc.	PIPE	OTC: HNAB	12.4	Healthcare
08/09	MAKO Surgical Corp.	Underwritten Registered Direct	NASDAQ: MAKO	58.4	Healthcare
08/09	Emdeon Inc	Initial Public Offering	NYSE: EM	422.5	Healthcare
07/09	Micromet, Inc.	Underwritten Registered Direct	NASDAQ: MITI	80.5	Healthcare
07/09	Endologix, Inc.	Underwritten Registered Direct	NASDAQ: ELGX	16.0	Healthcare
06/09	Delcath Systems, Inc.	Registered Direct	NASDAQ: DCTH	3.0	Healthcare
05/09	Cephalon, Inc.	Follow-On Offering	NASDAQ: CEPH	300.0	Healthcare
04/09	Hansen Medical, Inc.	Underwritten Registered Direct	NASDAQ: HNSN	38.0	Healthcare
03/09	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	10.0	Healthcare
02/09	Aradigm Corporation	Registered Direct	NYSE: ARDM	4.5	Healthcare
01/09	Dexcom, Inc.	Underwritten Registered Direct	NASDAQ: DXCM	48.0	Healthcare
09/08	Micromet, Inc.	PIPE	NASDAQ: MITI	40.0	Healthcare
08/08	Cytori Therapeutics Inc.	PIPE	NASDAQ: CYTX	17.0	Healthcare
03/08	AVANIR Pharmaceuticals	Registered Direct	NYSE: AVNR	40.0	Healthcare
02/08	Acorda Therapeutics, Inc.	Follow-On Offering	NASDAQ: ACOR	81.6	Healthcare
12/07	Ardea Biosciences, Inc.	PIPE	NASDAQ: RDEA	40.0	Healthcare
12/07	MedAssets	Initial Public Offering	NASDAQ: MDAS	212.8	Healthcare
11/07	BioForm Medical, Inc.	Initial Public Offering	NASDAQ: BFRM	92.0	Healthcare
11/07	Nanosphere, Inc.	Initial Public Offering	NYSE: NSPH	98.0	Healthcare
10/07	Optimer Pharmaceuticals, Inc.	PIPE	NASDAQ: OPTR	35.9	Healthcare
10/07	Volcano Corporation	Follow-On Offering	NASDAQ: VOLC	130.8	Healthcare
10/07	Trans1 Inc.	Initial Public Offering	NYSE: TSON	94.9	Healthcare
10/07	TomoTherapy Incorporated	Follow-On Offering	NASDAQ: TOMO	217.5	Healthcare
09/07	AthenaHealth Inc.	Initial Public Offering	NYSE: ATHN	130.1	Healthcare
08/07	Masimo Corporation	Initial Public Offering	NASDAQ: MASI	232.9	Healthcare
07/07	Sangamo BioSciences, Inc.	Registered Direct	NASDAQ: SGMO	30.0	Healthcare
06/07	American Oriental Bioengineering Inc.	Follow-On Offering	NYSE: AOB	83.1	Healthcare
06/07	Acorda Therapeutics, Inc.	Follow-On Offering	NYSE: ACOR	79.8	Healthcare
05/07	AtriCure, Inc.	PIPE	NASDAQ: ATRC	16.5	Healthcare
05/07	Phase Forward Incorporated	Follow-On Offering	NASDAQ: PFWD	82.5	Healthcare
05/07	Sirtris Pharmaceuticals Inc.	Initial Public Offering	NYSE: SIRT	60.0	Healthcare
05/07	Omnicell, Inc.	Follow-On Offering	NASDAQ: OMCL	96.4	Healthcare
05/07	Genomic Health Inc.	Follow-On Offering	NASDAQ: GHDX	46.5	Healthcare
05/07	TomoTherapy Incorporated	Initial Public Offering	NASDAQ: TOMO	256.6	Healthcare
05/07	Array BioPharma, Inc.	Follow-On Offering	NASDAQ: ARRY	91.0	Healthcare
04/07	Simcere Pharmaceutical Group	American Depository Receipt	NYSE: SCR	260.5	Healthcare
04/07	ev3 Inc.	Follow-On Offering	NASDAQ: EVVV	166.3	Healthcare
04/07	MWI Veterinary Supply, Inc.	Follow-On Offering	NASDAQ: MWIV	93.6	Healthcare
04/07	ACADIA Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ACAD	102.5	Healthcare
02/07	Cytori Therapeutics Inc.	Registered Direct	NASDAQ: CYTX	21.5	Healthcare
02/07	Optimer Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: OPTR	56.4	Healthcare
02/07	Accuray Incorporated	Initial Public Offering	NASDAQ: ARAY	331.2	Healthcare
01/07	XTENT, Inc.	Initial Public Offering	NYSE: XTNT	75.2	Healthcare
01/07	Animal Health International, Inc.	Initial Public Offering	NASDAQ: AHII	129.8	Healthcare
12/06	RegeneRx Biopharmaceuticals	PIPE	AMEX: RGN	9.6	Healthcare
12/06	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	174.7	Healthcare
12/06	Volcano Corporation	Follow-On Offering	NASDAQ: VOLC	138.9	Healthcare
11/06	Alliance Imaging Inc.	Follow-On Offering	NYSE: AIQ	52.9	Healthcare
11/06	Vital Images, Inc.	Follow-On Offering	NYSE: VTAL	104.0	Healthcare
11/06	Alexion Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ALXN	148.4	Healthcare
11/06	Celgene Corporation	Follow-On Offering	NASDAQ: CELG	1032.0	Healthcare
10/06	Nighthawk Radiology Holdings, Inc.	Follow-On Offering	NYSE: NHWK	117.0	Healthcare
10/06	Exelixis Inc.	Follow-On Offering	NASDAQ: EXEL	96.6	Healthcare
09/06	Mindray Medical International Ltd.	American Depository Receipt	NYSE: MR	310.5	Healthcare
09/06	Home Diagnostics Inc.	Initial Public Offering	NASDAQ: HDIX	79.2	Healthcare
08/06	Cytori Therapeutics Inc.	Underwritten Registered Direct	NASDAQ: CYTX	16.8	Healthcare
08/06	Sonic Innovations, Inc.	PIPE	NASDAQ: SNCI	12.0	Healthcare
07/06	MWI Veterinary Supply, Inc.	Follow-On Offering	NASDAQ: MWIV	100.7	Healthcare
06/06	Sangamo BioSciences, Inc.	Follow-On Offering	NASDAQ: SGMO	20.9	Healthcare
06/06	Volcano Corporation	Initial Public Offering	NASDAQ: VOLC	62.6	Healthcare
04/06	NicOx S.A.	PIPE	ENXTPA: COX	45.3	Healthcare
04/06	ACADIA Pharmaceuticals Inc.	Follow-On Offering	NASDAQ: ACAD	63.4	Healthcare
04/06	DexCom, Inc.	Follow-On Offering	NASDAQ: DXCM	132.0	Healthcare
03/06	Metabasis Therapeutics	Underwritten Registered Direct	NASDAQ: MBRX	40.0	Healthcare
03/06	Alexza Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: ALXA	50.6	Healthcare
02/06	Allscripts Healthcare Solutions Inc.	Follow-On Offering	NASDAQ: MDRX	149.0	Healthcare
02/06	Acordia Therapeutics, Inc.	Initial Public Offering	NYSE: ACOR	36.5	Healthcare
02/06	Nighthawk Radiology Holdings, Inc.	Initial Public Offering	NYSE: NHWK	115.9	Healthcare
02/06	Vital Signs, Inc.	Follow-On Offering	NYSE: VITL	97.3	Healthcare
01/06	SGX Pharmaceuticals, Inc.	Initial Public Offering	NYSE: SGXP	24.9	Healthcare
01/06	Alnylam Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ALNY	66.5	Healthcare
01/06	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	179.8	Healthcare
12/05	Somaxon Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: SOMX	55.0	Healthcare
12/05	ViroPharma Incorporated	Follow-On Offering	NASDAQ: VPHM	173.4	Healthcare
11/05	Clearant ,Inc.	PIPE	OTC: CLRA	12.0	Healthcare
11/05	Myriad Genetics, Inc.	Follow-On Offering	NYSE: MYGN	149.0	Healthcare
10/05	CoTherix, Inc.	Follow-On Offering	NASDAQ: CTRX	67.3	Healthcare
10/05	Vical Incorporated	Underwritten Registered Direct	NASDAQ: VICL	22.6	Healthcare
09/05	Genomic Health Inc.	Initial Public Offering	NASDAQ: GHDX	60.2	Healthcare
09/05	Renovis, Inc.	Follow-On Offering	NYSE: RNVS	54.0	Healthcare
09/05	CombiMatrix Corporation	Underwritten Registered Direct	NASDAQ: CBMX	10.5	Healthcare
