Transactions
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Below is a list of Piper Jaffray clients' recent successes across the U.S., Asia and Europe.
Note: This is a representative sampling of recent efforts and is not intended to be a full accounting of activity.
Services in each region in which we operate are provided by the locally licensed Piper Jaffray affiliate in that region.
| Date | Client | Type | Ticker | Deal Size ($ in MM) | Team |
| 02/10 | rue21, Inc | Follow-On Offering | NASDAQ: RU | 172.5 | Consumer |
| 02/10 | Merz GmbH & Co. KGaA | Buyer Advisory | 253.0 | Health Care | |
| 02/10 | IntegraMed America, Inc. | Follow-On Offering | NASDAQ: IN | 21.0 | Health Care |
| 01/10 | Sinovac Biotech Ltd. | Follow-On Offering | NYSE: SVA | 66.0 | Health Care |
| 01/10 | Duoyuan Global Water Inc. | Follow-On Offering | NYSE: DGW | 104.6 | Clean Technology and Renewables |
| 12/09 | ATI Enterprises Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/09 | Discrete Wireless, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/09 | China Corn Oil Company Limited | Initial Public Offering | SEHK: 1006 | 80.0 | Consumer |
| 12/09 | Mobi Development Co., Ltd. | Initial Public Offering | SEHK: 947 | 76.0 | Technology, Media and Telecommunications |
| 12/09 | Nanometrics Inc. | Registered Direct | NASDAQ: NA | 33.8 | Technology, Media and Telecommunications |
| 12/09 | G-III Apparel Group Ltd. | Registered Direct | NASDAQ: GI | 37.2 | Consumer |
| 12/09 | Select Comfort Corporation | Registered Direct | NASDAQ: SC | 19.7 | Consumer |
| 12/09 | Fufeng Group Limited | Block Trade | SEHK: 546 | 36.0 | Industrial Growth |
| 11/09 | Brightoil Petroleum (Holdings) Limited | Buyer Advisory | 52.5 | Industrial Growth | |
| 11/09 | Novavax, Inc. | Registered Direct | NASDAQ: NVAX | 22.4 | Health Care |
| 11/09 | Archipelago Learning, Inc. | Initial Public Offering | NASDAQ: ARCL | 118.6 | Technology, Media and Telecommunications |
| 11/09 | LogMeIn, Inc. | Follow-On Offering | NASDAQ: LOGM | 57.8 | Technology, Media and Telecommunications |
| 11/09 | Compellent Technologies, Inc. | Follow-On Offering | NYSE: CML | 73.9 | Technology, Media and Telecommunications |
| 11/09 | rue21, Inc. | Initial Public Offering | NASDAQ: RUE | 147.8 | Consumer |
| 11/09 | Brightoil Petroleum (Holdings) Limited | Merger Advisory | 40.8 | Industrial Growth | |
| 11/09 | ParkerVision, Inc. | Registered Direct | NASDAQ: PRKR | 16.0 | Technology, Media and Telecommunications |
| 11/09 | Wonder Auto Technology, Inc. | Follow-On Offering | NASDAQ: WATG | 74.2 | Industrial Growth |
| 11/09 | Duoyuan Printing, Inc. | Initial Public Offering | NYSE: DYP | 54.9 | Industrial Growth |
| 11/09 | Chef Solutions, LLC | Private Placement | 24.0 | Consumer | |
| 11/09 | Ancestry.com Inc. | Initial Public Offering | NASDAQ: ACOM | 100.0 | Technology, Media and Telecommunications |
| 11/09 | Zephyr Insurance Company | Seller Advisory | Undisclosed | Financial Institutions | |
| 11/09 | Big Idea Holdings, LLC | Private Placement | 10.0 | Consumer | |
| 10/09 | Comtec Solar Technology Co., Ltd. | Initial Public Offering | SEHK: 712 | 68.0 | Clean Technology and Renewables |
| 10/09 | NetStreams, Inc. | Seller Advisory | 7.0 | Technology, Media and Telecommunications | |
| 10/09 | Veeco Instruments Inc. | Follow-On Offering | NASDAQ: VECO | 136.6 | Clean Technology and Renewables |
| 10/09 | Clinical Data, Inc. | Registered Direct | NASDAQ: CLDA | 47.4 | Health Care |
| 10/09 | Vitamin Shoppe, Inc. | Initial Public Offering | NYSE: VSI | 177.8 | Consumer |
| 10/09 | Telvent GIT, S.A. | Follow-On Offering | NASDAQ: TLVT | 114.2 | Clean Technology and Renewables |
| 10/09 | Nanosphere, Inc. | Registered Direct | NASDAQ: NSPH | 37.8 | Health Care |
| 10/09 | DragonWave Inc. | Follow-On Offering | NASDAQ: DRWI | 129.7 | Technology, Media and Telecommunications |
| 10/09 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 108.7 | Clean Technology and Renewables |
| 10/09 | Zhongpin, Inc. | Registered Direct | NASDAQ: HOGS | 61.0 | Consumer |
| 10/09 | Finisar Corp. | Convertible | NASDAQ: FNSRD | 100.0 | Technology, Media and Telecommunications |
| 10/09 | Hana Biosciences, Inc. | PIPE | OTC: HNAB | 12.4 | Health Care |
| 10/09 | UQM Technologies, Inc. | Registered Direct | AMEX: UQM | 34.5 | Clean Technology and Renewables |
| 10/09 | Education Management Corporation | Initial Public Offering | NASDAQ: EDMC | 414.0 | Technology, Media and Telecommunications |
| 10/09 | CuraGen Corp. | Seller Advisory | 93.5 | Health Care | |
| 09/09 | Grand Canyon Education, Inc. | Follow-On Offering | NASDAQ: LOPE | 113.9 | Technology, Media and Telecommunications |
| 09/09 | Cree Inc. | Follow-On Offering | NASDAQ: CREE | 449.1 | Technology, Media and Telecommunications |
| 09/09 | Agent Logic Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 09/09 | China Lilang Ltd | Initial Public Offering | SEHK: 1234 | 150.0 | Consumer |
| 09/09 | Gevo, Inc. | Private Placement | 32.5 | Clean Technology and Renewables | |
| 08/09 | OptiMedica Corporation | Private Placement | 30.0 | Health Care | |
| 08/09 | MAKO Surgical Corp. | Registered Direct | NASDAQ: MAKO | 58.4 | Health Care |
| 08/09 | SoftBrands, Inc. | Seller Advisory | 80.0 | Technology, Media and Telecommunications | |
| 08/09 | Ocwen Financial Corp | Follow-On Offering | NYSE: OCN | 289.8 | Financial Institutions |
| 08/09 | Emdeon Inc | Initial Public Offering | NYSE: EM | 422.5 | Health Care |
| 08/09 | Starwood Property Trust Inc | Initial Public Offering | NYSE: STWD | 931.5 | Financial Institutions |
| 08/09 | Brightoil Petroleum (Holdings) Limited | Convertible | SEHK: 933 | 120.0 | Industrial Growth |
| 07/09 | Radiac Abrasives Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 07/09 | Micromet, Inc. | Registered Direct | NASDAQ: MITI | 80.5 | Health Care |
| 07/09 | Endologix, Inc. | Registered Direct | NASDAQ: ELGX | 16.0 | Health Care |
| 07/09 | Trina Solar Ltd. | Follow-On Offering | NYSE: TSL | 129.4 | Clean Technology and Renewables |
| 07/09 | Seneca Foods Corp. | Follow-On Offering | NASDAQ: SENEA | 82.6 | Consumer |
| 07/09 | People Media | Seller Advisory | 80.0 | Technology, Media and Telecommunications | |
| 07/09 | Amber Energy Limited | Initial Public Offering | SEHK: 90 | 24.5 | Industrial Growth |
| 06/09 | LogMeIn, Inc. | Initial Public Offering | NASDAQ: LOGM | 122.7 | Technology, Media and Telecommunications |
| 06/09 | Duoyuan Global Water Inc. | Initial Public Offering | NYSE: DGW | 101.2 | Clean Technology and Renewables |
| 06/09 | Chemspec International Limited | Initial Public Offering | NASDAQ: CPC | 72.8 | Clean Technology and Renewables |
| 06/09 | Lumena Resources Group | Initial Public Offering | SEHK: 67 | 170.6 | Industrial Growth |
| 06/09 | Assured Guaranty Ltd. | Follow-On Offering | NYSE: AGO | 487.0 | Financial Institutions |
| 06/09 | Yingli Green Energy Holding Co. Ltd. | Follow-On Offering | NYSE: YGE | 278.0 | Clean Technology and Renewables |
| 06/09 | 361 Degree International Ltd | Leveraged Buyout | SEHK: 1361 | 262.4 | Consumer |
| 06/09 | Santur Corporation | Private Placement | Technology, Media and Telecommunications | ||
| 06/09 | Delcath Systems, Inc. | Registered Direct | NASDAQ: DCTH | 3.0 | Health Care |
| 06/09 | Equinix, Inc. | Convertible | NASDAQ: EQIX | 373.8 | Technology, Media and Telecommunications |
| 06/09 | Optimal Reading Services Group, Inc. | Private Placement | Health Care | ||
| 06/09 | VNUS Medical Technologies, Inc. | Seller Advisory | 512.0 | Health Care | |
| 05/09 | Cephalon, Inc. | Convertible | NASDAQ: CEPH | 500.0 | Health Care |
| 05/09 | Cephalon, Inc. | Follow-On Offering | NASDAQ: CEPH | 300.0 | Health Care |
| 05/09 | Evergreen Solar, Inc. | Registered Direct | NASDAQ: ESLR | 76.6 | Clean Technology and Renewables |
| 05/09 | US Bancorp | Follow-On Offering | NYSE: USB | 2755.4 | Financial Institutions |
| 05/09 | Nubrands Group Holdings Limited | Buyer Advisory | 197.6 | Industrial Growth | |
| 05/09 | VICORP Restaurants, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 05/09 | Avalon Pharmaceuticals Inc. | Seller Advisory | 10.0 | Health Care | |
| 05/09 | Junefield Department Store Group Limited | Buyer Advisory | 14.2 | Industrial Growth | |
| 04/09 | Muze Inc. | Seller Advisory | 16.5 | Technology, Media and Telecommunications | |
| 04/09 | SunPower Corporation | Convertible | NASDAQ: SPWRA | 230.0 | Clean Technology and Renewables |
| 04/09 | SunPower Corporation | Follow-On Offering | NASDAQ: SPWRA | 227.7 | Clean Technology and Renewables |
| 04/09 | Power-One, Inc. | Convertible PIPE | NASDAQ: PWER | 60.0 | Clean Technology and Renewables |
| 04/09 | Hansen Medical, Inc. | Registered Direct | NASDAQ: HNSN | 38.0 | Health Care |
| 04/09 | Rosetta Stone Inc. | Initial Public Offering | NYSE: RST | 129.4 | Technology, Media and Telecommunications |
| 04/09 | Fortegra Financial Corporation | Buyer Advisory | Undisclosed | Financial Institutions | |
| 04/09 | Fidelity National Financial, Inc. | Follow-On Offering | NYSE: FNF | 345.2 | Financial Institutions |
| 04/09 | Bridgepoint Education | Initial Public Offering | NYSE: BPI | 163.0 | Technology, Media and Telecommunications |
| 04/09 | Medtronic, Inc. | Buyer Advisory | 700.0 | Health Care | |
| 03/09 | Urban Decay Cosmetics, LLC | Buyer Advisory | Undisclosed | Consumer | |
| 03/09 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 10.0 | Health Care |
| 03/09 | Lionsgate | Buyer Advisory | 255.0 | Technology, Media and Telecommunications | |
| 03/09 | Bacchus Vascular, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 03/09 | iScience Interventional, Inc. | Private Placement | 20.5 | Health Care | |
| 02/09 | Aradigm Corporation | Registered Direct | NYSE: ARDM | 4.5 | Health Care |
| 02/09 | BioTrove, Inc. | Private Placement | 20.0 | Health Care | |
| 01/09 | ZoomSystems, Inc. | Private Placement | 20.0 | Technology, Media and Telecommunications | |
| 01/09 | Dexcom, Inc. | Registered Direct | NASDAQ: DXCM | 48.0 | Health Care |
| 01/09 | Transmeta Corporation | Seller Advisory | 255.0 | Technology, Media and Telecommunications | |
| 12/08 | Eclipsys Corp. | Buyer Advisory | 38.5 | Health Care | |
| 12/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 158.5 | Technology, Media and Telecommunications |
| 11/08 | Grand Canyon Education, Inc. | Initial Public Offering | NYSE: LOPE | 144.9 | Technology, Media and Telecommunications |
| 11/08 | Ramgen Power Systems, LLC | Private Placement | Clean Technology and Renewables | ||
| 11/08 | Precision Therapeutics, Inc. | Private Placement | 43.0 | Health Care | |
| 10/08 | DNA Diagnostics Center, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 10/08 | The Endurance International Group, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 10/08 | Eclipsys Corp. | Buyer Advisory | 43.0 | Health Care | |
| 10/08 | HealthPlan Holdings, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 09/08 | Micromet, Inc. | PIPE | NASDAQ: MITI | 40.0 | Health Care |
| 08/08 | Credence Systems GmbH | Fairness Opinion | Undisclosed | Technology, Media and Telecommunications | |
| 08/08 | CAI International Inc. | Follow-On Offering | NYSE: CAP | 34.9 | Financial Institutions |
| 08/08 | Ferro Corporation | Convertible | NYSE: FOE | 172.5 | Industrial Growth |
| 08/08 | Sharp Corporation | Seller Advisory | 99.0 | Health Care | |
| 08/08 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 17.0 | Health Care |
| 07/08 | China Distance Education Holdings Ltd. | Initial Public Offering | NYSE: DL | 61.3 | Technology, Media and Telecommunications |
| 07/08 | EnergySolutions, Inc. | Follow-On Offering | NYSE: ES | 764.8 | Clean Technology and Renewables |
| 07/08 | GT Solar International, Inc. | Initial Public Offering | NASDAQ: SOLR | 499.9 | Clean Technology and Renewables |
| 07/08 | Canadian Solar, Inc. | Follow-On Offering | NASDAQ: CSIQ | 119.0 | Clean Technology and Renewables |
| 07/08 | Leggett & Platt, Inc. Leggett & Platt Aluminum Group | Seller Advisory | 350.0 | Industrial Growth | |
| 07/08 | Kintera Inc. | Seller Advisory | 45.7 | Technology, Media and Telecommunications | |
| 07/08 | Lone Star Funds | Buyer Advisory | 5900.0 | Financial Institutions | |
| 07/08 | Reliant Technologies | Merger Advisory | 95.0 | Health Care | |
| 07/08 | EP MedSystems Inc. | Seller Advisory | 91.0 | Health Care | |
| 07/08 | Cytochroma Inc. | Private Placement | 45.0 | Health Care | |
| 07/08 | Tyrell, Inc. | Private Placement | 28.0 | Health Care | |
| 06/08 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 74.0 | Clean Technology and Renewables |
| 06/08 | Evergreen Solar, Inc. | Convertible | NASDAQ: ESLR | 373.8 | Clean Technology and Renewables |
| 06/08 | ReneSola Ltd. | Follow-On Offering | AIM: SOLA | 212.2 | Clean Technology and Renewables |
| 05/08 | JA Solar Holdings Co., Ltd. | Convertible | NASDAQ: JASO | 400.0 | Clean Technology and Renewables |
| 05/08 | Cameron Health, Inc. | Private Placement | 50.0 | Health Care | |
| 04/08 | Market Track, LLC | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 04/08 | Douglas Theatre Company | Merger Advisory | 40.5 | Industrial Growth | |
| 04/08 | FMG Acquisition Corp. | Fairness Opinion | 95.0 | Financial Institutions | |
| 03/08 | AVANIR Pharmaceuticals | Registered Direct | NYSE: AVNR | 40.0 | Health Care |
| 03/08 | MGIC Investment Corp. | Convertible | NYSE: MTG | 390.0 | Financial Institutions |
| 03/08 | MGIC Investment Corp. | Follow-On Offering | NYSE: MTG | 483.0 | Financial Institutions |
| 03/08 | Lifecore Biomedical, Inc. | Seller Advisory | 239.0 | Health Care | |
| 03/08 | Timothy's Coffees of the World, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/08 | Visa Inc. | Initial Public Offering | NYSE: V | 19650.4 | Financial Institutions |
| 03/08 | Specific Media, Inc. | Buyer Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 03/08 | Heritage-Crystal Clean Inc. | Initial Public Offering | NASDAQ: HCCI | 25.3 | Technology, Media and Telecommunications |
| 03/08 | Tideway Systems Ltd. | Private Placement | 27.0 | Technology, Media and Telecommunications | |
| 03/08 | Blu Dot Design & Manufacturing, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/08 | Sweet Leaf Tea Company | Private Placement | 19.3 | Consumer | |
| 03/08 | LNK Partners | Buyer Advisory | Undisclosed | Consumer | |
| 03/08 | The Wellstead of Rogers | Seller Advisory | 48.5 | Health Care | |
| 02/08 | BPW Acquisition Corp. | Initial Public Offering | NASDAQ: BPW | 350.0 | Financial Institutions |
| 02/08 | Eclipsys Corp. | Buyer Advisory | 53.0 | Health Care | |
| 02/08 | Cameron Mitchell Restaurants, LLC | Seller Advisory | 94.0 | Consumer | |
| 02/08 | American Public Education Inc. | Follow-On Offering | NYSE: APEI | 150.7 | Technology, Media and Telecommunications |
| 02/08 | Acorda Therapeutics, Inc. | Follow-On Offering | NASDAQ: ACOR | 81.6 | Health Care |
| 02/08 | AGEIA Technologies, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 02/08 | eyeonics, Inc. | Merger Advisory | Undisclosed | Health Care | |
| 01/08 | Universal Trailer Corporation, a portfolio company of Dubin Clark & Company Inc. | Seller Advisory | 45.0 | Industrial Growth | |
| 01/08 | AppTec Laboratory Services, Inc. | Seller Advisory | 163.0 | Health Care | |
| 01/08 | ATA Inc. | Initial Public Offering | NASDAQ: ATAI | 46.3 | Technology, Media and Telecommunications |
| 01/08 | ReneSola Ltd. | Initial Public Offering | AIM: SOLA | 130.0 | Clean Technology and Renewables |
| 01/08 | Solarfun Power Holdings Co. Ltd. | Convertible | NASDAQ: SOLF | 172.5 | Clean Technology and Renewables |
| 01/08 | CGEN Digital Media Network Co. Ltd. | Seller Advisory | 350.0 | Technology, Media and Telecommunications | |
| 12/07 | Lanx, Inc. | Private Placement | 25.0 | Health Care | |
| 12/07 | Apogee Enterprises, Inc. | Buyer Advisory | 43.6 | Industrial Growth | |
| 12/07 | Ardea Biosciences, Inc. | PIPE | NASDAQ: RDEA | 40.0 | Health Care |
| 12/07 | Gushan Environmental Energy Ltd. | Initial Public Offering | NYSE: GU | 184.6 | Clean Technology and Renewables |
| 12/07 | Rudolph Technologies, Inc. | Buyer Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/07 | iTradeNetwork, Inc. | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Clean Technology and Renewables |
| 12/07 | MedAssets | Initial Public Offering | NASDAQ: MDAS | 212.8 | Health Care |
| 12/07 | Intellon Corp. | Initial Public Offering | NASDAQ: ITLN | 51.1 | Technology, Media and Telecommunications |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | Convertible | NYSE: YGE | 172.5 | Clean Technology and Renewables |
| 12/07 | Cardtronics, Inc. | Initial Public Offering | NASDAQ: CATM | 120.0 | Financial Institutions |
| 12/07 | Wonder Auto Technology Inc. | PIPE | NASDAQ: WATG | 26.0 | Technology, Media and Telecommunications |
| 12/07 | Yingli Green Energy Holdings Co. Ltd. | American Depository Receipt | NYSE: YGE | 200.0 | Clean Technology and Renewables |