09/05	Acusphere, Inc.	Underwritten Registered Direct	NYSE: ACUS	18.7	Healthcare
08/05	AtriCure, Inc.	Initial Public Offering	NASDAQ: ATRC	55.2	Healthcare
08/05	Genta Incorporated	Underwritten Registered Direct	OTC: GETA	17.5	Healthcare
08/05	Anadys Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ANDS	71.3	Healthcare
08/05	ZymoGenetics, Inc.	Follow-On Offering	NASDAQ: ZGEN	135.0	Healthcare
08/05	MWI Veterinary Supply, Inc.	Initial Public Offering	NASDAQ: MWIV	84.7	Healthcare
07/05	Symmetry Medical Inc.	Follow-On Offering	NYSE: SMA	255.9	Healthcare
06/05	CV Therapeutics, Inc.	Follow-On Offering	NYSE: CVTX	180.4	Healthcare
06/05	ev3 Inc.	Initial Public Offering	NASDAQ: EVVV	164.7	Healthcare
06/05	Langer, Inc.	Follow-On Offering	NYSE: GAIT	32.5	Healthcare
05/05	IDX Systems Corporation	Block Trade	NYSE: IDXC	47.3	Healthcare
04/05	ACADIA Pharmaceuticals Inc.	PIPE	NASDAQ: ACAD	36.0	Healthcare
04/05	DexCom, Inc.	Initial Public Offering	NASDAQ: DXCM	56.4	Healthcare
03/05	Horizon Health Corporation	Follow-On Offering	NYSE: HORC	62.5	Healthcare
03/05	Neurochem Inc.	Follow-On Offering	NYSE: NRMX	61.2	Healthcare
02/05	CoTherix, Inc.	Follow-On Offering	NASDAQ: CTRX	37.8	Healthcare
02/05	Emageon Inc.	Initial Public Offering	NASDAQ: EMAG	74.8	Healthcare
02/05	Arena Pharmaceuticals, Inc.	Follow-On Offering	NASDAQ: ARNA	51.8	Healthcare
12/04	Symmetry Medical Inc.	Initial Public Offering	NYSE: SMA	138.0	Healthcare
12/04	Array BioPharma, Inc.	Follow-On Offering	NASDAQ: ARRY	71.3	Healthcare
11/04	HealthExtras, Inc.	Follow-On Offering	NYSE: HLEX	84.0	Healthcare
10/04	FoxHollow Technologies, Inc.	Initial Public Offering	NYSE: FOXH	72.5	Healthcare
10/04	VNUS Medical Technologies, Inc.	Initial Public Offering		80.6	Healthcare
10/04	CoTherix, Inc.	Initial Public Offering	NASDAQ: CTRX	30.0	Healthcare
07/04	MannKind Corp.	Initial Public Offering	NASDAQ: MNKD	91.8	Healthcare
07/04	Inspire Pharmaceuticals Inc.	Follow-On Offering	NYSE: ISPH	82.8	Healthcare
07/04	Auxilium Pharmaceuticals Inc.	Follow-On Offering	NYSE: AUXL	41.3	Healthcare
07/04	Phase Forward Incorporated	Initial Public Offering	NASDAQ: PFWD	41.9	Healthcare
06/04	Kinetic Concepts Inc.	Follow-On Offering	NYSE: KCI	764.8	Healthcare
05/04	Alnylam Pharmaceuticals, Inc.	Initial Public Offering	NASDAQ: ALNY	34.5	Healthcare
05/04	Critical Therapeutics Inc.	Initial Public Offering	NASDAQ: CRTX	42.8	Healthcare
05/04	ACADIA Pharmaceuticals Inc.	Initial Public Offering	NASDAQ: ACAD	35.0	Healthcare
05/04	Animas Corporation	Initial Public Offering	NASDAQ: PUMP	73.3	Healthcare
05/04	IntraBiotics Pharmaceuticals Inc.	Follow-On Offering	NYSE: IBPI	44.9	Healthcare
01/13	NDS Surgical Imaging	Sell-Side Advisor		82.5	Healthcare
01/13	AbD Serotec	Sell-Side Advisor		53.0	Healthcare
12/12	GetWellNetwork, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
12/12	Precision Dynamics Corporation	Sell-Side Advisor		300.0	Healthcare
12/12	SRS Software, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
12/12	Merit Medical Systems	Buy-Side Advisor		167.0	Healthcare
12/12	Crux Biomedical, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
11/12	China KangHui Holdings	Sell-Side Advisor		816.0	Healthcare
10/12	Interim HealthCare, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
10/12	National Cardiovascular Partners	Sell-Side Advisor		Undisclosed	Healthcare
10/12	Performance Health & Wellness, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
10/12	BridgePoint Medical, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
08/12	HEALTHCAREfirst	Sell-Side Advisor		395.0	Healthcare
08/12	cardioCORE	Sell-Side Advisor		395.0	Healthcare
07/12	TIDI Products, LLC	Sell-Side Advisor		395.0	Healthcare
07/12	LaserBand, LLC	Sell-Side Advisor		60.0	Healthcare
06/12	Cameron Health, Inc.	Sell-Side Advisor		1.4	Healthcare
04/12	Nabi Biopharmaceuticals	Merger Advisory		206.0	Healthcare
04/12	MedEfficiency, Inc.	Buy-Side Advisor		14.5	Healthcare
02/12	Freedom Innovations, LLC	Sell-Side Advisor		Undisclosed	Healthcare
01/12	Synovis Life Technologies Inc.	Sell-Side Advisor		325.0	Healthcare
11/11	Injured Workers Pharmacy	Sell-Side Advisor		Undisclosed	Healthcare
08/11	Behavioral Health Group	Sell-Side Advisor		Undisclosed	Healthcare
07/11	Accelerated Health Systems, LLC	Sell-Side Advisor		Undisclosed	Healthcare
07/11	MediMedia Animal Health, LLC	Sell-Side Advisor		146.0	Healthcare
06/11	e+CancerCare	Sell-Side Advisor		Undisclosed	Healthcare
06/11	Animal Health International, Inc.	Sell-Side Advisor		251.0	Healthcare
04/11	SciClone Pharmaceuticals, Inc.	Buy-Side Advisor		105.0	Healthcare
03/11	Atritech, Inc.	Sell-Side Advisor		375.0	Healthcare
03/11	Ark Therapeutics Group plc (Woundcare Business)	Sell-Side Advisor		Undisclosed	Healthcare
02/11	Lab901 Limited	Sell-Side Advisor		Undisclosed	Healthcare
02/11	Avecia Biotechnology, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
01/11	Biocompatibles International plc	Sell-Side Advisor		283.5	Healthcare
01/11	Sadra Medical, Inc.	Sell-Side Advisor		450.0	Healthcare
12/10	Cardiac Science Corporation	Sell-Side Advisor		58.0	Healthcare
12/10	Advanced Pain Management, S.C.	Sell-Side Advisor		Undisclosed	Healthcare
11/10	AGA Medical	Sell-Side Advisor		1308.4	Healthcare
11/10	Endologix, Inc.	Buy-Side Advisor		54.0	Healthcare
11/10	Pet DRx Corporation	Sell-Side Advisor		Undisclosed	Healthcare
10/10	Arizant Medical	Sell-Side Advisor		810.0	Healthcare
09/10	Merit Medical Systems	Buy-Side Advisor		82.1	Healthcare
08/10	Picis, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
08/10	K2M, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
08/10	Joerns Healthcare Inc.	Sell-Side Advisor		Undisclosed	Healthcare
07/10	ev3 Inc.	Buy-Side Advisor		2579.0	Healthcare
07/10	SenoRX, Inc.	Sell-Side Advisor		213.0	Healthcare
06/10	PET DRx Corporation	Sell-Side Advisor		41.3	Healthcare
04/10	Medquist Inc., a portfolio company of CBay Systems	Buy-Side Advisor		116.3	Healthcare
04/10	Invatec	Sell-Side Advisor		500.0	Healthcare
03/10	QuadraMed Corp.	Sell-Side Advisor		108.9	Healthcare
03/10	Veterinary Enterprises & Trading Ltd.	Sell-Side Advisor		Undisclosed	Healthcare
02/10	Merz GmbH & Co. KGaA	Buy-Side Advisor		253.0	Healthcare
02/10	Centaur Services Ltd.	Sell-Side Advisor		47.0	Healthcare
02/10	RadPharm Inc.	Sell-Side Advisor		Undisclosed	Healthcare