| 12/07 | ChinaEdu Corporation | Initial Public Offering | NASDAQ: CEDU | 68.2 | Technology, Media and Telecommunications |
| 12/07 | Canadian Solar, Inc. | Convertible | NASDAQ: CSIQ | 75.0 | Clean Technology and Renewables |
| 11/07 | Marshall BankFirst SVS | Seller Advisory | 60.6 | Financial Institutions | |
| 11/07 | Kele, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/07 | Wright Medical Group Inc. | Convertible | NASDAQ: WMGI | 200.0 | Health Care |
| 11/07 | Lumber Liquidators Inc. | Initial Public Offering | NYSE: LL | 110.0 | Consumer |
| 11/07 | American Public Education Inc. | Initial Public Offering | NYSE: APEI | 107.8 | Technology, Media and Telecommunications |
| 11/07 | Focus Media Holding Ltd. | American Depository Receipt | NASDAQ: FMCN | 888.4 | Technology, Media and Telecommunications |
| 11/07 | BioForm Medical, Inc. | Initial Public Offering | NASDAQ: BFRM | 92.0 | Health Care |
| 11/07 | Agria Corp. | Initial Public Offering | NYSE: GRO | 283.0 | Consumer |
| 11/07 | Fresh Del Monte Produce Inc. | Follow-On Offering | NYSE: FDP | 289.7 | Consumer |
| 11/07 | MRU Holdings, Inc. | PIPE | OTC: UNCL | 24.4 | Financial Institutions |
| 11/07 | Medtronic, Inc. | Buyer Advisory | 420.0 | Health Care | |
| 11/07 | Giant Interactive Group Inc. | American Depository Receipt | NYSE: GA | 1019.5 | Technology, Media and Telecommunications |
| 11/07 | Nanosphere, Inc. | Initial Public Offering | NYSE: NSPH | 98.0 | Health Care |
| 11/07 | Optimost LLC | Seller Advisory | 52.0 | Technology, Media and Telecommunications | |
| 10/07 | BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/07 | CNinsure inc. | Initial Public Offering | NYSE: CISG | 216.4 | Financial Institutions |
| 10/07 | Optimer Pharmaceuticals, Inc. | PIPE | NASDAQ: OPTR | 35.9 | Health Care |
| 10/07 | Ulta Salon Cosmetics & Fragrance Inc. | Initial Public Offering | NASDAQ: ULTA | 176.8 | Consumer |
| 10/07 | Atlantis Components, Inc. | Seller Advisory | 71.0 | Health Care | |
| 10/07 | Carey International, a portfolio company of Chartwell Investments | Seller Advisory | 60.0 | Industrial Growth | |
| 10/07 | Specific Media, Inc. | Private Placement | 100.0 | Technology, Media and Telecommunications | |
| 10/07 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 130.8 | Health Care |
| 10/07 | Trans1 Inc. | Initial Public Offering | NYSE: TSON | 94.9 | Health Care |
| 10/07 | Lone Star U.S. Acquisitions, LLC | Buyer Advisory | 300.0 | Financial Institutions | |
| 10/07 | TomoTherapy Incorporated | Follow-On Offering | NASDAQ: TOMO | 217.5 | Health Care |
| 10/07 | Textainer Group Holdings Limited | Initial Public Offering | NYSE: TGH | 148.5 | Financial Institutions |
| 10/07 | JA Solar Holdings Co., Ltd. | Follow-On Offering | NASDAQ: JASO | 305.7 | Clean Technology and Renewables |
| 10/07 | Compellent Technologies, Inc. | Initial Public Offering | NYSE: CML | 81.0 | Technology, Media and Telecommunications |
| 10/07 | China Digital TV Holding Co. Ltd. | American Depository Receipt | NYSE: STV | 220.8 | Technology, Media and Telecommunications |
| 10/07 | Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/07 | Sierra Wireless | Follow-On Offering | NASDAQ: SWIR | 85.1 | Technology, Media and Telecommunications |
| 09/07 | Associated Grocers, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 09/07 | Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management | Seller Advisory | Undisclosed | Financial Institutions | |
| 09/07 | AthenaHealth Inc. | Initial Public Offering | NYSE: ATHN | 130.1 | Health Care |
| 09/07 | Everlast Worldwide Inc. | Seller Advisory | 191.0 | Consumer | |
| 09/07 | LDR Holding Corporation | Private Placement | 25.0 | Health Care | |
| 09/07 | Staktek Holdings, Inc. | Fairness Opinion | 30.0 | Technology, Media and Telecommunications | |
| 08/07 | US BioEnergy Corporation | Fairness Opinion | 230.0 | Clean Technology and Renewables | |
| 08/07 | Sipex Corporation | Merger Advisory | 243.0 | Technology, Media and Telecommunications | |
| 08/07 | Yard House USA, LLC | Seller Advisory | Undisclosed | Consumer | |
| 08/07 | JDS Pharmaceuticals, LLC | Seller Advisory | 125.0 | Health Care | |
| 08/07 | First Solar Inc. | Follow-On Offering | NYSE: FSLR | 698.3 | Clean Technology and Renewables |
| 08/07 | Nursefinders, Inc., a portfolio company of Gryphon Investors | Seller Advisory | Undisclosed | Health Care | |
| 08/07 | HireRight, Inc. | Initial Public Offering | NYSE: HIRE | 65.6 | Technology, Media and Telecommunications |
| 08/07 | Dolan Media Co. | Initial Public Offering | NYSE: DM | 224.4 | Technology, Media and Telecommunications |
| 08/07 | International Fight League, Inc. | PIPE | OTC: IFLI | 12.7 | Consumer |
| 08/07 | Masimo Corporation | Initial Public Offering | NASDAQ: MASI | 232.9 | Health Care |
| 07/07 | The Harris Soup Company, a portfolio company of TSG Consumer Partners | Seller Advisory | Undisclosed | Consumer | |
| 07/07 | Orbitz Worldwide Inc. | Initial Public Offering | NYSE: OWW | 510.0 | Technology, Media and Telecommunications |
| 07/07 | hhgregg Appliances, Inc. | Initial Public Offering | NYSE: HGG | 121.9 | Consumer |
| 07/07 | NightHawk Radiology Holdings, Inc. | Fairness Opinion | 62.5 | Health Care | |
| 07/07 | 24/7 Real Media, Inc. | Seller Advisory | 649.0 | Technology, Media and Telecommunications | |
| 07/07 | Sonosite Inc. | Convertible | NASDAQ: SONO | 225.0 | Health Care |
| 07/07 | Satiety, Inc. | Private Placement | 30.2 | Health Care | |
| 07/07 | Sangamo BioSciences, Inc. | Registered Direct | NASDAQ: SGMO | 30.0 | Health Care |
| 07/07 | ShoreTel Inc. | Initial Public Offering | NASDAQ: SHOR | 86.3 | Technology, Media and Telecommunications |
| 07/07 | Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 06/07 | American Oriental Bioengineering Inc. | Follow-On Offering | NYSE: AOB | 83.1 | Health Care |
| 06/07 | Spreadtrum Communications Inc. | American Depository Receipt | NYSE: SPRD | 144.5 | Technology, Media and Telecommunications |
| 06/07 | Care Investment Trust Inc. | Initial Public Offering | NYSE: CRE | 225.0 | Financial Institutions |
| 06/07 | Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc. | Fairness Opinion | 3482.0 | Consumer | |
| 06/07 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.0 | Consumer |
| 06/07 | RAM Holdings Ltd. | Follow-On Offering | OTC: RAMR | 72.1 | Financial Institutions |
| 06/07 | Yingli Green Energy Holding Co. Ltd. | American Depository Receipt | NYSE: YGE | 319.0 | Clean Technology and Renewables |
| 06/07 | Acorda Therapeutics, Inc. | Follow-On Offering | NYSE: ACOR | 79.8 | Health Care |
| 06/07 | Einstein Noah Restaurant Group | Follow-On Offering | NYSE: BAGL | 90.0 | Consumer |
| 06/07 | Limelight Networks, Inc. | Initial Public Offering | NASDAQ: LLNW | 276.0 | Technology, Media and Telecommunications |
| 06/07 | Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 06/07 | MidCountry Bank | Buyer Advisory | Undisclosed | Financial Institutions | |
| 05/07 | LDK Solar Hi-Tech Co. Ltd. | American Depository Receipt | NYSE: LDK | 486.0 | Clean Technology and Renewables |
| 05/07 | ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 05/07 | MidCountry Financial Corp. | Private Placement | 55.0 | Financial Institutions | |
| 05/07 | ORBCOMM, Inc. | Follow-On Offering | NASDAQ: ORBC | 80.5 | Technology, Media and Telecommunications |
| 05/07 | AtriCure, Inc. | PIPE | NASDAQ: ATRC | 16.5 | Health Care |
| 05/07 | Phase Forward Incorporated | Follow-On Offering | NASDAQ: PFWD | 82.5 | Health Care |
| 05/07 | Evergreen Solar, Inc. | Follow-On Offering | NASDAQ: ESLR | 142.3 | Clean Technology and Renewables |
| 05/07 | Sirtris Pharmaceuticals Inc. | Initial Public Offering | NYSE: SIRT | 60.0 | Health Care |
| 05/07 | Omnicell, Inc. | Follow-On Offering | NASDAQ: OMCL | 96.4 | Health Care |
| 05/07 | Genomic Health Inc. | Follow-On Offering | NASDAQ: GHDX | 46.5 | Health Care |
| 05/07 | CAI International Inc. | Initial Public Offering | NYSE: CAP | 87.0 | Financial Institutions |
| 05/07 | Capella Education Co. | Follow-On Offering | NASDAQ: CPLA | 144.3 | Technology, Media and Telecommunications |
| 05/07 | TomoTherapy Incorporated | Initial Public Offering | NASDAQ: TOMO | 256.6 | Health Care |
| 05/07 | Atlantis Components, Inc. | Private Placement | 12.0 | Health Care | |
| 05/07 | Epicor Software Corporation | Convertible | NASDAQ: EPIC | 200.0 | Technology, Media and Telecommunications |
| 05/07 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 91.0 | Health Care |
| 04/07 | Magma Design Automation | Convertible | NASDAQ: LAVA | 49.9 | Technology, Media and Telecommunications |
| 04/07 | Rex Stores Corporation | Fairness Opinion | Undisclosed | Consumer | |
| 04/07 | Oscient Pharmaceuticals Corp. | Convertible | OTC: OSCI | 60.0 | Health Care |
| 04/07 | Solaicx Corporation | Private Placement | 24.0 | Clean Technology and Renewables | |
| 04/07 | Simcere Pharmaceutical Group | American Depository Receipt | NYSE: SCR | 260.5 | Health Care |
| 04/07 | Physicians Formula Holdings Inc. | Follow-On Offering | NASDAQ: FACE | 104.8 | Consumer |
| 04/07 | ev3 Inc. | Follow-On Offering | NASDAQ: EVVV | 166.3 | Health Care |
| 04/07 | Castle Brands Inc. | PIPE | NYSE: ROX | 21.0 | Consumer |
| 04/07 | MBA Polymers, Inc. | Private Placement | 22.0 | Clean Technology and Renewables | |
| 04/07 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 93.6 | Health Care |
| 04/07 | Z'Tejas Southwest Grill | Seller Advisory | Undisclosed | Consumer | |
| 04/07 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 102.5 | Health Care |
| 03/07 | Churchill Capital, Mezzanine Finance Business | Seller Advisory | Undisclosed | Financial Institutions | |
| 03/07 | Electroglas, Inc. | Convertible | OTC: EGLSQ | 25.8 | Technology, Media and Telecommunications |
| 03/07 | Johnny Rockets Group, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/07 | Xoft, Inc. | Private Placement | 33.2 | Health Care | |
| 03/07 | Komag, Inc. | Convertible | NYSE: KOMG | 220.0 | Technology, Media and Telecommunications |
| 03/07 | Greatbatch, Inc. | Convertible | NYSE: GB | 80.0 | Health Care |
| 03/07 | AMIS Holdings, Inc. | Follow-On Offering | NYSE: AMIS | 206.3 | Technology, Media and Telecommunications |
| 03/07 | CastlePoint Holdings, Ltd. | Initial Public Offering | NYSE: CPHL | 127.8 | Financial Institutions |
| 03/07 | ViroPharma Incorporated | Convertible | NASDAQ: VPHM | 250.0 | Health Care |
| 03/07 | Bare Escentuals, Inc. | Follow-On Offering | NASDAQ: BARE | 476.1 | Consumer |
| 03/07 | DexCom, Inc. | Convertible | NASDAQ: DXCM | 60.0 | Health Care |
| 03/07 | Seminole Tribe of Florida | Buyer Advisory | 975.0 | Consumer | |
| 02/07 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 21.5 | Health Care |
| 02/07 | Kellermeyer Building Services, a portfolio company of CIVC Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 02/07 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 26.0 | Technology, Media and Telecommunications |
| 02/07 | Sirenza Microdevices, Inc. | Follow-On Offering | NYSE: SMDI | 52.3 | Technology, Media and Telecommunications |
| 02/07 | PlayCore Holdings, Inc., a portfolio company of Chartwell Investments | Seller Advisory | Undisclosed | Industrial Growth | |
| 02/07 | Golf Galaxy, Inc. | Merger Advisory | 225.0 | Consumer | |
| 02/07 | U.S. Auto Parts Network, Inc. | Initial Public Offering | NASDAQ: PRTS | 115.0 | Technology, Media and Telecommunications |
| 02/07 | Optimer Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: OPTR | 56.4 | Health Care |
| 02/07 | New Oriental Education & Technology Group Inc. | Follow-On Offering | NYSE: EDU | 303.0 | Technology, Media and Telecommunications |
| 02/07 | Locus Pharmaceuticals, Inc. | Private Placement | 30.2 | Health Care | |
| 02/07 | JA Solar Holdings Co., Ltd. | Initial Public Offering | NASDAQ: JASO | 258.8 | Clean Technology and Renewables |
| 02/07 | Accuray Incorporated | Initial Public Offering | NASDAQ: ARAY | 331.2 | Health Care |
| 01/07 | XTENT, Inc. | Initial Public Offering | NYSE: XTNT | 75.2 | Health Care |
| 01/07 | Animal Health International, Inc. | Initial Public Offering | NASDAQ: AHII | 129.8 | Health Care |
| 01/07 | RITA Medical Systems, Inc. | Seller Advisory | 220.0 | Health Care | |
| 01/07 | InnerWorkings, Inc. | Follow-On Offering | NASDAQ: INWK | 108.0 | Technology, Media and Telecommunications |
| 01/07 | American Medical Systems Holdings, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 01/07 | Monogram Biosciences, Inc. | Convertible | 30.0 | Health Care | |
| 01/07 | Pemstar, Inc. | Fairness Opinion | 298.4 | Technology, Media and Telecommunications | |
| 12/06 | Alpha & Omega Semiconductor, Ltd. | Private Placement | 32.0 | Technology, Media and Telecommunications | |
| 12/06 | International Fight League, Inc. | PIPE | OTC: IFLI | 24.2 | Consumer |
| 12/06 | The Wet Seal, Inc. | Follow-On Offering | NASDAQ: WTSLA | 110.4 | Consumer |
| 12/06 | Classic Party Rentals, a portfolio company of Dubin Clark & Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 12/06 | RegeneRx Biopharmaceuticals | PIPE | AMEX: RGN | 9.6 | Health Care |
| 12/06 | Credence Systems Corp. | Convertible | NYSE: CMOS | 122.5 | Technology, Media and Telecommunications |
| 12/06 | U.S. BioEnergy Corp. | Initial Public Offering | NYSE: USBE | 161.0 | Clean Technology and Renewables |
| 12/06 | Lone Star Funds | Buyer Advisory | 586.0 | Consumer | |
| 12/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 174.7 | Health Care |
| 12/06 | Volcano Corporation | Follow-On Offering | NASDAQ: VOLC | 138.9 | Health Care |
| 12/06 | Iconix Brand Group | Follow-On Offering | NASDAQ: ICON | 260.2 | Consumer |
| 11/06 | Jamba Juice Company | Merger Advisory | 265.0 | Consumer | |
| 11/06 | Excelligence Learning Corporation | Seller Advisory | 125.3 | Technology, Media and Telecommunications | |
| 11/06 | Alliance Imaging Inc. | Follow-On Offering | NYSE: AIQ | 52.9 | Health Care |
| 11/06 | Vital Images, Inc. | Follow-On Offering | NYSE: VTAL | 104.0 | Health Care |
| 11/06 | First Solar Inc. | Initial Public Offering | NYSE: FSLR | 458.9 | Clean Technology and Renewables |
| 11/06 | Cache, Inc. | Follow-On Offering | NASDAQ: CACH | 49.1 | Consumer |
| 11/06 | Marlin Business Services, Inc. | Follow-On Offering | NASDAQ: MRLN | 22.0 | Financial Institutions |
| 11/06 | Alexion Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ALXN | 148.4 | Health Care |
| 11/06 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 80.0 | Health Care |
| 11/06 | Metabolix Inc. | Initial Public Offering | NASDAQ: MBLX | 109.5 | Clean Technology and Renewables |
| 11/06 | Physicians Formula Holdings Inc. | Initial Public Offering | NASDAQ: FACE | 143.4 | Consumer |
| 11/06 | PeopleSupport, Inc. | Follow-On Offering | NYSE: PSPT | 96.6 | Technology, Media and Telecommunications |
| 11/06 | Capella Education Co. | Initial Public Offering | NASDAQ: CPLA | 92.0 | Technology, Media and Telecommunications |
| 11/06 | Canadian Solar, Inc. | Initial Public Offering | NASDAQ: CSIQ | 115.5 | Clean Technology and Renewables |
| 11/06 | Celgene Corporation | Follow-On Offering | NASDAQ: CELG | 1032.0 | Health Care |
| 10/06 | Ultra Clean Holdings, Inc. | Block Trade | NASDAQ: UCTT | 23.3 | Technology, Media and Telecommunications |
| 10/06 | Nighthawk Radiology Holdings, Inc. | Follow-On Offering | NYSE: NHWK | 117.0 | Health Care |
| 10/06 | IHS Inc. | Follow-On Offering | NYSE: IHS | 323.6 | Technology, Media and Telecommunications |
| 10/06 | Finisar Corp. | Convertible | NYSE: FNSR | 100.0 | Technology, Media and Telecommunications |
| 10/06 | RxKinetix Inc. | Seller Advisory | 20.0 | Health Care | |
| 10/06 | Spectra Gases, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/06 | Berbee Information Networks Corporation | Seller Advisory | 184.0 | Technology, Media and Telecommunications | |
| 10/06 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 72.5 | Financial Institutions |
| 10/06 | The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 10/06 | Exelixis Inc. | Follow-On Offering | NASDAQ: EXEL | 96.6 | Health Care |
| 10/06 | Hallmark Financial Services | Follow-On Offering | NASDAQ: HAF | 27.0 | Financial Institutions |
| 10/06 | TorreyPines Therapeutics, Inc. | Merger Advisory | 71.5 | Health Care | |
| 10/06 | ATS Medical Inc. | Buyer Advisory | 58.0 | Health Care | |
| 09/06 | Shutterfly, Inc. | Initial Public Offering | NASDAQ: SFLY | 87.0 | Technology, Media and Telecommunications |
| 09/06 | Bare Escentuals, Inc. | Initial Public Offering | NASDAQ: BARE | 404.8 | Consumer |
| 09/06 | MathStar, Inc. | PIPE | OTC: MATH | 12.6 | Technology, Media and Telecommunications |
| 09/06 | Mindray Medical International Ltd. | American Depository Receipt | NYSE: MR | 310.5 | Health Care |
| 09/06 | Bunn Capitol Company | Seller Advisory | Undisclosed | Consumer | |