02/10	MDVIP Inc.	Sell-Side Advisor		65.0	Healthcare
02/10	Avecia Biologics Limited	Sell-Side Advisor		Undisclosed	Healthcare
01/10	Diamond Castle Holdings LLC	Buy-Side Advisor		Undisclosed	Healthcare
01/10	Intercytex Limited, Wound Care Assets	Sell-Side Advisor		Undisclosed	Healthcare
01/10	CHF Solutions Inc.	Sell-Side Advisor		Undisclosed	Healthcare
12/09	MDVIP, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
11/09	Precision Wire Components, LLC	Sell-Side Advisor		Undisclosed	Healthcare
10/09	CuraGen Corp.	Sell-Side Advisor		93.5	Healthcare
06/09	VNUS Medical Technologies, Inc.	Sell-Side Advisor		512.0	Healthcare
04/09	Medtronic, Inc.	Buy-Side Advisor		700.0	Healthcare
03/09	Bacchus Vascular, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
10/08	DNA Diagnostics Center, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
10/08	HealthPlan Holdings, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
08/08	Sharp Corporation	Sell-Side Advisor		99.0	Healthcare
07/08	EP MedSystems Inc.	Sell-Side Advisor		91.0	Healthcare
07/08	Reliant Technologies	Merger Advisory		95.0	Healthcare
03/08	Lifecore Biomedical, Inc.	Sell-Side Advisor		239.0	Healthcare
02/08	Eclipsys Corp.	Buy-Side Advisor		53.0	Healthcare
02/08	eyeonics, Inc.	Merger Advisory		Undisclosed	Healthcare
01/08	AppTec Laboratory Services, Inc.	Sell-Side Advisor		163.0	Healthcare
11/07	Medtronic, Inc.	Buy-Side Advisor		420.0	Healthcare
10/07	Atlantis Components, Inc.	Sell-Side Advisor		71.0	Healthcare
08/07	JDS Pharmaceuticals, LLC	Sell-Side Advisor		125.0	Healthcare
08/07	Nursefinders, Inc., a portfolio company of Gryphon Investors	Sell-Side Advisor		Undisclosed	Healthcare
07/07	NightHawk Radiology Holdings, Inc.	Fairness Opinion		62.5	Healthcare
01/07	RITA Medical Systems, Inc.	Sell-Side Advisor		220.0	Healthcare
01/07	American Medical Systems Holdings, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
10/06	TorreyPines Therapeutics, Inc.	Merger Advisory		71.5	Healthcare
10/06	ATS Medical Inc.	Buy-Side Advisor		58.0	Healthcare
09/06	Confluent Surgical, Inc.	Sell-Side Advisor		245.0	Healthcare
07/06	American Medical Systems Holdings, Inc.	Buy-Side Advisor		715.0	Healthcare
06/06	Club Staffing Inc., a portfolio company of Olympus Partners	Sell-Side Advisor		Undisclosed	Healthcare
05/06	CancerVax Corporation	Merger Advisory		94.0	Healthcare
03/06	NLS Animal Health	Sell-Side Advisor		Undisclosed	Healthcare
02/06	Animas Corporation	Sell-Side Advisor		518.6	Healthcare
01/06	Hand Innovations LLC	Sell-Side Advisor		Undisclosed	Healthcare
01/06	ev3 Inc.	Buy-Side Advisor		105.9	Healthcare
12/05	Corgentech Inc.	Buy-Side Advisor		101.6	Healthcare
11/05	Advanced Neuromodulation Systems, Inc.	Sell-Side Advisor		1189.4	Healthcare
09/05	Almedica International Inc.	Sell-Side Advisor		Undisclosed	Healthcare
08/05	Royce Medical Holding Inc.	Sell-Side Advisor		216.0	Healthcare
08/05	Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison	Sell-Side Advisor		150.0	Healthcare
07/05	AGA Medical Corp., shareholder interest	Sell-Side Advisor		Undisclosed	Healthcare
07/05	Tyco Healthcare, a subsidiary of Tyco International Ltd.	Buy-Side Advisor		66.0	Healthcare
07/05	Transneuronix, Inc.	Sell-Side Advisor		260.0	Healthcare
03/05	Cytyc Corporation	Buy-Side Advisor		160.0	Healthcare
01/05	Endocardial Solutions, Inc.	Sell-Side Advisor		270.3	Healthcare
11/04	Opus Medical, Inc.	Sell-Side Advisor		130.0	Healthcare
11/04	ViroPharma Incorporated	Buy-Side Advisor		116.0	Healthcare
10/04	ZOLL Medical Corporation	Buy-Side Advisor		Undisclosed	Healthcare
07/04	American Medical Systems Holdings Inc.	Buy-Side Advisor		Undisclosed	Healthcare
06/04	MedSource Technologies, Inc.	Sell-Side Advisor		230.0	Healthcare
06/04	ResCare Inc.	Sell-Side Advisor		83.4	Healthcare
06/04	Interpore International, Inc.	Sell-Side Advisor		282.0	Healthcare
04/04	TheraSense, Inc.	Sell-Side Advisor		1261.0	Healthcare
03/04	Dharmacon, Inc.	Sell-Side Advisor		84.0	Healthcare
03/04	Novacept, Inc.	Sell-Side Advisor		325.0	Healthcare
03/04	Snowden Pencer, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
02/04	Cameron Health, Inc.	Sell-Side Advisor		Undisclosed	Healthcare
11/12	TransMedics, Inc.	Private Placement		35.0	Healthcare
02/12	ProNerve, LLC	Private Placement			Healthcare
02/11	VertiFlex, Inc.	Private Placement		14.0	Healthcare
01/11	Cellnovo, Ltd.	Private Placement		49.0	Healthcare
09/10	New American Therapeutics	Private Placement		51.0	Healthcare
08/10	Benefitfocus.com, Inc.	Private Placement			Healthcare
04/10	Automated HealthCare Solutions	Private Placement			Healthcare
08/09	OptiMedica Corporation	Private Placement		30.0	Healthcare
06/09	Optimal Reading Services Group, Inc.	Private Placement			Healthcare
03/09	iScience Interventional, Inc.	Private Placement		20.5	Healthcare
02/09	BioTrove, Inc.	Private Placement		20.0	Healthcare
11/08	Precision Therapeutics, Inc.	Private Placement		43.0	Healthcare
07/08	Cytochroma Inc.	Private Placement		45.0	Healthcare
07/08	Tyrell, Inc.	Private Placement		28.0	Healthcare
05/08	Cameron Health, Inc.	Private Placement		50.0	Healthcare
12/07	Lanx, Inc.	Private Placement		25.0	Healthcare
09/07	LDR Holding Corporation	Private Placement		25.0	Healthcare
07/07	Satiety, Inc.	Private Placement		30.2	Healthcare
05/07	Atlantis Components, Inc.	Private Placement		12.0	Healthcare
03/07	Xoft, Inc.	Private Placement		33.2	Healthcare
02/07	Locus Pharmaceuticals, Inc.	Private Placement		30.2	Healthcare
08/06	LipoScience, Inc.	Private Placement		13.0	Healthcare
07/06	Cardiovascular Systems, Inc.	Private Placement		25.0	Healthcare
07/06	EnteroMedics, Inc.	Private Placement		45.2	Healthcare
06/06	K2M, Inc.	Private Placement		21.5	Healthcare
10/05	Devax, Inc.	Private Placement		32.0	Healthcare
07/05	TherOx, Inc.	Private Placement		31.0	Healthcare
12/04	DexCom, Inc.	Private Placement		22.5	Healthcare
07/11	Chart Industries, Inc.	Convertible	NASDAQ: GTLS	250.0	Industrial Growth
11/12	Smarte Carte, Inc.	Debt Capital Markets Issue			Industrial Growth
11/12	Proto Labs, Inc.	Follow-On Offering	NYSE: PRLB	128.3	Industrial Growth
05/12	Molycorp, Inc.	Debt Capital Markets Issue	NYSE: MCP	650.0	Industrial Growth
02/12	Proto Labs	Initial Public Offering	NYSE: PRLB	79.1	Industrial Growth