| 09/06 | Incyte Corporation | Convertible | NASDAQ: INCY | 151.8 | Health Care |
| 09/06 | Home Diagnostics Inc. | Initial Public Offering | NASDAQ: HDIX | 79.2 | Health Care |
| 09/06 | Actions Semiconductor Co., Ltd. | Follow-On Offering | NASDAQ: ACTS | 99.9 | Clean Technology and Renewables |
| 09/06 | New Oriental Education & Technology Group Inc. | Initial Public Offering | NYSE: EDU | 129.4 | Technology, Media and Telecommunications |
| 09/06 | Confluent Surgical, Inc. | Seller Advisory | 245.0 | Health Care | |
| 08/06 | The Andersons, Inc. | Follow-On Offering | NASDAQ: ANDE | 95.7 | Clean Technology and Renewables |
| 08/06 | Real Mex Restaurants, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 08/06 | Crocs, Inc. | Follow-On Offering | NASDAQ: CROX | 247.8 | Consumer |
| 08/06 | InnerWorkings, Inc. | Initial Public Offering | NASDAQ: INWK | 109.6 | Technology, Media and Telecommunications |
| 08/06 | Cytori Therapeutics Inc. | Registered Direct | NASDAQ: CYTX | 16.8 | Health Care |
| 08/06 | Sonic Innovations, Inc. | PIPE | NASDAQ: SNCI | 12.0 | Health Care |
| 08/06 | Onyx Software Corporation | Seller Advisory | 92.0 | Technology, Media and Telecommunications | |
| 08/06 | LipoScience, Inc. | Private Placement | 13.0 | Health Care | |
| 08/06 | Applied Financial, LLC | Seller Advisory | Undisclosed | Financial Institutions | |
| 07/06 | Website Pros, Inc. | Follow-On Offering | NASDAQ: WSPI | 34.8 | Technology, Media and Telecommunications |
| 07/06 | BulkRegister | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 07/06 | Beacon Holdings Corporation, a portfolio company of the Riverside Company | Seller Advisory | 95.5 | Industrial Growth | |
| 07/06 | American Medical Systems Holdings, Inc. | Buyer Advisory | 715.0 | Health Care | |
| 07/06 | MWI Veterinary Supply, Inc. | Follow-On Offering | NASDAQ: MWIV | 100.7 | Health Care |
| 07/06 | Cardiovascular Systems, Inc. | Private Placement | 25.0 | Health Care | |
| 07/06 | EnteroMedics, Inc. | Private Placement | 45.2 | Health Care | |
| 06/06 | Andersen Corporation | Buyer Advisory | Undisclosed | Industrial Growth | |
| 06/06 | Bravo Development, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 06/06 | Ultra Clean Holdings, Inc. | Fairness Opinion | 50.0 | Technology, Media and Telecommunications | |
| 06/06 | Home BancShares, Inc. | Initial Public Offering | NASDAQ: HOMB | 51.8 | Financial Institutions |
| 06/06 | American Medical Systems Holdings, Inc. | Convertible | NASDAQ: AMMD | 373.8 | Health Care |
| 06/06 | Techwell, Inc. | Initial Public Offering | NASDAQ: TWLL | 50.7 | Technology, Media and Telecommunications |
| 06/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 415.8 | Technology, Media and Telecommunications |
| 06/06 | Sangamo BioSciences, Inc. | Follow-On Offering | NASDAQ: SGMO | 20.9 | Health Care |
| 06/06 | K2M, Inc. | Private Placement | 21.5 | Health Care | |
| 06/06 | Dollar Financial Corp. | Follow-On Offering | NASDAQ: DLLR | 95.7 | Financial Institutions |
| 06/06 | Volcano Corporation | Initial Public Offering | NASDAQ: VOLC | 62.6 | Health Care |
| 06/06 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 44.8 | Consumer |
| 06/06 | Club Staffing Inc., a portfolio company of Olympus Partners | Seller Advisory | Undisclosed | Health Care | |
| 06/06 | Patriot Capital Funding, Inc. | Follow-On Offering | NASDAQ: PCAP | 41.8 | Financial Institutions |
| 06/06 | Town Sports International Holdings, Inc. | Initial Public Offering | NASDAQ: CLUB | 99.5 | Consumer |
| 06/06 | Jones Soda Co. | PIPE | NYSE: JSDA | 30.0 | Consumer |
| 05/06 | Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC | Seller Advisory | Undisclosed | Consumer | |
| 05/06 | Under Armour, Inc. | Follow-On Offering | NYSE: UA | 284.0 | Consumer |
| 05/06 | Nielsen & Bainbridge, a portfolio company of The Jordan Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/06 | Reddy Ice Holdings, Inc. | Follow-On Offering | NYSE: FRZ | 98.9 | Consumer |
| 05/06 | Vonage Holdings Corp. | Initial Public Offering | NYSE: VG | 531.3 | Technology, Media and Telecommunications |
| 05/06 | Sipex Corporation | Convertible PIPE | NYSE: SIPX | 30.0 | Technology, Media and Telecommunications |
| 05/06 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 382.2 | Consumer |
| 05/06 | Diamond Foods, Inc. | Buyer Advisory | 18.0 | Consumer | |
| 05/06 | HydroGen Corporation | PIPE | OTC: HYDGQ | 25.8 | Technology, Media and Telecommunications |
| 05/06 | CancerVax Corporation | Merger Advisory | 94.0 | Health Care | |
| 05/06 | Rocky Shoes & Boots Inc. | Follow-On Offering | NYSE: RCKY | 11.3 | Consumer |
| 04/06 | NicOx S.A. | PIPE | ENXTPA: COX | 45.3 | Health Care |
| 04/06 | ACADIA Pharmaceuticals Inc. | Follow-On Offering | NASDAQ: ACAD | 63.4 | Health Care |
| 04/06 | DexCom, Inc. | Follow-On Offering | NASDAQ: DXCM | 132.0 | Health Care |
| 04/06 | Corel Corporation | Initial Public Offering | NASDAQ: CREL | 104.0 | Technology, Media and Telecommunications |
| 04/06 | UnionTools, Inc., a portfolio company of Oaktree Capital Management | Seller Advisory | Undisclosed | Industrial Growth | |
| 03/06 | NLS Animal Health | Seller Advisory | Undisclosed | Health Care | |
| 03/06 | Valley Fresh Inc. | Seller Advisory | 78.0 | Consumer | |
| 03/06 | China GrenTech Corporation Limited | Initial Public Offering | NASDAQ: GRRF | 112.5 | Technology, Media and Telecommunications |
| 03/06 | HIMAX Technologies Inc. | Initial Public Offering | NASDAQ: HIMX | 510.6 | Technology, Media and Telecommunications |
| 03/06 | Metabasis Therapeutics | Registered Direct | NASDAQ: MBRX | 40.0 | Health Care |
| 03/06 | Clayton Holdings, Inc. | Initial Public Offering | NYSE: CLAY | 146.6 | Financial Institutions |
| 03/06 | 180 Connect, Inc. | Convertible PIPE | NYSE: NCT.U | 10.7 | Technology, Media and Telecommunications |
| 03/06 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 487.3 | Financial Institutions |
| 03/06 | York Label Holdings, Inc., a portfolio company of Huron Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 03/06 | BriteSmile, Inc., Associated Center Business | Seller Advisory | 35.0 | Health Care | |
| 03/06 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 413.6 | Financial Institutions |
| 03/06 | Ultra Clean Holdings, Inc. | Follow-On Offering | NASDAQ: UCTT | 47.0 | Technology, Media and Telecommunications |
| 03/06 | Alexza Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ALXA | 50.6 | Health Care |
| 03/06 | Eagle Test Systems Inc. | Initial Public Offering | NYSE: EGLT | 100.8 | Technology, Media and Telecommunications |
| 03/06 | Dave & Buster's Inc. | Seller Advisory | 375.0 | Consumer | |
| 03/06 | Energy Conversion Devices, Inc. | Follow-On Offering | NASDAQ: ENER | 394.5 | Clean Technology and Renewables |
| 02/06 | Allscripts Healthcare Solutions Inc. | Follow-On Offering | NASDAQ: MDRX | 149.0 | Health Care |
| 02/06 | Animas Corporation | Seller Advisory | 518.6 | Health Care | |
| 02/06 | Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 02/06 | Churchill Financial Holdings, LLC | Private Placement | 112.5 | Financial Institutions | |
| 02/06 | Rudolph Technologies, Inc. | Merger Advisory | 193.0 | Technology, Media and Telecommunications | |
| 02/06 | Acordia Therapeutics, Inc. | Initial Public Offering | NYSE: ACOR | 36.5 | Health Care |
| 02/06 | Morton's Restaurant Group Inc. | Initial Public Offering | NYSE: MRT | 174.5 | Consumer |
| 02/06 | Nighthawk Radiology Holdings, Inc. | Initial Public Offering | NYSE: NHWK | 115.9 | Health Care |
| 02/06 | Crocs, Inc. | Initial Public Offering | NASDAQ: CROX | 239.1 | Consumer |
| 02/06 | XOMA Ltd. | Convertible | NASDAQ: XOMA | 12.5 | Health Care |
| 02/06 | Resource Capital Corp. | Initial Public Offering | NYSE: RSO | 60.0 | Financial Institutions |
| 02/06 | UTEK Corporation | Registered Direct | AMEX: UTK | 10.0 | Financial Institutions |
| 02/06 | Vital Signs, Inc. | Follow-On Offering | NYSE: VITL | 97.3 | Health Care |
| 01/06 | SGX Pharmaceuticals, Inc. | Initial Public Offering | NYSE: SGXP | 24.9 | Health Care |
| 01/06 | Alnylam Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ALNY | 66.5 | Health Care |
| 01/06 | Focus Media Holding Ltd. | Follow-On Offering | NASDAQ: FMCN | 322.6 | Technology, Media and Telecommunications |
| 01/06 | SeaBright Insurance Holdings, Inc. | Follow-On Offering | NYSE: SBX | 115.9 | Financial Institutions |
| 01/06 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 179.8 | Health Care |