07/11	ServiceSource International	Follow-On Offering	NASDAQ: SREV	250.0	Industrial Growth
06/11	Shuanghua Holdings Limited	Initial Public Offering	SEHK: 1241	188.5	Industrial Growth
05/11	Douglas Dynamics, Inc.	Follow-On Offering	NYSE: PLOW	83.4	Industrial Growth
06/10	Chaowei Power Holdings Ltd.	Initial Public Offering	SEHK: 951	70.0	Industrial Growth
05/10	Douglas Dynamics, Inc.	Initial Public Offering	NYSE: PLOW	112.5	Industrial Growth
04/10	Sijia Group Company Limited	Initial Public Offering	SEHK: 1863	96.0	Industrial Growth
04/10	Kilroy Realty Corp.	Follow-On Offering	NYSE: KRC	312.8	Industrial Growth
04/10	Macerich Co.	Follow-On Offering	NYSE: MAC	1230.0	Industrial Growth
12/09	Fufeng Group Limited	Block Trade	SEHK: 546	36.0	Industrial Growth
11/09	Wonder Auto Technology, Inc.	Follow-On Offering	NASDAQ: WATG	74.2	Industrial Growth
11/09	Duoyuan Printing, Inc.	Initial Public Offering	NYSE: DYP	54.9	Industrial Growth
08/09	Brightoil Petroleum (Holdings) Limited	Convertible	SEHK: 933	120.0	Industrial Growth
07/09	Amber Energy Limited	Initial Public Offering	SEHK: 90	24.5	Industrial Growth
06/09	Lumena Resources Group	Initial Public Offering	SEHK: 67	170.6	Industrial Growth
08/08	Ferro Corporation	Convertible	NYSE: FOE	172.5	Industrial Growth
12/12	Stag-Parkway	Sell-Side Advisor		Undisclosed	Industrial Growth
11/12	Swank Audio Visuals	Sell-Side Advisor		Undisclosed	Industrial Growth
10/12	Nealanders International	Sell-Side Advisor		395.0	Industrial Growth
09/12	S&N Communications, Inc.	Sell-Side Advisor		395.0	Industrial Growth
01/12	PetroChoice LLC	Sell-Side Advisor		Undisclosed	Industrial Growth
10/11	Implus Footcare, LLC	Sell-Side Advisor		Undisclosed	Industrial Growth
10/11	Industrial Controls Distributors, Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
08/11	Industrial Container Services, LLC	Sell-Side Advisor		Undisclosed	Industrial Growth
10/10	Termbray Industries International (Holdings) Limited	Sell-Side Advisor		13.3	Industrial Growth
08/10	Distribution International	Sell-Side Advisor		Undisclosed	Industrial Growth
05/10	Landec Corporation	Buy-Side Advisor		20.0	Industrial Growth
01/10	Arch Aluminum & Glass Co., Inc.	Sell-Side Advisor		64.0	Industrial Growth
11/09	Brightoil Petroleum (Holdings) Limited	Buy-Side Advisor		52.5	Industrial Growth
07/09	Radiac Abrasives Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
05/09	Nubrands Group Holdings Limited	Buy-Side Advisor		197.6	Industrial Growth
07/08	Leggett & Platt, Inc. Leggett & Platt Aluminum Group	Sell-Side Advisor		350.0	Industrial Growth
11/07	Kele, Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
10/07	BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital	Sell-Side Advisor		Undisclosed	Industrial Growth
10/07	Carey International, a portfolio company of Chartwell Investments	Sell-Side Advisor		60.0	Industrial Growth
10/07	Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
07/07	Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
02/07	PlayCore Holdings, Inc., a portfolio company of Chartwell Investments	Sell-Side Advisor		Undisclosed	Industrial Growth
12/06	Classic Party Rentals, a portfolio company of Dubin Clark & Company	Sell-Side Advisor		Undisclosed	Industrial Growth
10/06	Spectra Gases, Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
07/06	Beacon Holdings Corporation, a portfolio company of the Riverside Company	Sell-Side Advisor		95.5	Industrial Growth
06/06	Andersen Corporation	Buy-Side Advisor		Undisclosed	Industrial Growth
05/06	Nielsen & Bainbridge, a portfolio company of The Jordan Company	Sell-Side Advisor		Undisclosed	Industrial Growth
04/06	UnionTools, Inc., a portfolio company of Oaktree Capital Management	Sell-Side Advisor		Undisclosed	Industrial Growth
03/06	York Label Holdings, Inc., a portfolio company of Huron Capital Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
01/06	WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
11/05	United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group	Sell-Side Advisor		Undisclosed	Industrial Growth
11/05	ESCORT Inc., a portfolio company of American Capital Strategies, Ltd.	Sell-Side Advisor		Undisclosed	Industrial Growth
10/05	America's Body Company, a portfolio company of Linsalata Capital Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
10/05	Exopack Holding Corp., a portfolio company of The Sterling Group	Sell-Side Advisor		Undisclosed	Industrial Growth
09/05	Industrial Container Services, LLC, a portfolio company of CIC Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
09/05	Numatics, Incorporated	Sell-Side Advisor		Undisclosed	Industrial Growth
08/05	GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
08/05	Colder Products Company	Sell-Side Advisor		Undisclosed	Industrial Growth
07/05	Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners	Sell-Side Advisor		162.0	Industrial Growth
05/05	Andersen Corporation	Buy-Side Advisor		Undisclosed	Industrial Growth
05/05	Selig Sealing Products, Inc., a portfolio company of The Riverside Company	Sell-Side Advisor		100.0	Industrial Growth
02/05	JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC	Sell-Side Advisor		Undisclosed	Industrial Growth
12/04	Marvin Windows and Doors	Buy-Side Advisor		Undisclosed	Industrial Growth
12/04	Bell Automotive Products, Inc., a portfolio company of Brentwood Associates	Sell-Side Advisor		60.0	Industrial Growth
10/04	Residential Services Group, Inc., a portfolio company of Wellspring Capital Management	Sell-Side Advisor		150.0	Industrial Growth
10/04	Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital	Sell-Side Advisor		Undisclosed	Industrial Growth
08/04	Becker Underwood, Inc., a portfolio company of Century Park Capital Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
07/04	Jerr-Dan Corp., a portfolio company of Littlejohn & Co.	Sell-Side Advisor		80.0	Industrial Growth
07/04	QualServ Corporation, a portfolio company of Mercury Capital, Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
07/04	Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co.	Sell-Side Advisor		227.5	Industrial Growth
07/04	American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management	Sell-Side Advisor		235.0	Industrial Growth
05/04	Scivex, Inc., a portfolio company of KRG Capital Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
05/04	Accubuilt, Inc., a portfolio company of PNC Equity Management Corp.	Sell-Side Advisor		Undisclosed	Industrial Growth
05/04	Wrap Pack Products Corporation, a portfolio company of Prospect Partners	Sell-Side Advisor		Undisclosed	Industrial Growth
05/04	J. Manheimer Inc.	Sell-Side Advisor		Undisclosed	Industrial Growth
03/04	Orchids Paper Products Company	Leveraged Buyout		Undisclosed	Industrial Growth
10/11	JELD-WEN, Inc.	Private Placement			Industrial Growth
06/04	Great Plains Energy Inc.	Convertible	NYSE: GXP	163.6	Other
07/12	Archway Marketing Services	Buy-Side Advisor		3.0	Other
04/12	Kaplan EduNeering, Inc.	Sell-Side Advisor		14.5	Other
06/11	Integra LifeSciences Holdings Corp.	Convertible	NASDAQ: IART	230.0	Technology, Media and Telecommunications
10/10	Digital River Inc.	Convertible	NASDAQ: DRIV	345.0	Technology, Media and Telecommunications
03/10	Rovi Corporation	Convertible	NASDAQ: ROVI	460.0	Technology, Media and Telecommunications
10/09	Finisar Corp.	Convertible	NASDAQ: FNSR	139.1	Technology, Media and Telecommunications
06/09	Equinix, Inc.	Convertible	NASDAQ: EQIX	373.8	Technology, Media and Telecommunications
05/07	Epicor Software Corporation	Convertible	NASDAQ: EPIC	200.0	Technology, Media and Telecommunications
04/07	Magma Design Automation	Convertible	NASDAQ: LAVA	49.9	Technology, Media and Telecommunications
03/07	Electroglas, Inc.	Convertible	OTC: EGLSQ	25.8	Technology, Media and Telecommunications
03/07	Komag, Inc.	Convertible	NYSE: KOMG	220.0	Technology, Media and Telecommunications
12/06	Credence Systems Corp.	Convertible	NYSE: CMOS	122.5	Technology, Media and Telecommunications
10/06	Finisar Corp.	Convertible	NYSE: FNSR	100.0	Technology, Media and Telecommunications
05/06	Sipex Corporation	Convertible PIPE	NYSE: SIPX	30.0	Technology, Media and Telecommunications
03/06	180 Connect, Inc.	Convertible PIPE	NYSE: NCT.U	10.7	Technology, Media and Telecommunications
11/05	Richardson Electronics, Ltd.	Convertible PIPE	NASDAQ: RELL	25.0	Technology, Media and Telecommunications
02/05	Marchex, Inc.	Convertible	NASDAQ: MCHX	57.5	Technology, Media and Telecommunications
02/05	Quixote Corporation	Convertible PIPE	NASDAQ: QUIX	40.0	Technology, Media and Telecommunications
11/04	Overstock.com Inc.	Convertible	NASDAQ: OSTK	120.0	Technology, Media and Telecommunications
06/04	Charles River Associates Inc.	Convertible	NYSE: CRAI	90.0	Technology, Media and Telecommunications
01/04	Komag, Inc.	Convertible	NYSE: KOMG	80.5	Technology, Media and Telecommunications
10/12	Indentive Group, Inc.	Debt Capital Markets Issue	NASDAQ: INVE	20.0	Technology, Media and Telecommunications
09/12	inContact, Inc.	Underwritten Registered Direct	NASDAQ: SAAS	40.0	Technology, Media and Telecommunications
05/12	Facebook, Inc.	Initial Public Offering	NASDAQ: FB	16007.8	Technology, Media and Telecommunications
05/12	Web.com Group, Inc.	Follow-On Offering	NASDAQ: WWWW	136.4	Technology, Media and Telecommunications
05/12	Edwards Group Limited	Initial Public Offering	NASDAQ: EVAC	100.0	Technology, Media and Telecommunications
03/12	Vipshop Holdings Limited	Initial Public Offering	NYSE: VIPS	71.5	Technology, Media and Telecommunications
03/12	Invensense, Inc.	Follow-On Offering	NYSE: INVN	111.0	Technology, Media and Telecommunications
02/12	Bazaarvoice, Inc.	Initial Public Offering	NASDAQ: BV	130.8	Technology, Media and Telecommunications
02/12	OCZ Technology Group, Inc.	Follow-On Offering	NASDAQ: OCZ	108.0	Technology, Media and Telecommunications
11/11	InvenSense, Inc.	Initial Public Offering	NYSE: INVN	86.2	Technology, Media and Telecommunications
10/11	Lions Gate Entertainment Corp.	Secondary Offering	NYSE: LGF	134.4	Technology, Media and Telecommunications
08/11	World Family K.K. (fka Learning Technologies)	Debt Capital Markets Issue		16.3	Technology, Media and Telecommunications
05/11	Yandex N.V.	Initial Public Offering	NASDAQ: YNDX	1434.8	Technology, Media and Telecommunications
05/11	Youku.com, Inc.	Follow-On Offering	NYSE: YOKU	593.1	Technology, Media and Telecommunications
05/11	Nanosphere, Inc.	Underwritten Registered Direct	NASDAQ: NSPH	34.5	Technology, Media and Telecommunications
05/11	Ancestry.com	Follow-On Offering	NASDAQ: ACOM	182.7	Technology, Media and Telecommunications
05/11	Lions Gate Entertainment Corp.	Debt Capital Markets Issue	NYSE: LGF	200.0	Technology, Media and Telecommunications
05/11	NetQin Mobile, Inc.	Initial Public Offering	NYSE: NQ	89.1	Technology, Media and Telecommunications
04/11	21Vianet Group, Inc.	Initial Public Offering	NASDAQ: VNET	224.3	Technology, Media and Telecommunications
03/11	ValueVision Media Inc.	Underwritten Registered Direct	NASDAQ: VVTV	59.3	Technology, Media and Telecommunications
03/11	ServiceSource International	Initial Public Offering	NASDAQ: SREV	137.3	Technology, Media and Telecommunications
03/11	Cornerstone OnDemand, Inc.	Initial Public Offering	NASDAQ: CSOD	603.3	Technology, Media and Telecommunications
02/11	Limelight Networks Inc.	Underwritten Registered Direct	NASDAQ: LLNW	81.7	Technology, Media and Telecommunications
02/11	NeoPhotonics Corporation	Initial Public Offering	NYSE: NPTN	94.9	Technology, Media and Telecommunications
01/11	InterXion Holding NV	Initial Public Offering	NYSE: INXN	304.6	Technology, Media and Telecommunications
12/10	ValueVision Media Inc.	Underwritten Registered Direct	NASDAQ: VVTV	18.4	Technology, Media and Telecommunications
12/10	Sky-mobi Limited	Initial Public Offering	NASDAQ: MOBI	58.0	Technology, Media and Telecommunications
12/10	Bona Film Group Limited	Initial Public Offering	NASDAQ: BONA	99.8	Technology, Media and Telecommunications
12/10	E-Commerce China Dangdang Inc.	Initial Public Offering	NYSE: DANG	312.8	Technology, Media and Telecommunications
12/10	Youku.com Inc	Initial Public Offering	NYSE: YOKU	233.3	Technology, Media and Telecommunications
12/10	RealD Inc.	Follow-On Offering	NYSE: RLD	249.4	Technology, Media and Telecommunications
11/10	Ancestry.com Inc.	Follow-On Offering	NASDAQ: ACOM	113.5	Technology, Media and Telecommunications
11/10	O-Net Communications (Group) Ltd.	Follow-On Offering	SEHK: 877	81.8	Technology, Media and Telecommunications
10/10	TAL Education Group	Initial Public Offering	NYSE: XRS	138.0	Technology, Media and Telecommunications