| 01/06 | Citi Trends, Inc. | Follow-On Offering | NASDAQ: CTRN | 81.4 | Consumer |
| 01/06 | New York & Company, Inc. | Follow-On Offering | NYSE: NWY | 148.9 | Consumer |
| 01/06 | Hand Innovations LLC | Seller Advisory | Undisclosed | Health Care | |
| 01/06 | P.F. Chang's China Bistro, Inc. | Buyer Advisory | Undisclosed | Consumer | |
| 01/06 | ev3 Inc. | Buyer Advisory | 105.9 | Health Care | |
| 01/06 | Maxim Pharmaceuticals Inc. | Merger Advisory | 38.1 | Health Care | |
| 01/06 | WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 12/05 | West Bancorporation, Inc. | Buyer Advisory | Undisclosed | Financial Institutions | |
| 12/05 | iTradeNetwork, Inc. | Private Placement | 24.5 | Technology, Media and Telecommunications | |
| 12/05 | Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 12/05 | Corgentech Inc. | Buyer Advisory | 101.6 | Health Care | |
| 12/05 | Somaxon Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: SOMX | 55.0 | Health Care |
| 12/05 | Excel Bank Corporation | Private Placement | 12.0 | Financial Institutions | |
| 12/05 | ViroPharma Incorporated | Follow-On Offering | NASDAQ: VPHM | 173.4 | Health Care |
| 12/05 | Epicor Software Corporation | Buyer Advisory | 121.0 | Technology, Media and Telecommunications | |
| 12/05 | Volcom, Inc. | Follow-On Offering | NASDAQ: VLCM | 177.0 | Consumer |
| 11/05 | Advanced Neuromodulation Systems, Inc. | Seller Advisory | 1189.4 | Health Care | |
| 11/05 | United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/05 | Healthcare Finance Group, Inc. | Private Placement | 32.5 | Financial Institutions | |
| 11/05 | El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P. | Seller Advisory | Undisclosed | Consumer | |
| 11/05 | Richardson Electronics, Ltd. | Convertible PIPE | NASDAQ: RELL | 25.0 | Technology, Media and Telecommunications |
| 11/05 | ESCORT Inc., a portfolio company of American Capital Strategies, Ltd. | Seller Advisory | Undisclosed | Industrial Growth | |
| 11/05 | Under Armour Inc. | Initial Public Offering | NYSE: UA | 181.3 | Consumer |
| 11/05 | Vimicro International Corporation | Initial Public Offering | NASDAQ: VIMC | 87.0 | Technology, Media and Telecommunications |
| 11/05 | IHS Inc. | Initial Public Offering | NYSE: IHS | 267.1 | Technology, Media and Telecommunications |
| 11/05 | Zumiez Inc. | Follow-On Offering | NASDAQ: ZUMZ | 97.2 | Consumer |
| 11/05 | Clearant ,Inc. | PIPE | OTC: CLRA | 12.0 | Health Care |
| 11/05 | Myriad Genetics, Inc. | Follow-On Offering | NYSE: MYGN | 149.0 | Health Care |
| 11/05 | Website Pros, Inc. | Initial Public Offering | NASDAQ: WSPI | 68.0 | Technology, Media and Telecommunications |
| 10/05 | Devax, Inc. | Private Placement | 32.0 | Health Care | |
| 10/05 | Claim Jumper Restaurants LLC | Seller Advisory | Undisclosed | Consumer | |
| 10/05 | America's Body Company, a portfolio company of Linsalata Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/05 | Exopack Holding Corp., a portfolio company of The Sterling Group | Seller Advisory | Undisclosed | Industrial Growth | |
| 10/05 | Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 10/05 | ATS Medical Inc. | Convertible PIPE | NASDAQ: ATSI | 22.4 | Health Care |
| 10/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 67.3 | Health Care |
| 10/05 | CapitalSource Inc. | Follow-On Offering | NYSE: CSE | 429.3 | Financial Institutions |
| 10/05 | Vical Incorporated | Registered Direct | NASDAQ: VICL | 22.6 | Health Care |
| 09/05 | Industrial Container Services, LLC, a portfolio company of CIC Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/05 | Genomic Health Inc. | Initial Public Offering | NASDAQ: GHDX | 60.2 | Health Care |
| 09/05 | Almedica International Inc. | Seller Advisory | Undisclosed | Health Care | |
| 09/05 | Renovis, Inc. | Follow-On Offering | NYSE: RNVS | 54.0 | Health Care |
| 09/05 | Numatics, Incorporated | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/05 | The YoFarm Company, a portfolio company of Stolberg Equity Partners | Seller Advisory | Undisclosed | Consumer | |
| 09/05 | The Restaurant Company, Perkins Restaurant & Bakery | Seller Advisory | 245.0 | Consumer | |
| 09/05 | Integrated Circuit Systems, Inc. | Merger Advisory | 1700.0 | Technology, Media and Telecommunications | |
| 09/05 | CombiMatrix Corporation | Registered Direct | NASDAQ: CBMX | 10.5 | Health Care |
| 09/05 | ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC | Seller Advisory | 61.0 | Technology, Media and Telecommunications | |
| 09/05 | Acusphere, Inc. | Registered Direct | NYSE: ACUS | 18.7 | Health Care |
| 08/05 | White River Capital, Inc. | Block Trade | 50.0 | Financial Institutions | |
| 08/05 | GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 08/05 | Anthracite Capital, Inc. | Follow-On Offering | NYSE: AHR | 20.0 | Financial Institutions |
| 08/05 | SoftBrands, Inc. | Private Placement | 18.0 | Technology, Media and Telecommunications | |
| 08/05 | Avid Technology, Inc. | Buyer Advisory | 312.0 | Technology, Media and Telecommunications | |
| 08/05 | Royce Medical Holding Inc. | Seller Advisory | 216.0 | Health Care | |
| 08/05 | TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners | Seller Advisory | Undisclosed | Consumer | |
| 08/05 | Ruth's Chris Steak House, Inc. | Initial Public Offering | NASDAQ: RUTH | 269.1 | Consumer |
| 08/05 | Hoku Scientific, Inc. | Initial Public Offering | NASDAQ: HOKU | 21.0 | Technology, Media and Telecommunications |
| 08/05 | AtriCure, Inc. | Initial Public Offering | NASDAQ: ATRC | 55.2 | Health Care |
| 08/05 | Genta Incorporated | Registered Direct | OTC: GETA | 17.5 | Health Care |
| 08/05 | Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison | Seller Advisory | 150.0 | Health Care | |
| 08/05 | Colder Products Company | Seller Advisory | Undisclosed | Industrial Growth | |
| 08/05 | Baidu.com, Inc. | Initial Public Offering | NASDAQ: BIDU | 124.3 | Technology, Media and Telecommunications |
| 08/05 | Anadys Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ANDS | 71.3 | Health Care |
| 08/05 | ZymoGenetics, Inc. | Follow-On Offering | NASDAQ: ZGEN | 135.0 | Health Care |
| 08/05 | Advanced Analogic Technologies Inc. | Initial Public Offering | NASDAQ: AATI | 121.9 | Technology, Media and Telecommunications |
| 08/05 | MWI Veterinary Supply, Inc. | Initial Public Offering | NASDAQ: MWIV | 84.7 | Health Care |
| 07/05 | Golf Galaxy, Inc. | Initial Public Offering | 63.6 | Consumer | |
| 07/05 | Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC | Seller Advisory | Undisclosed | Consumer | |
| 07/05 | Patriot Capital Funding, Inc. | Initial Public Offering | NASDAQ: PCAP | 150.3 | Financial Institutions |
| 07/05 | AGA Medical Corp., shareholder interest | Seller Advisory | Undisclosed | Health Care | |
| 07/05 | Hittite Microwave Corporation | Initial Public Offering | NASDAQ: HITT | 88.0 | Technology, Media and Telecommunications |
| 07/05 | Department 56, Inc. | Buyer Advisory | 190.0 | Consumer | |
| 07/05 | Diamond Foods, Inc. | Initial Public Offering | NASDAQ: DMND | 117.3 | Consumer |
| 07/05 | Symmetry Medical Inc. | Follow-On Offering | NYSE: SMA | 255.9 | Health Care |
| 07/05 | TherOx, Inc. | Private Placement | 31.0 | Health Care | |
| 07/05 | Phillips-Van Heusen Corporation | Follow-On Offering | NYSE: PVH | 240.5 | Consumer |
| 07/05 | Focus Media Holding Ltd. | Initial Public Offering | NASDAQ: FMCN | 197.5 | Technology, Media and Telecommunications |
| 07/05 | Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners | Seller Advisory | 162.0 | Industrial Growth | |
| 07/05 | Tyco Healthcare, a subsidiary of Tyco International Ltd. | Buyer Advisory | 66.0 | Health Care | |
| 07/05 | Transneuronix, Inc. | Seller Advisory | 260.0 | Health Care | |
| 07/05 | icrossing, Inc. | Private Placement | 13.0 | Technology, Media and Telecommunications | |
| 06/05 | Volcom, Inc. | Initial Public Offering | NASDAQ: VLCM | 102.4 | Consumer |
| 06/05 | CV Therapeutics, Inc. | Follow-On Offering | NYSE: CVTX | 180.4 | Health Care |
| 06/05 | National Semiconductor Corporation, cordless business unit | Seller Advisory | 60.0 | Technology, Media and Telecommunications | |
| 06/05 | Web Marketing Holdings, Inc. dba Web Clients | Seller Advisory | 141.0 | Technology, Media and Telecommunications | |
| 06/05 | CRA International | Follow-On Offering | NYSE: CRAI | 102.1 | Technology, Media and Telecommunications |