10/10	Global Education & Technology Group Ltd.	Initial Public Offering	NASDAQ: GEDU	77.0	Technology, Media and Telecommunications
07/10	Monitise Plc	Follow-On Offering	LSE: MONI	50.0	Technology, Media and Telecommunications
07/10	RealD Inc.	Initial Public Offering	NYSE: RLD	230.0	Technology, Media and Telecommunications
07/10	SMART Technologies Inc.	Initial Public Offering	NASDAQ: SMT	660.1	Technology, Media and Telecommunications
05/10	ReachLocal, Inc.	Initial Public Offering	NASDAQ: RLOC	62.3	Technology, Media and Telecommunications
05/10	TeleNav, Inc.	Initial Public Offering	NASDAQ: TNAV	64.4	Technology, Media and Telecommunications
05/10	Charm Communications Inc.	Initial Public Offering	NASDAQ: CHRM	74.2	Technology, Media and Telecommunications
04/10	Alpha & Omega Semiconductor, Ltd.	Initial Public Offering	NASDAQ: AOSL	91.6	Technology, Media and Telecommunications
04/10	Convio, Inc.	Initial Public Offering	NASDAQ: CNVO	46.2	Technology, Media and Telecommunications
04/10	O-Net Communications (Group) Ltd.	Initial Public Offering	SEHK: 877	72.2	Technology, Media and Telecommunications
04/10	Mitel Networks Corp.	Initial Public Offering	NASDAQ: MITL	147.4	Technology, Media and Telecommunications
03/10	Finisar Corporation	Follow-On Offering	NASDAQ: FNSR	139.1	Technology, Media and Telecommunications
03/10	China Chief Cable TV Group Ltd.	Follow-On Offering	SEHK: 8153	32.9	Technology, Media and Telecommunications
12/09	Mobi Development Co., Ltd.	Initial Public Offering	SEHK: 947	76.0	Technology, Media and Telecommunications
12/09	Nanometrics Inc.	Underwritten Registered Direct	NASDAQ: NANO	33.8	Technology, Media and Telecommunications
11/09	Archipelago Learning, Inc.	Initial Public Offering	NASDAQ: ARCL	118.6	Technology, Media and Telecommunications
11/09	LogMeIn, Inc.	Follow-On Offering	NASDAQ: LOGM	57.8	Technology, Media and Telecommunications
11/09	Compellent Technologies, Inc.	Follow-On Offering	NYSE: CML	73.9	Technology, Media and Telecommunications
11/09	ParkerVision, Inc.	Underwritten Registered Direct	NASDAQ: PRKR	16.0	Technology, Media and Telecommunications
11/09	Ancestry.com Inc.	Initial Public Offering	NASDAQ: ACOM	100.0	Technology, Media and Telecommunications
10/09	Lions Gate Entertainment Corp.	Debt Capital Markets Issue	NYSE: LGF	236.0	Technology, Media and Telecommunications
10/09	DragonWave Inc.	Follow-On Offering	NASDAQ: DRWI	129.7	Technology, Media and Telecommunications
10/09	Education Management Corporation	Initial Public Offering	NASDAQ: EDMC	414.0	Technology, Media and Telecommunications
09/09	Grand Canyon Education, Inc.	Follow-On Offering	NASDAQ: LOPE	113.9	Technology, Media and Telecommunications
09/09	Cree Inc.	Follow-On Offering	NASDAQ: CREE	449.1	Technology, Media and Telecommunications
06/09	LogMeIn, Inc.	Initial Public Offering	NASDAQ: LOGM	122.7	Technology, Media and Telecommunications
04/09	Rosetta Stone Inc.	Initial Public Offering	NYSE: RST	129.4	Technology, Media and Telecommunications
04/09	Bridgepoint Education	Initial Public Offering	NYSE: BPI	163.0	Technology, Media and Telecommunications
12/08	American Public Education Inc.	Follow-On Offering	NYSE: APEI	158.5	Technology, Media and Telecommunications
11/08	Grand Canyon Education, Inc.	Initial Public Offering	NYSE: LOPE	144.9	Technology, Media and Telecommunications
07/08	China Distance Education Holdings Ltd.	Initial Public Offering	NYSE: DL	61.3	Technology, Media and Telecommunications
03/08	Heritage-Crystal Clean Inc.	Initial Public Offering	NASDAQ: HCCI	25.3	Technology, Media and Telecommunications
02/08	American Public Education Inc.	Follow-On Offering	NYSE: APEI	150.7	Technology, Media and Telecommunications
01/08	ATA Inc.	Initial Public Offering	NASDAQ: ATAI	46.3	Technology, Media and Telecommunications
12/07	Intellon Corp.	Initial Public Offering	NASDAQ: ITLN	51.1	Technology, Media and Telecommunications
12/07	Wonder Auto Technology Inc.	PIPE	NASDAQ: WATG	26.0	Technology, Media and Telecommunications
12/07	ChinaEdu Corporation	Initial Public Offering	NASDAQ: CEDU	68.2	Technology, Media and Telecommunications
11/07	American Public Education Inc.	Initial Public Offering	NYSE: APEI	107.8	Technology, Media and Telecommunications
11/07	Focus Media Holding Ltd.	American Depository Receipt	NASDAQ: FMCN	888.4	Technology, Media and Telecommunications
11/07	Giant Interactive Group Inc.	American Depository Receipt	NYSE: GA	1019.5	Technology, Media and Telecommunications
10/07	Compellent Technologies, Inc.	Initial Public Offering	NYSE: CML	81.0	Technology, Media and Telecommunications
10/07	China Digital TV Holding Co. Ltd.	American Depository Receipt	NYSE: STV	220.8	Technology, Media and Telecommunications
10/07	Sierra Wireless	Follow-On Offering	NASDAQ: SWIR	85.1	Technology, Media and Telecommunications
08/07	HireRight, Inc.	Initial Public Offering	NYSE: HIRE	65.6	Technology, Media and Telecommunications
08/07	Dolan Media Co.	Initial Public Offering	NYSE: DM	224.4	Technology, Media and Telecommunications
07/07	Orbitz Worldwide Inc.	Initial Public Offering	NYSE: OWW	510.0	Technology, Media and Telecommunications
07/07	ShoreTel Inc.	Initial Public Offering	NASDAQ: SHOR	86.3	Technology, Media and Telecommunications
06/07	Spreadtrum Communications Inc.	American Depository Receipt	NYSE: SPRD	144.5	Technology, Media and Telecommunications
06/07	Limelight Networks, Inc.	Initial Public Offering	NASDAQ: LLNW	276.0	Technology, Media and Telecommunications
05/07	ORBCOMM, Inc.	Follow-On Offering	NASDAQ: ORBC	80.5	Technology, Media and Telecommunications
05/07	Capella Education Co.	Follow-On Offering	NASDAQ: CPLA	144.3	Technology, Media and Telecommunications
03/07	AMIS Holdings, Inc.	Follow-On Offering	NYSE: AMIS	206.3	Technology, Media and Telecommunications
02/07	Ultra Clean Holdings, Inc.	Block Trade	NASDAQ: UCTT	26.0	Technology, Media and Telecommunications
02/07	Sirenza Microdevices, Inc.	Follow-On Offering	NYSE: SMDI	52.3	Technology, Media and Telecommunications
02/07	U.S. Auto Parts Network, Inc.	Initial Public Offering	NASDAQ: PRTS	115.0	Technology, Media and Telecommunications
02/07	New Oriental Education & Technology Group Inc.	Follow-On Offering	NYSE: EDU	303.0	Technology, Media and Telecommunications
01/07	InnerWorkings, Inc.	Follow-On Offering	NASDAQ: INWK	108.0	Technology, Media and Telecommunications
11/06	PeopleSupport, Inc.	Follow-On Offering	NYSE: PSPT	96.6	Technology, Media and Telecommunications
11/06	Capella Education Co.	Initial Public Offering	NASDAQ: CPLA	92.0	Technology, Media and Telecommunications
10/06	Ultra Clean Holdings, Inc.	Block Trade	NASDAQ: UCTT	23.3	Technology, Media and Telecommunications
10/06	IHS Inc.	Follow-On Offering	NYSE: IHS	323.6	Technology, Media and Telecommunications
09/06	Shutterfly, Inc.	Initial Public Offering	NASDAQ: SFLY	87.0	Technology, Media and Telecommunications
09/06	MathStar, Inc.	PIPE	OTC: MATH	12.6	Technology, Media and Telecommunications
09/06	New Oriental Education & Technology Group Inc.	Initial Public Offering	NYSE: EDU	129.4	Technology, Media and Telecommunications
08/06	InnerWorkings, Inc.	Initial Public Offering	NASDAQ: INWK	109.6	Technology, Media and Telecommunications
07/06	Website Pros, Inc.	Follow-On Offering	NASDAQ: WSPI	34.8	Technology, Media and Telecommunications
06/06	Techwell, Inc.	Initial Public Offering	NASDAQ: TWLL	50.7	Technology, Media and Telecommunications
06/06	Focus Media Holding Ltd.	Follow-On Offering	NASDAQ: FMCN	415.8	Technology, Media and Telecommunications
05/06	Vonage Holdings Corp.	Initial Public Offering	NYSE: VG	531.3	Technology, Media and Telecommunications
05/06	HydroGen Corporation	PIPE	OTC: HYDGQ	25.8	Technology, Media and Telecommunications
04/06	Corel Corporation	Initial Public Offering	NASDAQ: CREL	104.0	Technology, Media and Telecommunications
03/06	China GrenTech Corporation Limited	Initial Public Offering	NASDAQ: GRRF	112.5	Technology, Media and Telecommunications
03/06	HIMAX Technologies Inc.	Initial Public Offering	NASDAQ: HIMX	510.6	Technology, Media and Telecommunications
03/06	Ultra Clean Holdings, Inc.	Follow-On Offering	NASDAQ: UCTT	47.0	Technology, Media and Telecommunications
03/06	Eagle Test Systems Inc.	Initial Public Offering	NYSE: EGLT	100.8	Technology, Media and Telecommunications
01/06	Focus Media Holding Ltd.	Follow-On Offering	NASDAQ: FMCN	322.6	Technology, Media and Telecommunications
11/05	Vimicro International Corporation	Initial Public Offering	NASDAQ: VIMC	87.0	Technology, Media and Telecommunications
11/05	IHS Inc.	Initial Public Offering	NYSE: IHS	267.1	Technology, Media and Telecommunications
11/05	Website Pros, Inc.	Initial Public Offering	NASDAQ: WSPI	68.0	Technology, Media and Telecommunications
08/05	Hoku Scientific, Inc.	Initial Public Offering	NASDAQ: HOKU	21.0	Technology, Media and Telecommunications
08/05	Baidu.com, Inc.	Initial Public Offering	NASDAQ: BIDU	124.3	Technology, Media and Telecommunications
08/05	Advanced Analogic Technologies Inc.	Initial Public Offering	NASDAQ: AATI	121.9	Technology, Media and Telecommunications
07/05	Hittite Microwave Corporation	Initial Public Offering	NASDAQ: HITT	88.0	Technology, Media and Telecommunications
07/05	Focus Media Holding Ltd.	Initial Public Offering	NASDAQ: FMCN	197.5	Technology, Media and Telecommunications
06/05	CRA International	Follow-On Offering	NYSE: CRAI	102.1	Technology, Media and Telecommunications
06/05	Rackable Systems Inc.	Initial Public Offering		75.0	Technology, Media and Telecommunications
05/05	SSA Global Technologies, Inc.	Initial Public Offering	NYSE: SSAG	99.0	Technology, Media and Telecommunications
05/05	NAVTEQ Corporation	Follow-On Offering	NYSE: NVT	1241.3	Technology, Media and Telecommunications
03/05	Aladdin Knowledge Systems Ltd.	Follow-On Offering	NYSE: ALDN	49.3	Technology, Media and Telecommunications
02/05	Marchex, Inc.	Initial Public Offering	NASDAQ: MCHX	184.0	Technology, Media and Telecommunications
02/05	FTD Group, Inc.	Initial Public Offering	NYSE: FTD	176.0	Technology, Media and Telecommunications
02/05	Hurray! Holding Co., Ltd.	Initial Public Offering	NASDAQ: HRAY	70.5	Technology, Media and Telecommunications
12/04	Ctrip.com International Ltd.	Follow-On Offering	NASDAQ: CTRP	92.8	Technology, Media and Telecommunications
12/04	HouseValues, Inc.	Initial Public Offering	NYSE: SOLD	94.0	Technology, Media and Telecommunications
12/04	Greenfield Online, Inc.	Follow-On Offering	NASDAQ: SRVY	125.3	Technology, Media and Telecommunications
11/04	Monolithic Power Systems	Initial Public Offering	NASDAQ: MPWR	53.4	Technology, Media and Telecommunications
11/04	Overstock.com Inc.	Follow-On Offering	NASDAQ: OSTK	79.4	Technology, Media and Telecommunications
10/04	Shopping.com Ltd.	Initial Public Offering	NYSE: SHOP	142.2	Technology, Media and Telecommunications
10/04	PeopleSupport, Inc.	Initial Public Offering	NYSE: PSPT	51.9	Technology, Media and Telecommunications
09/04	CallWave, Inc.	Initial Public Offering	NYSE: CALL	40.0	Technology, Media and Telecommunications
09/04	Ness Technologies, Inc.	Initial Public Offering	NASDAQ: NSTC	161.1	Technology, Media and Telecommunications
09/04	51job, Inc.	Initial Public Offering	NASDAQ: JOBS	84.5	Technology, Media and Telecommunications
08/04	JupiterMedia Corp.	Block Trade		18.8	Technology, Media and Telecommunications
08/04	NAVTEQ Corporation	Initial Public Offering	NYSE: NVT	1012.0	Technology, Media and Telecommunications
08/04	Viisage Technology Inc.	Sell-Side Advisor	NYSE: VISG	42.5	Technology, Media and Telecommunications
07/04	Volterra Semiconductor Corporation	Initial Public Offering	NYSE: VLTR	36.5	Technology, Media and Telecommunications
07/04	Greenfield Online, Inc.	Follow-On Offering	NASDAQ: SRVY	74.8	Technology, Media and Telecommunications
06/04	PowerDsine Ltd.	Initial Public Offering	NYSE: PDSN	79.4	Technology, Media and Telecommunications
05/04	JupiterMedia Corp.	Follow-On Offering		40.1	Technology, Media and Telecommunications
05/04	Open Solutions Inc.	Follow-On Offering		109.7	Technology, Media and Telecommunications
05/04	Shanda Interactive Entertainment	Initial Public Offering	NASDAQ: SNDA	169.0	Technology, Media and Telecommunications
12/12	Stratasys Inc.	Buy-Side Advisor		3000.0	Technology, Media and Telecommunications
10/12	AuthenTec	Sell-Side Advisor		395.0	Technology, Media and Telecommunications
05/12	Nexx Systems, Inc.	Sell-Side Advisor		206.0	Technology, Media and Telecommunications
04/12	Legacy.com, Inc.	Sell-Side Advisor		300.0	Technology, Media and Telecommunications