| 06/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 75.6 | Financial Institutions |
| 06/05 | ev3 Inc. | Initial Public Offering | NASDAQ: EVVV | 164.7 | Health Care |
| 06/05 | Premium Standard Farms | Initial Public Offering | NYSE: PORK | 138.7 | Consumer |
| 06/05 | Rackable Systems Inc. | Initial Public Offering | 75.0 | Technology, Media and Telecommunications | |
| 06/05 | Langer, Inc. | Follow-On Offering | NYSE: GAIT | 32.5 | Health Care |
| 06/05 | Thornburg Mortgage, Inc. | Follow-On Offering | OTC: THMR | 123.2 | Financial Institutions |
| 05/05 | Bear Creek Country Kitchens LLC | Seller Advisory | Undisclosed | Consumer | |
| 05/05 | SSA Global Technologies, Inc. | Initial Public Offering | NYSE: SSAG | 99.0 | Technology, Media and Telecommunications |
| 05/05 | Andersen Corporation | Buyer Advisory | Undisclosed | Industrial Growth | |
| 05/05 | IDX Systems Corporation | Block Trade | NYSE: IDXC | 47.3 | Health Care |
| 05/05 | Citi Trends, Inc. | Initial Public Offering | NASDAQ: CTRN | 62.0 | Consumer |
| 05/05 | Zumiez Inc. | Initial Public Offering | NASDAQ: ZUMZ | 64.7 | Consumer |
| 05/05 | NAVTEQ Corporation | Follow-On Offering | NYSE: NVT | 1241.3 | Technology, Media and Telecommunications |
| 05/05 | Selig Sealing Products, Inc., a portfolio company of The Riverside Company | Seller Advisory | 100.0 | Industrial Growth | |
| 04/05 | ACADIA Pharmaceuticals Inc. | PIPE | NASDAQ: ACAD | 36.0 | Health Care |
| 04/05 | DexCom, Inc. | Initial Public Offering | NASDAQ: DXCM | 56.4 | Health Care |
| 04/05 | Clayton Services, Inc. and The Murrayhill Company | Merger Advisory | Undisclosed | Financial Institutions | |
| 04/05 | Hormel Foods Corporation | Buyer Advisory | Undisclosed | Consumer | |
| 03/05 | Standard Microsystems Corporation | Buyer Advisory | 94.0 | Technology, Media and Telecommunications | |
| 03/05 | BlackRidge Financial, Inc. | Private Placement | 25.0 | Financial Institutions | |
| 03/05 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 315.0 | Financial Institutions |
| 03/05 | Aladdin Knowledge Systems Ltd. | Follow-On Offering | NYSE: ALDN | 49.3 | Technology, Media and Telecommunications |
| 03/05 | Connetics Corporation | Convertible | NYSE: CNCT | 150.0 | Health Care |
| 03/05 | CryoLife, Inc. | Convertible | NYSE: CRY | 20.0 | Health Care |
| 03/05 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 31.5 | Financial Institutions |
| 03/05 | Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC | Seller Advisory | Undisclosed | Consumer | |
| 03/05 | Horizon Health Corporation | Follow-On Offering | NYSE: HORC | 62.5 | Health Care |
| 03/05 | Cytyc Corporation | Buyer Advisory | 160.0 | Health Care | |
| 03/05 | Neurochem Inc. | Follow-On Offering | NYSE: NRMX | 61.2 | Health Care |
| 02/05 | JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC | Seller Advisory | Undisclosed | Industrial Growth | |
| 02/05 | International Multifoods, U.S. Foodservice & Bakery Products, a division of The J.M. Smucker Company | Seller Advisory | 43.0 | Consumer | |
| 02/05 | Acusphere, Inc. | Convertible | NYSE: ACUS | 45.0 | Health Care |
| 02/05 | CoTherix, Inc. | Follow-On Offering | NASDAQ: CTRX | 37.8 | Health Care |
| 02/05 | Quixote Corporation | Convertible PIPE | NASDAQ: QUIX | 40.0 | Technology, Media and Telecommunications |
| 02/05 | Marchex, Inc. | Convertible | NASDAQ: MCHX | 57.5 | Technology, Media and Telecommunications |
| 02/05 | Marchex, Inc. | Initial Public Offering | NASDAQ: MCHX | 184.0 | Technology, Media and Telecommunications |
| 02/05 | Emageon Inc. | Initial Public Offering | NASDAQ: EMAG | 74.8 | Health Care |
| 02/05 | Prestige Brands Holdings Inc. | Initial Public Offering | NYSE: PBH | 515.2 | Consumer |
| 02/05 | FTD Group, Inc. | Initial Public Offering | NYSE: FTD | 176.0 | Technology, Media and Telecommunications |
| 02/05 | Greenfield Online, Inc. | Buyer Advisory | 30.0 | Technology, Media and Telecommunications | |
| 02/05 | Hurray! Holding Co., Ltd. | Initial Public Offering | NASDAQ: HRAY | 70.5 | Technology, Media and Telecommunications |
| 02/05 | Arena Pharmaceuticals, Inc. | Follow-On Offering | NASDAQ: ARNA | 51.8 | Health Care |
| 01/05 | Lone Star Funds | Buyer Advisory | 660.0 | Consumer | |
| 01/05 | Dollar Financial Corp. | Initial Public Offering | NASDAQ: DLLR | 120.0 | Financial Institutions |
| 01/05 | SeaBright Insurance Holdings, Inc. | Initial Public Offering | NYSE: SBX | 90.6 | Financial Institutions |
| 01/05 | Bumble Bee Seafoods, LLC | Buyer Advisory | 45.0 | Consumer | |
| 01/05 | Endocardial Solutions, Inc. | Seller Advisory | 270.3 | Health Care | |
| 12/04 | Marvin Windows and Doors | Buyer Advisory | Undisclosed | Industrial Growth | |
| 12/04 | DexCom, Inc. | Private Placement | 22.5 | Health Care | |
| 12/04 | Hormel Foods Corporation | Buyer Advisory | 185.7 | Consumer | |
| 12/04 | Captain D's, LLC, a portfolio company of Lone Star Funds | Seller Advisory | Undisclosed | Consumer | |
| 12/04 | Roxio, Inc. (consumer software division) | Seller Advisory | 85.0 | Technology, Media and Telecommunications | |
| 12/04 | Ctrip.com International Ltd. | Follow-On Offering | NASDAQ: CTRP | 92.8 | Technology, Media and Telecommunications |
| 12/04 | Wintrust Financial Corporation | Follow-On Offering | NYSE: WTFC | 71.4 | Financial Institutions |
| 12/04 | Cash America International, Inc. | Fairness Opinion | 120.0 | Financial Institutions | |
| 12/04 | Symmetry Medical Inc. | Initial Public Offering | NYSE: SMA | 138.0 | Health Care |
| 12/04 | Array BioPharma, Inc. | Follow-On Offering | NASDAQ: ARRY | 71.3 | Health Care |
| 12/04 | HouseValues, Inc. | Initial Public Offering | NYSE: SOLD | 94.0 | Technology, Media and Telecommunications |
| 12/04 | Peak Industries, Inc. | Seller Advisory | 44.0 | Health Care | |
| 12/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 125.3 | Technology, Media and Telecommunications |
| 12/04 | Bell Automotive Products, Inc., a portfolio company of Brentwood Associates | Seller Advisory | 60.0 | Industrial Growth | |
| 11/04 | HealthExtras, Inc. | Follow-On Offering | NYSE: HLEX | 84.0 | Health Care |
| 11/04 | Dealix Corporation | Seller Advisory | Undisclosed | Technology, Media and Telecommunications | |
| 11/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 18.0 | Consumer | |
| 11/04 | Monolithic Power Systems | Initial Public Offering | NASDAQ: MPWR | 53.4 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Convertible | NASDAQ: OSTK | 120.0 | Technology, Media and Telecommunications |
| 11/04 | Overstock.com Inc. | Follow-On Offering | NASDAQ: OSTK | 79.4 | Technology, Media and Telecommunications |
| 11/04 | Tempur-Pedic International Inc. | Follow-On Offering | NYSE: TPX | 283.5 | Consumer |
| 11/04 | Portfolio Recovery Associates, Inc. | Follow-On Offering | NASDAQ: PRAA | 67.4 | Financial Institutions |
| 11/04 | Opus Medical, Inc. | Seller Advisory | 130.0 | Health Care | |
| 11/04 | ViroPharma Incorporated | Buyer Advisory | 116.0 | Health Care | |
| 11/04 | Tango Acquisition, Inc., a whollyowned subsidiary of Dave & Buster's Inc. | Buyer Advisory | 47.0 | Consumer | |
| 10/04 | Xcyte Therapies, Inc. | Convertible | NASDAQ: XCYT | 29.9 | Health Care |
| 10/04 | Option Care Inc. | Convertible | NYSE: OPTN | 86.3 | Health Care |
| 10/04 | FoxHollow Technologies, Inc. | Initial Public Offering | NYSE: FOXH | 72.5 | Health Care |
| 10/04 | MidCountry Financial Corp. | Private Placement | 80.0 | Financial Institutions | |
| 10/04 | Shopping.com Ltd. | Initial Public Offering | NYSE: SHOP | 142.2 | Technology, Media and Telecommunications |
| 10/04 | VNUS Medical Technologies, Inc. | Initial Public Offering | 80.6 | Health Care | |
| 10/04 | ViroPharma Incorporated | Convertible PIPE | NASDAQ: VPHM | 62.5 | Health Care |
| 10/04 | CoTherix, Inc. | Initial Public Offering | NASDAQ: CTRX | 30.0 | Health Care |
| 10/04 | Residential Services Group, Inc., a portfolio company of Wellspring Capital Management | Seller Advisory | 150.0 | Industrial Growth | |
| 10/04 | ZOLL Medical Corporation | Buyer Advisory | Undisclosed | Health Care | |
| 10/04 | B&G Foods, Inc. | Initial Public Offering | NYSE: BGS | 300.0 | Consumer |
| 10/04 | Gold Kist Holdings Inc. | Initial Public Offering | NYSE: GKIS | 132.0 | Consumer |
| 10/04 | New York & Company, Inc. | Initial Public Offering | NYSE: NWY | 195.5 | Consumer |
| 10/04 | PeopleSupport, Inc. | Initial Public Offering | NYSE: PSPT | 51.9 | Technology, Media and Telecommunications |