11/11	Media Source, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
09/11	AEP Networks	Sell-Side Advisor		60.0	Technology, Media and Telecommunications
03/11	Cybertech International	Sell-Side Advisor		60.0	Technology, Media and Telecommunications
03/11	Tollgrade Communications, Inc.	Sell-Side Advisor		137.0	Technology, Media and Telecommunications
01/11	Communispace Corporation	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
10/10	Broadband Enterprises, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
08/10	America's Choice	Sell-Side Advisor		80.0	Technology, Media and Telecommunications
07/10	Narus Inc.	Sell-Side Advisor		70.0	Technology, Media and Telecommunications
05/10	B&H Education, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
04/10	Switch & Data Facilities Co., Inc.	Sell-Side Advisor		887.5	Technology, Media and Telecommunications
04/10	Education Connection Services, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
01/10	Genetix Group plc	Sell-Side Advisor		102.7	Technology, Media and Telecommunications
12/09	ATI Enterprises Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
12/09	Discrete Wireless, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
09/09	Agent Logic Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
08/09	SoftBrands, Inc.	Sell-Side Advisor		80.0	Technology, Media and Telecommunications
07/09	People Media	Sell-Side Advisor		80.0	Technology, Media and Telecommunications
03/09	Lionsgate	Buy-Side Advisor		255.0	Technology, Media and Telecommunications
01/09	Transmeta Corporation	Sell-Side Advisor		255.0	Technology, Media and Telecommunications
10/08	The Endurance International Group, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
08/08	Credence Systems GmbH	Fairness Opinion		Undisclosed	Technology, Media and Telecommunications
04/08	Market Track, LLC	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
03/08	Specific Media, Inc.	Buy-Side Advisor		Undisclosed	Technology, Media and Telecommunications
02/08	AGEIA Technologies, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
01/08	CGEN Digital Media Network Co. Ltd.	Sell-Side Advisor		350.0	Technology, Media and Telecommunications
12/07	Rudolph Technologies, Inc.	Buy-Side Advisor		Undisclosed	Technology, Media and Telecommunications
12/07	iTradeNetwork, Inc.	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
11/07	Optimost LLC	Sell-Side Advisor		52.0	Technology, Media and Telecommunications
08/07	Sipex Corporation	Merger Advisory		243.0	Technology, Media and Telecommunications
07/07	24/7 Real Media, Inc.	Sell-Side Advisor		649.0	Technology, Media and Telecommunications
06/07	Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
05/07	ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
02/07	Kellermeyer Building Services, a portfolio company of CIVC Partners	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
01/07	Pemstar, Inc.	Fairness Opinion		298.4	Technology, Media and Telecommunications
11/06	Excelligence Learning Corporation	Sell-Side Advisor		125.3	Technology, Media and Telecommunications
10/06	Berbee Information Networks Corporation	Sell-Side Advisor		184.0	Technology, Media and Telecommunications
08/06	Onyx Software Corporation	Sell-Side Advisor		92.0	Technology, Media and Telecommunications
07/06	BulkRegister	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
06/06	Ultra Clean Holdings, Inc.	Fairness Opinion		50.0	Technology, Media and Telecommunications
02/06	Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
02/06	Rudolph Technologies, Inc.	Merger Advisory		193.0	Technology, Media and Telecommunications
12/05	Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
12/05	Epicor Software Corporation	Buy-Side Advisor		121.0	Technology, Media and Telecommunications
09/05	Integrated Circuit Systems, Inc.	Merger Advisory		1700.0	Technology, Media and Telecommunications
09/05	ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC	Sell-Side Advisor		61.0	Technology, Media and Telecommunications
08/05	Avid Technology, Inc.	Buy-Side Advisor		312.0	Technology, Media and Telecommunications
06/05	Web Marketing Holdings, Inc. dba Web Clients	Sell-Side Advisor		141.0	Technology, Media and Telecommunications
06/05	National Semiconductor Corporation, cordless business unit	Sell-Side Advisor		60.0	Technology, Media and Telecommunications
03/05	Standard Microsystems Corporation	Buy-Side Advisor		94.0	Technology, Media and Telecommunications
12/04	Roxio, Inc. (consumer software division)	Sell-Side Advisor		85.0	Technology, Media and Telecommunications
11/04	Dealix Corporation	Sell-Side Advisor		Undisclosed	Technology, Media and Telecommunications
08/04	Avid Technology, Inc.	Buy-Side Advisor		209.5	Technology, Media and Telecommunications
07/04	Intersil Corporation	Buy-Side Advisor		529.0	Technology, Media and Telecommunications
01/04	Voyant Technologies, Inc.	Sell-Side Advisor		145.7	Technology, Media and Telecommunications
12/11	Project Forum	Private Placement			Technology, Media and Telecommunications
07/11	Dovetail Systems	Private Placement			Technology, Media and Telecommunications
01/11	CollegeDegrees.com, LLC	Private Placement			Technology, Media and Telecommunications
07/10	Handmade Mobile Entertainment	Private Placement			Technology, Media and Telecommunications
12/09	Discrete Wireless, Inc.	Private Placement			Technology, Media and Telecommunications
06/09	Santur Corporation	Private Placement			Technology, Media and Telecommunications
01/09	ZoomSystems, Inc.	Private Placement		20.0	Technology, Media and Telecommunications
03/08	Tideway Systems Ltd.	Private Placement		27.0	Technology, Media and Telecommunications
10/07	Specific Media, Inc.	Private Placement		100.0	Technology, Media and Telecommunications
12/06	Alpha & Omega Semiconductor, Ltd.	Private Placement		32.0	Technology, Media and Telecommunications
12/05	iTradeNetwork, Inc.	Private Placement		24.5	Technology, Media and Telecommunications
08/05	SoftBrands, Inc.	Private Placement		18.0	Technology, Media and Telecommunications
07/05	icrossing, Inc.	Private Placement		13.0	Technology, Media and Telecommunications
07/04	Convio, Inc.	Private Placement		15.0	Technology, Media and Telecommunications

© 2013 Piper Jaffray Companies. Since 1895. Guides for the Journey.