| 10/04 | Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital | Seller Advisory | Undisclosed | Industrial Growth | |
| 09/04 | New Century REIT, Inc. | Initial Public Offering | NYSE: NEW | 783.0 | Financial Institutions |
| 09/04 | CallWave, Inc. | Initial Public Offering | NYSE: CALL | 40.0 | Technology, Media and Telecommunications |
| 09/04 | Ness Technologies, Inc. | Initial Public Offering | NASDAQ: NSTC | 161.1 | Technology, Media and Telecommunications |
| 09/04 | 51job, Inc. | Initial Public Offering | NASDAQ: JOBS | 84.5 | Technology, Media and Telecommunications |
| 09/04 | California & Washington Company | Seller Advisory | Undisclosed | Consumer | |
| 09/04 | MCG Capital Corporation | Follow-On Offering | NASDAQ: MCGC | 40.7 | Financial Institutions |
| 08/04 | Becker Underwood, Inc., a portfolio company of Century Park Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 08/04 | MidCountry Financial Corp. | Private Placement | 30.0 | Financial Institutions | |
| 08/04 | TRM Corporation | Follow-On Offering | ASX: TRMM | 56.9 | Financial Institutions |
| 08/04 | JupiterMedia Corp. | Block Trade | 18.8 | Technology, Media and Telecommunications | |
| 08/04 | Avid Technology, Inc. | Buyer Advisory | 209.5 | Technology, Media and Telecommunications | |
| 08/04 | Decide Interactive | Seller Advisory | 33.5 | Technology, Media and Telecommunications | |
| 08/04 | Archipelago Holdings, Inc. | Initial Public Offering | NYSE: ARCA | 145.5 | Financial Institutions |
| 08/04 | NAVTEQ Corporation | Initial Public Offering | NYSE: NVT | 1012.0 | Technology, Media and Telecommunications |
| 08/04 | Viisage Technology Inc. | Seller Advisory | NYSE: VISG | 42.5 | Technology, Media and Telecommunications |
| 08/04 | SaladTime LLC, a division of Tanimura & Antle | Seller Advisory | Undisclosed | Consumer | |
| 07/04 | MortgageIT Holdings, Inc. | Initial Public Offering | NYSE: MHL | 175.2 | Financial Institutions |
| 07/04 | Intersil Corporation | Buyer Advisory | 529.0 | Technology, Media and Telecommunications | |
| 07/04 | MannKind Corp. | Initial Public Offering | NASDAQ: MNKD | 91.8 | Health Care |
| 07/04 | RC2 Corporation | Follow-On Offering | NASDAQ: RCRC | 89.1 | Consumer |
| 07/04 | Volterra Semiconductor Corporation | Initial Public Offering | NYSE: VLTR | 36.5 | Technology, Media and Telecommunications |
| 07/04 | Inspire Pharmaceuticals Inc. | Follow-On Offering | NYSE: ISPH | 82.8 | Health Care |
| 07/04 | Auxilium Pharmaceuticals Inc. | Follow-On Offering | NYSE: AUXL | 41.3 | Health Care |
| 07/04 | Greenfield Online, Inc. | Follow-On Offering | NASDAQ: SRVY | 74.8 | Technology, Media and Telecommunications |
| 07/04 | Phase Forward Incorporated | Initial Public Offering | NASDAQ: PFWD | 41.9 | Health Care |
| 07/04 | American Medical Systems Holdings Inc. | Buyer Advisory | Undisclosed | Health Care | |
| 07/04 | American Capital Strategies, Ltd. | Follow-On Offering | NASDAQ: ACAS | 123.9 | Financial Institutions |
| 07/04 | Affirmative Insurance Holdings, Inc. | Initial Public Offering | NASDAQ: AFFM | 131.5 | Financial Institutions |
| 07/04 | QualServ Corporation, a portfolio company of Mercury Capital, Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 07/04 | Jerr-Dan Corp., a portfolio company of Littlejohn & Co. | Seller Advisory | 80.0 | Industrial Growth | |
| 07/04 | Mimi's Cafe Inc. | Seller Advisory | 182.0 | Consumer | |
| 07/04 | Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co. | Seller Advisory | 227.5 | Industrial Growth | |
| 07/04 | American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management | Seller Advisory | 235.0 | Industrial Growth | |
| 07/04 | Convio, Inc. | Private Placement | 15.0 | Technology, Media and Telecommunications | |
| 07/04 | Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 06/04 | MedSource Technologies, Inc. | Seller Advisory | 230.0 | Health Care | |
| 06/04 | CTI Molecular Imaging Inc. | Buyer Advisory | 41.0 | Health Care | |
| 06/04 | Premier Lease Services, L.C. | Seller Advisory | 34.0 | Financial Institutions | |
| 06/04 | Allscripts Healthcare Solutions Inc. | Convertible | NASDAQ: MDRX | 82.5 | Health Care |
| 06/04 | Life Time Fitness Inc. | Initial Public Offering | NYSE: LTM | 210.6 | Consumer |
| 06/04 | K2 Inc. | Follow-On Offering | NYSE: KTO | 99.2 | Consumer |
| 06/04 | ResCare Inc. | Seller Advisory | 83.4 | Health Care | |
| 06/04 | LabOne Inc. | Convertible | NYSE: LABS | 103.5 | Health Care |
| 06/04 | RAIT Investment Trust | Follow-On Offering | NYSE: RAS | 55.8 | Financial Institutions |
| 06/04 | Interpore International, Inc. | Seller Advisory | 282.0 | Health Care | |
| 06/04 | Kellwood Company | Convertible | 200.0 | Consumer | |
| 06/04 | Charles River Associates Inc. | Convertible | NYSE: CRAI | 90.0 | Technology, Media and Telecommunications |
| 06/04 | Kinetic Concepts Inc. | Follow-On Offering | NYSE: KCI | 764.8 | Health Care |
| 06/04 | Rockford Corporation | Convertible | NASDAQ: ROFO | 12.5 | Consumer |
| 06/04 | PowerDsine Ltd. | Initial Public Offering | NYSE: PDSN | 79.4 | Technology, Media and Telecommunications |
| 06/04 | Great Plains Energy Inc. | Convertible | NYSE: GXP | 163.6 | Other |
| 06/04 | Hansen Natural | Block Trade | NASDAQ: HANS | 11.5 | Consumer |
| 05/04 | Alnylam Pharmaceuticals, Inc. | Initial Public Offering | NASDAQ: ALNY | 34.5 | Health Care |
| 05/04 | Critical Therapeutics Inc. | Initial Public Offering | NASDAQ: CRTX | 42.8 | Health Care |
| 05/04 | ACADIA Pharmaceuticals Inc. | Initial Public Offering | NASDAQ: ACAD | 35.0 | Health Care |
| 05/04 | JupiterMedia Corp. | Follow-On Offering | 40.1 | Technology, Media and Telecommunications | |
| 05/04 | Scivex, Inc., a portfolio company of KRG Capital Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | Animas Corporation | Initial Public Offering | NASDAQ: PUMP | 73.3 | Health Care |
| 05/04 | Accubuilt, Inc., a portfolio company of PNC Equity Management Corp. | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | Open Solutions Inc. | Follow-On Offering | 109.7 | Technology, Media and Telecommunications | |
| 05/04 | Deckers Outdoor Corporation | Follow-On Offering | NASDAQ: DECK | 86.6 | Consumer |
| 05/04 | CV Therapeutics Inc. | Convertible | NYSE: CVTX | 150.0 | Health Care |
| 05/04 | Shanda Interactive Entertainment | Initial Public Offering | NASDAQ: SNDA | 169.0 | Technology, Media and Telecommunications |
| 05/04 | Coastal Bancorp, Inc. | Seller Advisory | 230.0 | Financial Institutions | |
| 05/04 | Wrap Pack Products Corporation, a portfolio company of Prospect Partners | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | J. Manheimer Inc. | Seller Advisory | Undisclosed | Industrial Growth | |
| 05/04 | IntraBiotics Pharmaceuticals Inc. | Follow-On Offering | NYSE: IBPI | 44.9 | Health Care |
| 04/04 | deCODE Genetics, Inc. | Convertible | NASDAQ: DCGN | 150.0 | Health Care |
| 04/04 | Financial Federal Corp. | Convertible | NYSE: FIF | 175.0 | Financial Institutions |
| 04/04 | TheraSense, Inc. | Seller Advisory | 1261.0 | Health Care | |
| 04/04 | Hat World Corporation, a portfolio company of Saunders Karp & Megrue | Seller Advisory | 177.4 | Consumer | |
| 03/04 | Dharmacon, Inc. | Seller Advisory | 84.0 | Health Care | |
| 03/04 | Novacept, Inc. | Seller Advisory | 325.0 | Health Care | |
| 03/04 | Oregon Chai, Inc. | Seller Advisory | Undisclosed | Consumer | |
| 03/04 | Cytyc Corporation | Convertible | NASDAQ: CYTC | 250.0 | Health Care |
| 03/04 | Snowden Pencer, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 03/04 | Orchids Paper Products Company | Leveraged Buyout | Undisclosed | Industrial Growth | |
| 02/04 | PMC Commercial Trust | Merger Advisory | 72.2 | Financial Institutions | |
| 02/04 | MGI PHARMA, INC. | Convertible | 348.0 | Health Care | |
| 02/04 | Fingerhut Direct Marketing, Inc. | Private Placement | 32.5 | Consumer | |
| 02/04 | Cameron Health, Inc. | Seller Advisory | Undisclosed | Health Care | |
| 02/04 | Incyte Corporation | Convertible | NASDAQ: INCY | 250.0 | Health Care |
| 01/04 | Komag, Inc. | Convertible | NYSE: KOMG | 80.5 | Technology, Media and Telecommunications |
| 01/04 | Radiant Systems, Inc. | Buyer Advisory | 45.2 | Technology, Media and Telecommunications | |
| 01/04 | SetCap Holdings Corporation | Seller Advisory | Undisclosed | Financial Institutions | |
| 01/04 | Voyant Technologies, Inc. | Seller Advisory | 145.7 | Technology, Media and Telecommunications |